Daily feed · SEC Form 4 filings

Significant insider purchases — Dec 28, 2018

Open-market purchases of at least $50,000 — or at least $500,000 when the buyer is a 10% owner.

68 filings · trading day Dec 28, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Dec 24, 2018 PForm 4 →	Dec 27, 5:45 pm EST	W R GRACE & COGRA	40 North Latitude Fund LP +410% Owner	233,720	$60.70	$14,186,085	9,344,510	+2.57%	plan?
Dec 26, 2018 PForm 4/A →	Dec 28, 9:41 am EST	Falcon Minerals CorpFLMN	HITE Hedge Asset Management LLC10% Owner	1,354,622	$7.27	$9,844,553	6,394,098	+26.9%	plan? amended
Dec 21, 2018 PForm 4 →	Dec 27, 4:08 pm EST	SOLENO THERAPEUTICS INCSLNO	Andrew SinclairDirector	4,669,272	$1.60	$7,470,835	4,669,272	—	plan? late
Dec 24, 2018 PForm 4 →	Dec 27, 4:52 pm EST	SCHWAB CHARLES CORPSCHW	Walter W BettingerPresident and CEO, Director	124,669	$38.81	$4,838,074	366,672	+51.5%	plan?
Dec 21, 2018 PForm 4 →	Dec 27, 5:12 pm EST	APPIAN CORPAPPN	Abdiel Capital Management, LLC +410% Owner	180,800	$24.92	$4,505,801	7,454,291	+2.49%	plan? late
Dec 24, 2018 PForm 4 →	Dec 27, 4:50 pm EST	Front Yard Residential CorpRESI	Deer Park Road Management Company, LP +510% Owner	400,000	$8.42	$3,368,000	5,766,766	+7.45%	plan?
Dec 21, 2018 PForm 4 →	Dec 27, 7:22 pm EST	NON INVASIVE MONITORING SYSTEMS INC /FL/NIMU	Phillip Md Et Al Frost +110% Owner	33,355,325	$0.07	$2,334,873	48,355,325	+222%	plan? late
Dec 21, 2018 PForm 4 →	Dec 27, 7:36 pm EST	NON INVASIVE MONITORING SYSTEMS INC /FL/NIMU	Jane Ph D HsiaoInterim CEO, Director, 10% Owner	27,235,734	$0.07	$1,906,501	20,883,660	—	plan? late
Dec 24, 2018 PForm 4 →	Dec 27, 4:32 pm EST	PROSPECT CAPITAL CORPPSEC	John F BarryCHIEF EXECUTIVE OFFICER, Director, 10% Owner	304,792	$5.82	$1,772,609	37,593,070	+0.82%	plan?
Dec 21, 2018 PForm 4 →	Dec 27, 5:00 pm EST	Odonate Therapeutics, Inc.ODT	Boxer Capital, LLC +2Director, 10% Owner	125,000	$13.27	$1,658,830	2,978,762	+4.38%	plan? late
Dec 21, 2018 PForm 4 →	Dec 27, 5:01 pm EST	Odonate Therapeutics, Inc.ODT	Aaron I. DavisDirector, 10% Owner	125,000	$13.27	$1,658,830	2,978,762	+4.38%	plan? late
Dec 27, 2018 PForm 4 →	Dec 27, 8:00 pm EST	vTv Therapeutics Inc.VTVT	Ronald O Perelman10% Owner	815,217	$1.84	$1,499,999	13,232,785	+6.57%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:08 pm EST	BlueLinx Holdings Inc.BXC	Nokomis Capital, L.L.C. +110% Owner	49,117	$20.48	$1,005,842	1,100,004	+4.67%	plan?
Dec 26, 2018 PForm 4 →	Dec 28, 11:06 am EST	CARNIVAL CORPCCL	Arnold W DonaldPresident & CEO, Director	21,595	$46.43	$1,002,612	141,311	+18.0%	plan?
Dec 26, 2018 PForm 4 →	Dec 28, 11:09 am EST	CARNIVAL PLCCUK	Arnold W DonaldPresident & CEO, Director	21,595	$46.43	$1,002,612	141,311	+18.0%	plan?
Dec 26, 2018 PForm 4 →	Dec 28, 10:16 am EST	MOHAWK INDUSTRIES INCMHK	Filip BalcaenDirector	9,000	$109.76	$987,817	893,751	+1.02%	plan?
Dec 27, 2018 PForm 4 →	Dec 27, 4:33 pm EST	Barings BDC, Inc.BBDC	BARINGS LLC10% Owner	78,100	$8.92	$697,019	12,449,127	+0.63%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 9:31 pm EST	Del Frisco's Restaurant Group, Inc.DFRG	ARMISTICE CAPITAL, LLC +210% Owner	103,000	$6.38	$657,305	4,528,000	+2.33%	plan?
Dec 26, 2018 PForm 4 →	Dec 28, 11:56 am EST	URSTADT BIDDLE PROPERTIES INCUBP	Catherine U BiddleDirector, 10% Owner	41,600	$15.50	$644,800	367,171	+12.8%	plan?
Dec 26, 2018 PForm 4 →	Dec 28, 11:59 am EST	URSTADT BIDDLE PROPERTIES INCUBP	Willing L BiddlePresident and CEO, Director, 10% Owner	41,600	$15.50	$644,800	367,171	+12.8%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:05 pm EST	DISH Network CORPDISH	James DefrancoExecutive Vice President, Director	25,000	$25.00	$625,000	1,378,529	+1.85%	plan?
Dec 21, 2018 PForm 4 →	Dec 27, 6:20 pm EST	Mercantil Bank Holding CorpAMTB	Millar WilsonVice-Chairman & CEO	30,769	$13.00	$399,997	215,384	+16.7%	plan? late
Dec 26, 2018 PForm 4 →	Dec 27, 4:07 pm EST	Quanex Building Products CORPNX	Joseph D RuppDirector	30,000	$12.99	$389,616	40,421	+288%	plan?
Dec 27, 2018 PForm 4 →	Dec 28, 12:18 pm EST	GREIF INCGEF,GEF.B	Peter G WatsonPresident and CEO	10,000	$33.26	$332,600	51,299	+24.2%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:12 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Alfred M Et Al RankinChairman, Director	5,176	$58.15	$301,002	510	—	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:49 pm EST	Energy Transfer LPET	Thomas E LongChief Financial Officer	24,500	$12.05	$295,166	499,698	+5.16%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:33 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Victoire G RankinOther	4,765	$58.17	$277,193	111,335	+4.47%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:35 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Victoire G RankinOther	4,769	$58.01	$276,656	111,782	+4.46%	plan?
Dec 26, 2018 PForm 4 →	Dec 27, 4:10 pm EST	TPG RE Finance Trust, Inc.TRTX	Greta GuggenheimCEO & President, Director	14,700	$18.31	$269,104	235,468	+6.66%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 9:37 pm EST	DSP GROUP INC /DE/DSPG	Cynthia PaulDirector	22,832	$10.56	$241,161	190,000	+13.7%	plan?
Dec 26, 2018 PForm 4 →	Dec 27, 4:13 pm EST	PATTERSON UTI ENERGY INCPTEN	Curtis W HuffDirector	20,000	$10.14	$202,800	113,304	+21.4%	plan?
Dec 26, 2018 PForm 4 →	Dec 27, 4:14 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Alfred M Et Al RankinChairman, Director	3,470	$58.01	$201,290	14,252	+32.2%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:28 pm EST	Harvest Capital Credit CorpHCAP	Joseph A JolsonChief Executive Officer, Director	19,658	$9.63	$189,266	672,639	+3.01%	plan?
Dec 26, 2018 PForm 4 →	Dec 28, 1:49 pm EST	First Financial Northwest, Inc.FFNW	Kevin D PadrickDirector	9,249	$15.05	$139,197	46,374	+24.9%	plan?
Dec 26, 2018 PForm 4 →	Dec 27, 4:27 pm EST	TETRA TECHNOLOGIES INCTTI	Thomas R Bates Jr.Director	100,000	$1.34	$134,250	243,044	+69.9%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:52 pm EST	Ares Dynamic Credit Allocation Fund, Inc.ARDC	Seth J BrufskyPresident and CEO, Director	10,000	$13.39	$133,890	49,137	+25.6%	plan?
Dec 24, 2018 PForm 4 →	Dec 28, 12:38 pm EST	Ares Dynamic Credit Allocation Fund, Inc.ARDC	Bruce H SpectorDirector	10,000	$13.30	$132,989	25,000	+66.7%	plan? late
Dec 21, 2018 PForm 4 →	Dec 27, 6:31 pm EST	Mercantil Bank Holding CorpAMTB	Alberto PerazaSee Remarks	10,000	$13.00	$130,000	10,000	—	plan? late
Dec 24, 2018 PForm 4 →	Dec 27, 4:32 pm EST	CAPITAL SOUTHWEST CORPCSWC	Jack D FurstDirector	6,404	$18.50	$118,469	23,504	+37.5%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 8:35 pm EST	PEDEVCO CORPPED	Ivar SiemDirector	180,000	$0.5933	$106,800	100,000	—	plan? amended
Dec 21, 2018 PForm 4 →	Dec 27, 4:08 pm EST	Corvus Pharmaceuticals, Inc.CRVS	Leiv LeaChief Financial Officer	24,700	$4.15	$102,409	24,700	—	plan? late
Dec 26, 2018 PForm 4 →	Dec 28, 8:42 am EST	PIONEER NATURAL RESOURCES COPXD	Andrew F. CatesDirector	790	$124.27	$98,175	577	—	plan?
Dec 27, 2018 PForm 4 →	Dec 28, 8:40 am EST	Cue Biopharma, Inc.CUE	Anthony DigiandomenicoDirector	20,000	$4.77	$95,400	50,000	+66.7%	plan?
Dec 26, 2018 PForm 4 →	Dec 28, 3:43 pm EST	PLAINS GP HOLDINGS LPPAGP	Oscar K BrownDirector	4,400	$19.54	$85,991	14,000	+45.8%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:13 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Alfred M Et Al RankinChairman, Director	1,460	$58.10	$84,824	124,881	+1.18%	plan?
Dec 26, 2018 PForm 4 →	Dec 27, 4:28 pm EST	Cue Biopharma, Inc.CUE	Christopher A MarlettDirector	19,647	$4.29	$84,286	71,081	+38.2%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:42 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Clara R WilliamsOther	1,345	$58.09	$78,132	439	—	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:42 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	David B WilliamsOther	1,345	$58.09	$78,132	439	—	plan?
Dec 21, 2018 PForm 4 →	Dec 27, 6:25 pm EST	Mercantil Bank Holding CorpAMTB	Frederick C Copeland Jr.Director	6,000	$13.00	$78,000	15,615	+62.4%	plan? late
Dec 26, 2018 PForm 4 →	Dec 28, 12:30 pm EST	BlackRock 2022 Global Income Opportunity TrustBGIO	Richard M RiederOther	9,000	$8.40	$75,604	493,274	+1.86%	plan?
Dec 21, 2018 PForm 4 →	Dec 27, 6:20 pm EST	Mercantil Bank Holding CorpAMTB	Miguel PalaciosSee Remarks	5,769	$13.00	$74,997	5,783	+42,233%	plan? late
Dec 24, 2018 PForm 4 →	Dec 27, 4:05 pm EST	Nabriva Therapeutics plcNBRV	Charles A Rowland Jr.Director	53,000	$1.31	$69,430	53,000	—	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:33 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Thomas T RankinOther	1,188	$58.05	$68,961	25,673	+4.85%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:15 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Clara L T RankinOther	1,173	$58.09	$68,141	14,252	+8.97%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:16 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Trust dated 1/1/1977, PNC Bank & Alfred M. Rankin, Jr. as Co-Trustees & Clara L.T. Rankin, fbo Clara L.T. RankinOther	1,173	$58.09	$68,141	14,252	+8.97%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:17 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Corbin RankinOther	1,132	$58.01	$65,670	25,673	+4.61%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:16 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Corbin RankinOther	1,124	$58.17	$65,386	237	—	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:06 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Alison A RankinOther	1,111	$58.00	$64,440	520	—	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:32 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Thomas T RankinOther	1,068	$58.14	$62,095	25,374	+4.39%	plan?
Dec 21, 2018 PForm 4 →	Dec 27, 6:34 pm EST	Mercantil Bank Holding CorpAMTB	Alfonso FigueredoSee Remarks	4,615	$13.00	$59,995	81,098	+6.03%	plan? late
Dec 24, 2018 PForm 4 →	Dec 27, 4:51 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Roger F RankinOther	953	$58.07	$55,340	235	—	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:08 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Chloe O RankinOther	912	$58.17	$53,055	512	—	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:09 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Claiborne R RankinDirector	912	$58.17	$53,055	512	—	plan?
Dec 26, 2018 PForm 4 →	Dec 27, 4:09 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Chloe O RankinOther	913	$58.01	$52,964	25,672	+3.69%	plan?
Dec 26, 2018 PForm 4 →	Dec 27, 4:11 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Claiborne R RankinDirector	913	$58.01	$52,964	25,672	+3.69%	plan?
Dec 26, 2018 PForm 4 →	Dec 27, 4:55 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Roger F RankinOther	877	$58.00	$50,864	36,572	+2.46%	plan?
Dec 26, 2018 PForm 4 →	Dec 27, 5:11 pm EST	U S PHYSICAL THERAPY INC /NVUSPH	Regg E. SwansonDirector	500	$101.17	$50,585	2,596	+23.9%	plan?
Aug 13, 2015 PForm 4/A →	Dec 28, 2018, 1:10 pm EST	SharesPost 100 Fundno symbol	Robert J BoulwareDirector	1,919	$26.05	$50,000	19,722	+10.8%	plan?

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.