Company · CIK 0000831001 · SIC 6021 — National Commercial Banks · NYSE

CITIGROUP INC · C

Insider activity reported against this company. All insider holders · Files at: MYI, MIY, MYN, CPSS, NAC, NVG, BLJ, BNJ and 41 more. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market activity at this companybuys $5.2M · 6sales $44.3M · 34net −$39.1M

Open-market trades as an insider elsewherebuys $367.2M · 11sales $2.55B · 58net −$2.18B

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Oct 1, 2015 AForm 4 →	Oct 5, 4:12 pm EDT	Judith RodinDirector	520	$51.28	$26,663	6,000	—	plan?
Oct 1, 2015 AForm 4 →	Oct 5, 4:11 pm EDT	Gary M ReinerDirector	536	$51.28	$27,483	11,781	—	plan?
Oct 1, 2015 AForm 4 →	Oct 5, 4:10 pm EDT	Michael E OneillDirector	2,492	$51.28	$127,798	58,488	—	plan?
Oct 1, 2015 AForm 4 →	Oct 5, 4:09 pm EDT	Eugene M McQuadeDirector	1,516	—	—	145,612	—	plan?
Oct 1, 2015 AForm 4 →	Oct 5, 4:08 pm EDT	Franz B HumerDirector	13	$51.28	$677	7,630	—	plan?
Oct 1, 2015 AForm 4 →	Oct 5, 4:06 pm EDT	Peter B. HenryDirector	487	$51.28	$24,971	1,830	—	plan?
Oct 1, 2015 AForm 4 →	Oct 5, 4:04 pm EDT	Duncan P HennesDirector	6	$51.27	$318	6,412	—	plan?
Aug 24, 2015 PForm 4 →	Aug 26, 4:02 pm EDT	Michael E OneillDirector	28,700	$50.16	$1,439,563	28,700	—	plan?
Aug 7, 2015 SForm 4 →	Aug 11, 4:08 pm EDT	Jeffrey R WalshController	6,000	$57.67	$346,020	41,956	−12.5%	plan?
Aug 5, 2015 SForm 4 →	Aug 7, 4:05 pm EDT	John C GerspachChief Financial Officer	10,000	$58.82	$588,200	217,098	−4.40%	plan?
Jul 24, 2015 SForm 4 →	Jul 28, 6:47 pm EDT	Francisco AristeguietaCEO, Asia Pacific	1,750	$58.51	$102,400	16,712	−9.48%	plan?
Jul 1, 2015 AForm 4 →	Jul 6, 4:05 pm EDT	Peter B. HenryDirector	1,343	—	—	1,343	—	plan?
Jul 1, 2015 AForm 4 →	Jul 6, 4:04 pm EDT	Ernesto ZedilloDirector	18	$55.94	$1,007	5,995	—	plan?
Jul 1, 2015 AForm 4 →	Jul 6, 4:04 pm EDT	James S TurleyDirector	7	$55.94	$375	7,531	—	plan?
Jul 1, 2015 AForm 4 →	Jul 6, 4:04 pm EDT	William S ThompsonDirector	608	$55.94	$34,026	5,995	—	plan?
Jul 1, 2015 AForm 4 →	Jul 6, 4:03 pm EDT	Diana L TaylorDirector	19	$55.94	$1,074	5,995	—	plan?
Jul 1, 2015 AForm 4 →	Jul 6, 4:03 pm EDT	Joan E SperoDirector	464	$55.94	$25,954	6,995	—	plan?
Jul 1, 2015 AForm 4 →	Jul 6, 4:03 pm EDT	Judith RodinDirector	476	$55.94	$26,642	5,995	—	plan?
Jul 1, 2015 AForm 4 →	Jul 6, 4:02 pm EDT	Gary M ReinerDirector	491	$55.94	$27,465	11,245	—	plan?
Jul 1, 2015 AForm 4 →	Jul 6, 4:02 pm EDT	Michael E OneillDirector	2,283	$55.94	$127,680	55,996	—	plan?
Jul 1, 2015 AForm 4 →	Jul 6, 4:01 pm EDT	Franz B HumerDirector	12	$55.94	$677	5,995	—	plan?
Jul 1, 2015 AForm 4 →	Jul 6, 4:01 pm EDT	Duncan P HennesDirector	6	$55.94	$319	6,406	—	plan?
Jun 1, 2015 FForm 4 →	Jun 3, 4:02 pm EDT	Rohan WeerasingheGeneral Counsel & Corp. Sec'y	10,530	$54.74	$576,428	112,064	—	plan?
May 22, 2015 FMForm 4 →	May 26, 5:24 pm EDT	Joseph Michael MurrayHead of Human Resources	39,606	$47.40	$1,877,302	27,079	—	plan?
May 21, 2015 SForm 4 →	May 26, 5:24 pm EDT	Joseph Michael MurrayHead of Human Resources	5,949	$54.73	$325,589	24,704	−19.4%	plan?
May 21, 2015 SForm 4 →	May 26, 5:24 pm EDT	W. Bradford HuCHIEF RISK OFFICER	9,742	$54.87	$534,544	35,220	−21.7%	plan?
May 21, 2015 FMForm 4 →	May 26, 5:24 pm EDT	W. Bradford HuCHIEF RISK OFFICER	19,918	$47.38	$943,680	44,962	—	plan?
May 21, 2015 SForm 4 →	May 26, 5:23 pm EDT	Francisco AristeguietaCEO, Latin America	3,800	$54.78	$208,168	58,143	−6.13%	plan?
May 21, 2015 FMForm 4 →	May 26, 5:23 pm EDT	Francisco AristeguietaCEO, Latin America	32,567	$47.56	$1,548,742	61,936	—	plan?
Apr 1, 2015 AForm 4 →	Apr 3, 2:05 pm EDT	Ernesto ZedilloDirector	3	$53.16	$168	5,989	—	plan?
Apr 1, 2015 AForm 4 →	Apr 3, 2:05 pm EDT	James S TurleyDirector	1	$53.16	$46	7,524	—	plan?
Apr 1, 2015 AForm 4 →	Apr 3, 2:04 pm EDT	William S ThompsonDirector	635	$53.16	$33,736	5,989	—	plan?
Apr 1, 2015 AForm 4 →	Apr 3, 2:04 pm EDT	Diana L TaylorDirector	3	$53.16	$184	5,989	—	plan?
Apr 1, 2015 AForm 4 →	Apr 3, 2:03 pm EDT	Joan E SperoDirector	473	$53.16	$25,156	6,989	—	plan?
Apr 1, 2015 AForm 4 →	Apr 3, 2:03 pm EDT	Judith RodinDirector	476	$53.16	$25,288	5,989	—	plan?
Apr 1, 2015 AForm 4 →	Apr 3, 2:02 pm EDT	Gary M ReinerDirector	517	$53.16	$27,486	10,754	—	plan?
Apr 1, 2015 AForm 4 →	Apr 3, 2:02 pm EDT	Michael E OneillDirector	2,361	$53.16	$125,510	53,713	—	plan?
Apr 1, 2015 AForm 4 →	Apr 3, 2:01 pm EDT	Franz B HumerDirector	2	$53.16	$105	5,989	—	plan?
Apr 1, 2015 AForm 4 →	Apr 3, 2:01 pm EDT	Duncan P HennesDirector	1	$53.16	$34	6,400	—	plan?
Feb 20, 2015 FForm 4 →	Feb 24, 4:02 pm EST	William MillsCEO, North America	6,720	$51.14	$343,622	432,932	—	plan?
Feb 20, 2015 FForm 4 →	Feb 24, 4:01 pm EST	James C CowlesCEO, Europe,Middle East&Africa	11,057	$51.14	$565,384	303,853	—	plan?
Feb 18, 2015 AForm 4 →	Feb 20, 8:21 am EST	Barbara J DesoerCEO, CITIBANK, N.A.	22,370	—	—	23,370	—	plan?
Feb 18, 2015 AForm 4 →	Feb 20, 8:16 am EST	Ernesto ZedilloDirector	2,966	—	—	5,989	—	plan?
Feb 18, 2015 AForm 4 →	Feb 20, 8:16 am EST	James S TurleyDirector	2,966	—	—	7,523	—	plan?
Feb 18, 2015 AForm 4 →	Feb 20, 8:15 am EST	William S ThompsonDirector	2,966	—	—	5,989	—	plan?
Feb 18, 2015 AForm 4 →	Feb 20, 8:15 am EST	Diana L TaylorDirector	2,966	—	—	5,989	—	plan?
Feb 18, 2015 AForm 4 →	Feb 20, 8:14 am EST	Joan E SperoDirector	2,966	—	—	6,989	—	plan?
Feb 18, 2015 AForm 4 →	Feb 20, 8:14 am EST	Anthony M SantomeroDirector	2,966	—	—	5,986	—	plan?
Feb 18, 2015 AForm 4 →	Feb 20, 8:13 am EST	Robert L RyanDirector	742	—	—	5,273	—	plan?
Feb 18, 2015 AForm 4 →	Feb 20, 8:13 am EST	Judith RodinDirector	2,966	—	—	5,989	—	plan?
Feb 18, 2015 AForm 4 →	Feb 20, 8:12 am EST	Gary M ReinerDirector	2,966	—	—	10,237	—	plan?
Feb 18, 2015 AForm 4 →	Feb 20, 8:12 am EST	Franz B HumerDirector	2,966	—	—	5,989	—	plan?
Feb 18, 2015 AForm 4 →	Feb 20, 8:11 am EST	Duncan P HennesDirector	2,966	—	—	6,400	—	plan?
Feb 18, 2015 AForm 4 →	Feb 20, 8:11 am EST	Rohan WeerasingheGeneral Counsel & Corp. Sec'y	19,775	—	—	122,594	—	plan?
Feb 18, 2015 AForm 4 →	Feb 20, 8:10 am EST	Jeffrey R WalshController	8,997	—	—	47,956	—	plan?
Feb 18, 2015 AForm 4 →	Feb 20, 8:10 am EST	Joseph Michael MurrayHead of Human Resources	11,156	—	—	30,653	—	plan?
Feb 18, 2015 AForm 4 →	Feb 20, 8:10 am EST	William MillsCEO, North America	32,776	—	—	439,652	—	plan?
Feb 18, 2015 AForm 4 →	Feb 20, 8:09 am EST	Manuel Medina-MoraCo-President	53,113	—	—	724,991	—	plan?
Feb 18, 2015 AForm 4 →	Feb 20, 8:09 am EST	Brian LeachHead of Franchise Risk	45,086	—	—	377,718	—	plan?
Feb 18, 2015 AForm 4 →	Feb 20, 8:08 am EST	W. Bradford HuCHIEF RISK OFFICER	15,128	—	—	43,642	—	plan?
Feb 18, 2015 AForm 4 →	Feb 20, 8:08 am EST	John C GerspachChief Financial Officer	41,527	—	—	209,628	—	plan?
Feb 18, 2015 AGForm 4 →	Feb 20, 8:07 am EST	James A. ForeseCo-President	93,911	—	—	445,548	—	plan?
Feb 18, 2015 AForm 4 →	Feb 20, 8:06 am EST	James C CowlesCEO, Europe,Middle East&Africa	38,996	—	—	314,909	—	plan?
Feb 18, 2015 AForm 4 →	Feb 20, 8:06 am EST	Michael CorbatChief Executive Officer, Director	68,222	—	—	392,970	—	plan?
Feb 18, 2015 AForm 4 →	Feb 20, 8:05 am EST	Don CallahanHead of Operations&Technology	40,044	—	—	277,973	—	plan?
Feb 18, 2015 AForm 4 →	Feb 20, 8:05 am EST	Stephen BirdCEO ASIA PACIFIC	44,642	—	—	289,135	—	plan?
Feb 18, 2015 AForm 4 →	Feb 20, 8:04 am EST	Francisco AristeguietaCEO, Latin America	19,898	—	—	60,527	—	plan?
Feb 9, 2015 FForm 4 →	Feb 11, 4:02 pm EST	James C CowlesCEO, Europe,Middle East&Africa	6,621	$47.58	$314,970	275,914	—	plan?
Jan 20, 2015 FForm 4 →	Jan 22, 4:55 pm EST	Rohan WeerasingheGeneral Counsel & Corp. Sec'y	3,665	$47.58	$174,367	102,819	—	plan?
Jan 20, 2015 FForm 4 →	Jan 22, 4:55 pm EST	Jeffrey R WalshController	4,653	$47.58	$221,381	38,959	—	plan?
Jan 20, 2015 FForm 4 →	Jan 22, 4:55 pm EST	Joseph Michael MurrayHead of Human Resources	4,306	$47.58	$204,858	19,498	—	plan?
Jan 20, 2015 FForm 4 →	Jan 22, 4:55 pm EST	William MillsCEO, North America	9,975	$47.58	$474,561	406,876	—	plan?
Jan 20, 2015 FForm 4 →	Jan 22, 4:54 pm EST	Manuel Medina-MoraCo-President	23,858	$47.58	$1,135,044	671,879	—	plan?
Jan 20, 2015 FForm 4 →	Jan 22, 4:54 pm EST	Brian LeachHead of Franchise Risk	34,713	$47.58	$1,651,457	332,632	—	plan?
Jan 20, 2015 FForm 4 →	Jan 22, 4:54 pm EST	W. Bradford HuCHIEF RISK OFFICER	5,358	$47.58	$254,921	28,514	—	plan?
Jan 20, 2015 FForm 4 →	Jan 22, 4:53 pm EST	John C GerspachChief Financial Officer	14,902	$47.58	$708,977	168,102	—	plan?
Jan 20, 2015 FForm 4 →	Jan 22, 4:53 pm EST	James A. ForeseCo-President	34,655	$47.58	$1,648,716	384,921	—	plan?
Jan 20, 2015 FForm 4 →	Jan 22, 4:53 pm EST	Michael CorbatChief Executive Officer, Director	41,911	$47.58	$1,993,897	324,748	—	plan?
Jan 20, 2015 FForm 4 →	Jan 22, 4:52 pm EST	Don CallahanHead of Operations&Technology	30,069	$47.58	$1,430,533	237,929	—	plan?
Jan 20, 2015 FForm 4 →	Jan 22, 4:52 pm EST	Francisco AristeguietaCEO, Latin America	3,443	$47.58	$163,815	40,627	—	plan?
Jan 1, 2015 AForm 4 →	Jan 5, 4:08 pm EST	Ernesto ZedilloDirector	3	$54.88	$165	6,442	—	plan?
Jan 1, 2015 AForm 4 →	Jan 5, 4:08 pm EST	James S TurleyDirector	1	$54.88	$44	4,557	—	plan?
Jan 1, 2015 AForm 4 →	Jan 5, 4:07 pm EST	William S ThompsonDirector	616	$54.88	$33,810	6,442	—	plan?
Jan 1, 2015 AForm 4 →	Jan 5, 4:07 pm EST	Diana L TaylorDirector	3	$54.88	$181	6,442	—	plan?
Jan 1, 2015 AForm 4 →	Jan 5, 4:06 pm EST	Joan E SperoDirector	458	$54.88	$25,145	7,441	—	plan?
Jan 1, 2015 AForm 4 →	Jan 5, 4:06 pm EST	Judith RodinDirector	461	$54.88	$25,282	6,442	—	plan?
Jan 1, 2015 AForm 4 →	Jan 5, 4:06 pm EST	Gary M ReinerDirector	501	$54.88	$27,494	7,271	—	plan?
Jan 1, 2015 AForm 4 →	Jan 5, 4:05 pm EST	Michael E OneillDirector	2,287	$54.88	$125,484	51,352	—	plan?
Jan 1, 2015 AForm 4 →	Jan 5, 4:05 pm EST	Franz B HumerDirector	2	$54.88	$102	4,195	—	plan?
Jan 1, 2015 AForm 4 →	Jan 5, 4:04 pm EST	Duncan P HennesDirector	1	$54.88	$34	3,433	—	plan?

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jan 20, 2019 AForm 4 →	Jan 23, 5:19 pm EST	Rohan WeerasingheGeneral Counsel & Corp. Sec'y	25,215	—	—	25,215	—
Jan 20, 2019 AForm 4 →	Jan 23, 5:18 pm EST	William MillsCEO, North America	38,662	—	—	38,662	—
Jan 20, 2019 AForm 4 →	Jan 23, 5:17 pm EST	W. Bradford HuCHIEF RISK OFFICER	27,036	—	—	27,036	—
Jan 20, 2019 AForm 4 →	Jan 23, 5:16 pm EST	John C GerspachChief Financial Officer	57,153	—	—	57,153	—
Jan 20, 2019 AForm 4 →	Jan 23, 5:16 pm EST	Jane Nind FraserCEO, Latin America	47,171	—	—	47,171	—	amended
Jan 20, 2019 AForm 4 →	Jan 23, 5:15 pm EST	James A. ForesePresident	104,242	—	—	104,242	—
Jan 20, 2019 AForm 4 →	Jan 23, 5:14 pm EST	Barbara J DesoerCEO, CITIBANK, N.A.	38,662	—	—	38,662	—
Jan 20, 2019 AForm 4 →	Jan 23, 5:13 pm EST	Michael CorbatChief Executive Officer, Director	100,858	—	—	100,858	—
Jan 20, 2019 AForm 4 →	Jan 23, 5:13 pm EST	Stephen BirdCEO, Global Consumer Bank	53,789	—	—	53,789	—
Jan 20, 2019 AForm 4 →	Jan 23, 5:12 pm EST	Francisco AristeguietaCEO, Asia Pacific	36,981	—	—	36,981	—
Feb 15, 2018 AForm 4 →	Feb 16, 8:06 am EST	James C CowlesCEO, Europe,Middle East&Africa	4,903	—	—	4,903	—
Jan 22, 2018 AForm 4 →	Jan 24, 5:46 pm EST	Rohan WeerasingheGeneral Counsel & Corp. Sec'y	18,806	—	—	18,806	—
Jan 22, 2018 AForm 4 →	Jan 24, 5:45 pm EST	Joseph Michael MurrayHead of Human Resources	10,609	—	—	10,609	—
Jan 22, 2018 AForm 4 →	Jan 24, 5:44 pm EST	William MillsCEO, North America	31,170	—	—	31,170	—
Jan 22, 2018 AForm 4 →	Jan 24, 5:42 pm EST	John C GerspachChief Financial Officer	39,492	—	—	39,492	—
Jan 22, 2018 AForm 4 →	Jan 24, 5:40 pm EST	James A. ForesePresident	73,483	—	—	73,483	—
Jan 22, 2018 AForm 4 →	Jan 24, 5:39 pm EST	Barbara J DesoerCEO, CITIBANK, N.A.	9,403	—	—	9,403	—
Jan 22, 2018 AForm 4 →	Jan 24, 5:38 pm EST	Michael CorbatChief Executive Officer, Director	64,879	—	—	64,879	—
Jan 22, 2018 AForm 4 →	Jan 24, 5:38 pm EST	Don CallahanHead of Operations&Technology	38,081	—	—	38,081	—
Jan 22, 2018 AForm 4 →	Jan 24, 5:37 pm EST	Stephen BirdCEO, Global Consumer Bank	42,455	—	—	42,455	—
Jan 22, 2018 AForm 4 →	Jan 24, 5:36 pm EST	Francisco AristeguietaCEO, Asia Pacific	18,923	—	—	18,923	—
Feb 20, 2017 AForm 4 →	Feb 21, 6:25 pm EST	James C CowlesCEO, Europe,Middle East&Africa	18,278	—	—	18,278	—
Feb 16, 2017 AForm 4 →	Feb 17, 5:40 pm EST	James C CowlesCEO, Europe,Middle East&Africa	5,792	—	—	5,792	—
Jan 20, 2017 AForm 4 →	Jan 24, 6:35 pm EST	Eugene M McQuadeDirector	22,332	—	—	22,332	—
Jan 20, 2017 AForm 4 →	Jan 24, 6:35 pm EST	Rohan WeerasingheGeneral Counsel & Corp. Sec'y	10,128	—	—	10,128	—
Jan 20, 2017 AForm 4 →	Jan 24, 6:33 pm EST	William MillsCEO, North America	16,028	—	—	16,028	—
Jan 20, 2017 AForm 4 →	Jan 24, 6:31 pm EST	John C GerspachChief Financial Officer	21,269	—	—	21,269	—
Jan 20, 2017 AForm 4 →	Jan 24, 6:30 pm EST	James A. ForesePresident	41,095	—	—	41,095	—
Jan 20, 2017 AForm 4 →	Jan 24, 6:28 pm EST	Michael CorbatChief Executive Officer, Director	39,499	—	—	39,499	—
Jan 20, 2017 AForm 4 →	Jan 24, 6:28 pm EST	Don CallahanHead of Operations&Technology	20,509	—	—	20,509	—
Jan 20, 2017 AForm 4 →	Jan 24, 6:27 pm EST	Stephen BirdCEO, Global Consumer Bank	20,599	—	—	20,599	—
Jan 20, 2017 AForm 4 →	Jan 24, 6:26 pm EST	Francisco AristeguietaCEO, Asia Pacific	7,140	—	—	7,140	—
Nov 30, 2016 MForm 4 →	Dec 1, 4:21 pm EST	James A. ForesePresident	75,000	—	—	0	—
Nov 22, 2016 MForm 4 →	Nov 23, 4:03 pm EST	Jeffrey R WalshController	20,000	—	—	0	—
Nov 22, 2016 MForm 4 →	Nov 23, 4:02 pm EST	W. Bradford HuCHIEF RISK OFFICER	12,500	—	—	0	—
Nov 22, 2016 MForm 4 →	Nov 23, 4:02 pm EST	John C GerspachChief Financial Officer	150,000	—	—	0	—
Nov 22, 2016 MForm 4 →	Nov 23, 4:01 pm EST	Michael CorbatChief Executive Officer, Director	150,000	—	—	0	—
Nov 16, 2016 MForm 4 →	Nov 16, 5:15 pm EST	William MillsCEO, North America	150,000	—	—	0	—
Nov 16, 2016 MForm 4 →	Nov 16, 5:14 pm EST	Stephen BirdCEO, Global Consumer Bank	100,000	—	—	0	—
Nov 15, 2016 MForm 4 →	Nov 15, 4:01 pm EST	Don CallahanHead of Operations&Technology	75,000	—	—	0	—
Nov 11, 2016 MForm 4 →	Nov 14, 5:48 pm EST	James A. ForesePresident	100,000	—	—	75,000	—
Nov 11, 2016 MForm 4 →	Nov 14, 5:41 pm EST	Eugene M McQuadeDirector	100,000	—	—	0	—
Nov 10, 2016 MForm 4 →	Nov 10, 5:55 pm EST	Don CallahanHead of Operations&Technology	75,000	—	—	75,000	—
Feb 22, 2016 AForm 4 →	Feb 24, 4:17 pm EST	Michael CorbatChief Executive Officer, Director	48,457	—	—	48,457	—
Jan 20, 2016 AForm 4 →	Jan 22, 5:43 pm EST	John C GerspachChief Financial Officer	30,139	—	—	30,139	—
Jan 20, 2016 AForm 4 →	Jan 22, 5:42 pm EST	Eugene M McQuadeDirector	32,457	—	—	32,457	—
Jan 20, 2016 AForm 4 →	Jan 22, 5:41 pm EST	Don CallahanHead of Operations&Technology	32,457	—	—	32,457	—
May 22, 2015 MForm 4 →	May 26, 5:24 pm EDT	Joseph Michael MurrayHead of Human Resources	20,990	—	—	0	—
May 21, 2015 MForm 4 →	May 26, 5:24 pm EDT	W. Bradford HuCHIEF RISK OFFICER	10,619	—	—	0	—
May 21, 2015 MForm 4 →	May 26, 5:23 pm EDT	Francisco AristeguietaCEO, Latin America	16,952	—	—	0	—

Filed by this entity as an insider elsewhere — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Mar 3, 2015 SForm 4 →	Mar 4, 4:14 pm EST	NUVEEN AMT-FREE MUNICIPAL INCOME FUNDNEA	305	$100,000.00	$30,500,000	0	−100%	plan?
Feb 25, 2015 JForm 4 →	Feb 27, 3:50 pm EST	WESTERN ASSET INTERMEDIATE MUNI FUND INC.SBI	1,849	$90.00	$166,410	0	—	plan?
Feb 24, 2015 SForm 4 →	Feb 25, 4:40 pm EST	NUVEEN NEW YORK AMT-FREE MUNICIPAL INCOME FUNDNRK	100	$100,000.00	$10,000,000	0	−100%	plan?
Feb 11, 2015 SForm 4 →	Feb 12, 4:40 pm EST	PACHOLDER HIGH YIELD FUND INCPHF	939	$82.75	$77,702	0	−100%	plan?
Feb 2, 2015 PForm 4 →	Feb 3, 4:37 pm EST	FRANKLIN LTD DURATION INCOME TRUSTFTF	1	$85.00	$85	1,777	+0.06%	plan?

Filed by this entity as an insider elsewhere — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jul 10, 2018 XForm 4 →	Jul 12, 4:07 pm EDT	CONSUMER PORTFOLIO SERVICES INCCPSS	2,000,000	—	—	0	—