SEC Form 4 · accession 0001209191-15-064620
CITIGROUP INC · C
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Gerspach
Officer — Chief Financial Officer
Period of report
Aug 5, 2015
Accepted (ET)
Aug 7, 2015 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831001
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 5, 2015 | S | 10,000 | $58.82 | D | 217,098 | D | |
| Common Stock | holding | — | — | — | 50,000 | I | By 2014 GRAT 1 | |
| Common Stock | holding | — | — | — | 35,000 | I | By 2014 GRAT 2 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 17,470 shares previously held through the 2013 Grantor Retained Annuity Trust ("GRAT"), which were distributed to the reporting person on August 6, 2015 upon termination of the GRAT, and are now owned directly.