SEC Form 4 · accession 0001181431-15-001367
CITIGROUP INC · C
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Gerspach
Officer — Chief Financial Officer
Period of report
Jan 20, 2015
Accepted (ET)
Jan 22, 2015 · 4:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831001
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 20, 2015 | F | 14,902 | $47.575 | D | 168,102 | D | |
| Common Stock | holding | — | — | — | 17,470 | I | By 2013 GRAT | |
| Common Stock | holding | — | — | — | 50,000 | I | By 2014 GRAT 1 | |
| Common StockF2 | holding | — | — | — | 35,000 | I | By 2014 GRAT 2 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.
- F2On November 13, 2014 the Reporting Person transferred 35,000 shares to a Grantor Retained Annuity Trust ("GRAT"), of which he is the Trustee.