Company · CIK 0000831001 · SIC 6021 — National Commercial Banks · NYSE
CITIGROUP INC · C
Insider activity reported against this company. All insider holders · Files at: MYI, MIY, MYN, CPSS, NAC, NVG, BLJ, BNJ and 41 more. On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 1, 2016 AForm 4 → | Oct 4, 4:06 pm EDT | Renee Jo JamesDirector | 14 | $47.31 | $649 | 4,067 | — | plan? |
| Oct 1, 2016 AForm 4 → | Oct 4, 4:06 pm EDT | Franz B HumerDirector | 60 | $47.31 | $2,837 | 10,729 | — | plan? |
| Oct 1, 2016 AForm 4 → | Oct 4, 4:05 pm EDT | Peter B. HenryDirector | 736 | $47.31 | $34,829 | 6,372 | — | plan? |
| Oct 1, 2016 AForm 4 → | Oct 4, 4:04 pm EDT | Duncan P HennesDirector | 34 | $47.31 | $1,612 | 3,049 | — | plan? |
| Oct 1, 2016 AForm 4 → | Oct 4, 4:03 pm EDT | Ellen CostelloDirector | 731 | $47.31 | $34,600 | 4,067 | — | plan? |
| Jul 20, 2016 SForm 4 → | Jul 22, 4:02 pm EDT | Joseph Michael MurrayHead of Human Resources | 8,122 | $44.35 | $360,211 | 35,042 | −18.8% | plan? |
| Jul 1, 2016 AForm 4 → | Jul 6, 4:16 pm EDT | Ernesto ZedilloDirector | 27 | $45.02 | $1,221 | 7,034 | — | plan? |
| Jul 1, 2016 AForm 4 → | Jul 6, 4:15 pm EDT | James S TurleyDirector | 11 | $45.02 | $503 | 3,039 | — | plan? |
| Jul 1, 2016 AForm 4 → | Jul 6, 4:14 pm EDT | William S ThompsonDirector | 1,118 | $45.02 | $50,320 | 7,034 | — | plan? |
| Jul 1, 2016 AForm 4 → | Jul 6, 4:14 pm EDT | Diana L TaylorDirector | 29 | $45.02 | $1,288 | 7,034 | — | plan? |
| Jul 1, 2016 AForm 4 → | Jul 6, 4:12 pm EDT | Joan E SperoDirector | 807 | $45.02 | $36,315 | 8,034 | — | plan? |
| Jul 1, 2016 AForm 4 → | Jul 6, 4:11 pm EDT | Judith RodinDirector | 43 | $45.02 | $1,928 | 7,034 | — | plan? |
| Jul 1, 2016 AForm 4 → | Jul 6, 4:11 pm EDT | Gary M ReinerDirector | 860 | $45.02 | $38,715 | 17,858 | — | plan? |
| Jul 1, 2016 AForm 4 → | Jul 6, 4:09 pm EDT | Michael E OneillDirector | 2,848 | $45.02 | $128,197 | 66,777 | — | plan? |
| Jul 1, 2016 AForm 4 → | Jul 6, 4:08 pm EDT | Renee Jo JamesDirector | 4 | $45.02 | $202 | 4,053 | — | plan? |
| Jul 1, 2016 AForm 4 → | Jul 6, 4:07 pm EDT | Franz B HumerDirector | 20 | $45.02 | $886 | 10,693 | — | plan? |
| Jul 1, 2016 AForm 4 → | Jul 6, 4:06 pm EDT | Peter B. HenryDirector | 756 | $45.02 | $34,049 | 1,344 | — | plan? |
| Jul 1, 2016 AForm 4 → | Jul 6, 4:05 pm EDT | Duncan P HennesDirector | 11 | $45.02 | $503 | 3,039 | — | plan? |
| Jul 1, 2016 AForm 4 → | Jul 6, 4:04 pm EDT | Ellen CostelloDirector | 672 | $45.02 | $30,232 | 4,053 | — | plan? |
| Jun 1, 2016 FForm 4 → | Jun 3, 4:10 pm EDT | Rohan WeerasingheGeneral Counsel & Corp. Sec'y | 10,530 | $46.24 | $486,845 | 126,181 | — | plan? |
| May 24, 2016 SForm 4 → | May 26, 4:09 pm EDT | Judith RodinDirector | 36 | $45.80 | $1,649 | 0 | −100% | plan? |
| Apr 20, 2016 SForm 4 → | Apr 21, 4:02 pm EDT | W. Bradford HuCHIEF RISK OFFICER | 9,528 | $45.83 | $436,668 | 53,282 | −15.2% | plan? |
| Apr 1, 2016 AForm 4 → | Apr 5, 4:14 pm EDT | Ernesto ZedilloDirector | 24 | $42.10 | $1,017 | 7,027 | — | plan? |
| Apr 1, 2016 AForm 4 → | Apr 5, 4:13 pm EDT | James S TurleyDirector | 7 | $42.10 | $300 | 3,035 | — | plan? |
| Apr 1, 2016 AForm 4 → | Apr 5, 4:12 pm EDT | William S ThompsonDirector | 805 | $42.10 | $33,870 | 7,027 | — | plan? |
| Apr 1, 2016 AForm 4 → | Apr 5, 4:11 pm EDT | Diana L TaylorDirector | 26 | $42.10 | $1,084 | 7,027 | — | plan? |
| Apr 1, 2016 AForm 4 → | Apr 5, 4:10 pm EDT | Joan E SperoDirector | 975 | $42.10 | $41,063 | 8,027 | — | plan? |
| Apr 1, 2016 AForm 4 → | Apr 5, 4:09 pm EDT | Judith RodinDirector | 41 | $42.10 | $1,723 | 7,027 | — | plan? |
| Apr 1, 2016 AForm 4 → | Apr 5, 4:09 pm EDT | Gary M ReinerDirector | 653 | $42.10 | $27,491 | 16,998 | — | plan? |
| Apr 1, 2016 AForm 4 → | Apr 5, 4:08 pm EDT | Michael E OneillDirector | 3,042 | $42.10 | $128,045 | 63,930 | — | plan? |
| Apr 1, 2016 AForm 4 → | Apr 5, 4:07 pm EDT | Franz B HumerDirector | 16 | $42.10 | $682 | 10,681 | — | plan? |
| Apr 1, 2016 AForm 4 → | Apr 5, 4:05 pm EDT | Peter B. HenryDirector | 595 | $42.10 | $25,067 | 594 | — | plan? |
| Apr 1, 2016 AForm 4 → | Apr 5, 4:04 pm EDT | Duncan P HennesDirector | 7 | $42.10 | $300 | 3,035 | — | plan? |
| Apr 1, 2016 AForm 4 → | Apr 5, 4:04 pm EDT | Ellen CostelloDirector | 594 | $42.10 | $25,000 | 594 | — | plan? |
| Feb 22, 2016 FForm 4 → | Feb 24, 4:21 pm EST | William MillsCEO, North America | 5,491 | $39.10 | $214,669 | 467,141 | — | plan? |
| Feb 22, 2016 FForm 4 → | Feb 24, 4:20 pm EST | Jane Nind FraserCEO, Latin America | 10,176 | $39.10 | $397,873 | 131,926 | — | plan? |
| Feb 22, 2016 FForm 4 → | Feb 24, 4:19 pm EST | James C CowlesCEO, Europe,Middle East&Africa | 17,170 | $39.10 | $671,290 | 349,715 | — | plan? |
| Feb 16, 2016 AForm 4 → | Feb 18, 5:25 pm EST | Ernesto ZedilloDirector | 4,049 | — | — | 7,023 | — | plan? |
| Feb 16, 2016 AForm 4 → | Feb 18, 5:24 pm EST | James S TurleyDirector | 4,049 | — | — | 8,561 | — | plan? |
| Feb 16, 2016 AForm 4 → | Feb 18, 5:23 pm EST | William S ThompsonDirector | 4,049 | — | — | 7,023 | — | plan? |
| Feb 16, 2016 AForm 4 → | Feb 18, 5:23 pm EST | Diana L TaylorDirector | 4,049 | — | — | 7,023 | — | plan? |
| Feb 16, 2016 AForm 4 → | Feb 18, 5:22 pm EST | Joan E SperoDirector | 4,049 | — | — | 8,023 | — | plan? |
| Feb 16, 2016 AForm 4 → | Feb 18, 5:21 pm EST | Anthony M SantomeroDirector | 4,049 | — | — | 7,015 | — | plan? |
| Feb 16, 2016 AForm 4 → | Feb 18, 5:21 pm EST | Judith RodinDirector | 4,049 | — | — | 7,023 | — | plan? |
| Feb 16, 2016 AForm 4 → | Feb 18, 5:20 pm EST | Gary M ReinerDirector | 4,049 | — | — | 16,344 | — | plan? |
| Feb 16, 2016 AForm 4 → | Feb 18, 5:19 pm EST | Eugene M McQuadeDirector | 4,049 | — | — | 61,230 | — | plan? |
| Feb 16, 2016 AForm 4 → | Feb 18, 5:18 pm EST | Renee Jo JamesDirector | 4,049 | — | — | 4,049 | — | plan? |
| Feb 16, 2016 AForm 4 → | Feb 18, 5:18 pm EST | Franz B HumerDirector | 4,049 | — | — | 7,023 | — | plan? |
| Feb 16, 2016 AForm 4 → | Feb 18, 5:17 pm EST | Peter B. HenryDirector | 4,049 | — | — | 6,346 | — | plan? |
| Feb 16, 2016 AForm 4 → | Feb 18, 5:16 pm EST | Duncan P HennesDirector | 4,049 | — | — | 7,435 | — | plan? |
| Feb 16, 2016 AForm 4 → | Feb 18, 5:15 pm EST | Ellen CostelloDirector | 4,049 | — | — | 4,049 | — | plan? |
| Feb 16, 2016 AForm 4 → | Feb 18, 5:13 pm EST | Rohan WeerasingheGeneral Counsel & Corp. Sec'y | 30,364 | — | — | 136,711 | — | plan? |
| Feb 16, 2016 AForm 4 → | Feb 18, 5:12 pm EST | Jeffrey R WalshController | 13,630 | — | — | 51,509 | — | plan? |
| Feb 16, 2016 AForm 4 → | Feb 18, 5:11 pm EST | Joseph Michael MurrayHead of Human Resources | 20,243 | — | — | 43,164 | — | plan? |
| Feb 16, 2016 AForm 4 → | Feb 18, 5:10 pm EST | William MillsCEO, North America | 46,559 | — | — | 472,632 | — | plan? |
| Feb 16, 2016 AForm 4 → | Feb 18, 5:10 pm EST | W. Bradford HuCHIEF RISK OFFICER | 32,557 | — | — | 62,810 | — | plan? |
| Feb 16, 2016 AForm 4 → | Feb 18, 5:09 pm EST | John C GerspachChief Financial Officer | 68,826 | — | — | 239,871 | — | plan? |
| Feb 16, 2016 AForm 4 → | Feb 18, 5:08 pm EST | Jane Nind FraserCEO, Latin America | 56,805 | — | — | 142,103 | — | plan? |
| Feb 16, 2016 AForm 4 → | Feb 18, 5:07 pm EST | James A. ForesePresident | 125,533 | — | — | 526,795 | — | plan? |
| Feb 16, 2016 AForm 4 → | Feb 18, 5:07 pm EST | Barbara J DesoerCEO, CITIBANK, N.A. | 46,559 | — | — | 67,533 | — | plan? |
| Feb 16, 2016 AForm 4 → | Feb 18, 5:06 pm EST | James C CowlesCEO, Europe,Middle East&Africa | 63,032 | — | — | 366,884 | — | plan? |
| Feb 16, 2016 AForm 4 → | Feb 18, 5:05 pm EST | Michael CorbatChief Executive Officer, Director | 121,457 | — | — | 502,223 | — | plan? |
| Feb 16, 2016 AForm 4 → | Feb 18, 5:04 pm EST | Don CallahanHead of Operations&Technology | 55,061 | — | — | 316,403 | — | plan? |
| Feb 16, 2016 AForm 4 → | Feb 18, 5:04 pm EST | Stephen BirdCEO, Global Consumer Bank | 64,775 | — | — | 303,461 | — | plan? |
| Feb 16, 2016 AForm 4 → | Feb 18, 5:03 pm EST | Francisco AristeguietaCEO, Asia Pacific | 44,534 | — | — | 81,935 | — | plan? |
| Feb 11, 2016 PForm 4 → | Feb 12, 4:04 pm EST | William MillsCEO, North America | 1,000 | $912.50 | $912,500 | 1,000 | — | plan? |
| Feb 11, 2016 PForm 4 → | Feb 12, 4:03 pm EST | Don CallahanHead of Operations&Technology | 9,870 | $30.41 | $300,142 | 4,170 | — | plan? |
| Feb 9, 2016 PForm 4 → | Feb 11, 4:08 pm EST | John C GerspachChief Financial Officer | 13,000 | $37.62 | $489,060 | 171,045 | +8.23% | plan? |
| Jan 22, 2016 PForm 4 → | Jan 22, 12:56 pm EST | Michael E OneillDirector | 25,000 | $41.01 | $1,025,325 | 53,200 | +88.7% | plan? |
| Jan 22, 2016 PForm 4 → | Jan 22, 12:54 pm EST | Michael CorbatChief Executive Officer, Director | 25,000 | $41.05 | $1,026,250 | 380,765 | +7.03% | plan? |
| Jan 20, 2016 FForm 4 → | Jan 22, 5:43 pm EST | John C GerspachChief Financial Officer | 19,856 | $40.23 | $798,877 | 158,045 | — | plan? |
| Jan 20, 2016 FForm 4 → | Jan 22, 5:42 pm EST | Eugene M McQuadeDirector | 18,727 | $40.23 | $753,441 | 126,886 | — | plan? |
| Jan 20, 2016 FForm 4 → | Jan 22, 5:41 pm EST | Don CallahanHead of Operations&Technology | 22,331 | $40.23 | $898,436 | 255,642 | — | plan? |
| Jan 20, 2016 FForm 4 → | Jan 22, 3:33 pm EST | Jeffrey R WalshController | 4,077 | $40.23 | $164,018 | 37,879 | — | plan? |
| Jan 20, 2016 FForm 4 → | Jan 22, 3:32 pm EST | Joseph Michael MurrayHead of Human Resources | 4,157 | $40.23 | $167,268 | 22,921 | — | plan? |
| Jan 20, 2016 FForm 4 → | Jan 22, 2:40 pm EST | Rohan WeerasingheGeneral Counsel & Corp. Sec'y | 5,718 | $40.23 | $230,045 | 106,346 | — | plan? |
| Jan 20, 2016 FForm 4 → | Jan 22, 2:39 pm EST | William MillsCEO, North America | 6,859 | $40.23 | $275,966 | 426,073 | — | plan? |
| Jan 20, 2016 FForm 4 → | Jan 22, 2:38 pm EST | W. Bradford HuCHIEF RISK OFFICER | 4,967 | $40.23 | $199,830 | 30,253 | — | plan? |
| Jan 20, 2016 FForm 4 → | Jan 22, 2:37 pm EST | Jane Nind FraserCEO, Latin America | 2,797 | $40.23 | $112,526 | 85,297 | — | plan? |
| Jan 20, 2016 FForm 4 → | Jan 22, 2:37 pm EST | James A. ForesePresident | 44,286 | $40.23 | $1,781,796 | 401,262 | — | plan? |
| Jan 20, 2016 FForm 4 → | Jan 22, 2:36 pm EST | Barbara J DesoerCEO, CITIBANK, N.A. | 2,396 | $40.23 | $96,379 | 20,974 | — | plan? |
| Jan 20, 2016 FForm 4 → | Jan 22, 2:35 pm EST | Stephen BirdCEO, Global Consumer Bank | 20,449 | $40.23 | $822,718 | 238,686 | — | plan? |
| Jan 20, 2016 FForm 4 → | Jan 22, 2:34 pm EST | Francisco AristeguietaCEO, Asia Pacific | 2,281 | $40.23 | $91,769 | 37,421 | — | plan? |
| Jan 20, 2016 FForm 4 → | Jan 22, 12:54 pm EST | Michael CorbatChief Executive Officer, Director | 37,205 | $40.23 | $1,496,881 | 355,765 | — | plan? |
| Jan 1, 2016 AForm 4 → | Jan 5, 5:31 pm EST | Ernesto ZedilloDirector | 19 | $53.31 | $1,013 | 6,006 | — | plan? |
| Jan 1, 2016 AForm 4 → | Jan 5, 5:29 pm EST | James S TurleyDirector | 6 | $53.31 | $299 | 7,544 | — | plan? |
| Jan 1, 2016 AForm 4 → | Jan 5, 5:28 pm EST | William S ThompsonDirector | 639 | $53.31 | $34,042 | 6,006 | — | plan? |
| Jan 1, 2016 AForm 4 → | Jan 5, 5:27 pm EST | Diana L TaylorDirector | 20 | $53.31 | $1,077 | 6,006 | — | plan? |
| Jan 1, 2016 AForm 4 → | Jan 5, 5:25 pm EST | Joan E SperoDirector | 769 | $53.31 | $41,015 | 7,006 | — | plan? |
| Jan 1, 2016 AForm 4 → | Jan 5, 5:24 pm EST | Judith RodinDirector | 501 | $53.31 | $26,691 | 6,006 | — | plan? |
| Jan 1, 2016 AForm 4 → | Jan 5, 5:22 pm EST | Gary M ReinerDirector | 515 | $53.31 | $27,454 | 12,296 | — | plan? |
| Jan 1, 2016 AForm 4 → | Jan 5, 5:21 pm EST | Michael E OneillDirector | 2,400 | $53.31 | $127,918 | 60,888 | — | plan? |
| Jan 1, 2016 AForm 4 → | Jan 5, 5:20 pm EST | Franz B HumerDirector | 13 | $53.31 | $677 | 7,637 | — | plan? |
| Jan 1, 2016 AForm 4 → | Jan 5, 5:19 pm EST | Peter B. HenryDirector | 468 | $53.31 | $24,948 | 2,298 | — | plan? |
| Jan 1, 2016 AForm 4 → | Jan 5, 5:18 pm EST | Duncan P HennesDirector | 6 | $53.31 | $320 | 6,418 | — | plan? |
| Oct 1, 2015 AForm 4 → | Oct 5, 4:17 pm EDT | Ernesto ZedilloDirector | 20 | $51.28 | $1,010 | 6,000 | — | plan? |
| Oct 1, 2015 AForm 4 → | Oct 5, 4:16 pm EDT | James S TurleyDirector | 7 | $51.28 | $374 | 7,538 | — | plan? |
| Oct 1, 2015 AForm 4 → | Oct 5, 4:16 pm EDT | William S ThompsonDirector | 664 | $51.27 | $34,036 | 6,000 | — | plan? |
| Oct 1, 2015 AForm 4 → | Oct 5, 4:15 pm EDT | Diana L TaylorDirector | 21 | $51.28 | $1,077 | 6,000 | — | plan? |
| Oct 1, 2015 AForm 4 → | Oct 5, 4:13 pm EDT | Joan E SperoDirector | 799 | $51.28 | $40,979 | 7,000 | — | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 20, 2019 AForm 4 → | Jan 23, 5:19 pm EST | Rohan WeerasingheGeneral Counsel & Corp. Sec'y | 25,215 | — | — | 25,215 | — | |
| Jan 20, 2019 AForm 4 → | Jan 23, 5:18 pm EST | William MillsCEO, North America | 38,662 | — | — | 38,662 | — | |
| Jan 20, 2019 AForm 4 → | Jan 23, 5:17 pm EST | W. Bradford HuCHIEF RISK OFFICER | 27,036 | — | — | 27,036 | — | |
| Jan 20, 2019 AForm 4 → | Jan 23, 5:16 pm EST | John C GerspachChief Financial Officer | 57,153 | — | — | 57,153 | — | |
| Jan 20, 2019 AForm 4 → | Jan 23, 5:16 pm EST | Jane Nind FraserCEO, Latin America | 47,171 | — | — | 47,171 | — | amended |
| Jan 20, 2019 AForm 4 → | Jan 23, 5:15 pm EST | James A. ForesePresident | 104,242 | — | — | 104,242 | — | |
| Jan 20, 2019 AForm 4 → | Jan 23, 5:14 pm EST | Barbara J DesoerCEO, CITIBANK, N.A. | 38,662 | — | — | 38,662 | — | |
| Jan 20, 2019 AForm 4 → | Jan 23, 5:13 pm EST | Michael CorbatChief Executive Officer, Director | 100,858 | — | — | 100,858 | — | |
| Jan 20, 2019 AForm 4 → | Jan 23, 5:13 pm EST | Stephen BirdCEO, Global Consumer Bank | 53,789 | — | — | 53,789 | — | |
| Jan 20, 2019 AForm 4 → | Jan 23, 5:12 pm EST | Francisco AristeguietaCEO, Asia Pacific | 36,981 | — | — | 36,981 | — | |
| Feb 15, 2018 AForm 4 → | Feb 16, 8:06 am EST | James C CowlesCEO, Europe,Middle East&Africa | 4,903 | — | — | 4,903 | — | |
| Jan 22, 2018 AForm 4 → | Jan 24, 5:46 pm EST | Rohan WeerasingheGeneral Counsel & Corp. Sec'y | 18,806 | — | — | 18,806 | — | |
| Jan 22, 2018 AForm 4 → | Jan 24, 5:45 pm EST | Joseph Michael MurrayHead of Human Resources | 10,609 | — | — | 10,609 | — | |
| Jan 22, 2018 AForm 4 → | Jan 24, 5:44 pm EST | William MillsCEO, North America | 31,170 | — | — | 31,170 | — | |
| Jan 22, 2018 AForm 4 → | Jan 24, 5:42 pm EST | John C GerspachChief Financial Officer | 39,492 | — | — | 39,492 | — | |
| Jan 22, 2018 AForm 4 → | Jan 24, 5:40 pm EST | James A. ForesePresident | 73,483 | — | — | 73,483 | — | |
| Jan 22, 2018 AForm 4 → | Jan 24, 5:39 pm EST | Barbara J DesoerCEO, CITIBANK, N.A. | 9,403 | — | — | 9,403 | — | |
| Jan 22, 2018 AForm 4 → | Jan 24, 5:38 pm EST | Michael CorbatChief Executive Officer, Director | 64,879 | — | — | 64,879 | — | |
| Jan 22, 2018 AForm 4 → | Jan 24, 5:38 pm EST | Don CallahanHead of Operations&Technology | 38,081 | — | — | 38,081 | — | |
| Jan 22, 2018 AForm 4 → | Jan 24, 5:37 pm EST | Stephen BirdCEO, Global Consumer Bank | 42,455 | — | — | 42,455 | — | |
| Jan 22, 2018 AForm 4 → | Jan 24, 5:36 pm EST | Francisco AristeguietaCEO, Asia Pacific | 18,923 | — | — | 18,923 | — | |
| Feb 20, 2017 AForm 4 → | Feb 21, 6:25 pm EST | James C CowlesCEO, Europe,Middle East&Africa | 18,278 | — | — | 18,278 | — | |
| Feb 16, 2017 AForm 4 → | Feb 17, 5:40 pm EST | James C CowlesCEO, Europe,Middle East&Africa | 5,792 | — | — | 5,792 | — | |
| Jan 20, 2017 AForm 4 → | Jan 24, 6:35 pm EST | Eugene M McQuadeDirector | 22,332 | — | — | 22,332 | — | |
| Jan 20, 2017 AForm 4 → | Jan 24, 6:35 pm EST | Rohan WeerasingheGeneral Counsel & Corp. Sec'y | 10,128 | — | — | 10,128 | — | |
| Jan 20, 2017 AForm 4 → | Jan 24, 6:33 pm EST | William MillsCEO, North America | 16,028 | — | — | 16,028 | — | |
| Jan 20, 2017 AForm 4 → | Jan 24, 6:31 pm EST | John C GerspachChief Financial Officer | 21,269 | — | — | 21,269 | — | |
| Jan 20, 2017 AForm 4 → | Jan 24, 6:30 pm EST | James A. ForesePresident | 41,095 | — | — | 41,095 | — | |
| Jan 20, 2017 AForm 4 → | Jan 24, 6:28 pm EST | Michael CorbatChief Executive Officer, Director | 39,499 | — | — | 39,499 | — | |
| Jan 20, 2017 AForm 4 → | Jan 24, 6:28 pm EST | Don CallahanHead of Operations&Technology | 20,509 | — | — | 20,509 | — | |
| Jan 20, 2017 AForm 4 → | Jan 24, 6:27 pm EST | Stephen BirdCEO, Global Consumer Bank | 20,599 | — | — | 20,599 | — | |
| Jan 20, 2017 AForm 4 → | Jan 24, 6:26 pm EST | Francisco AristeguietaCEO, Asia Pacific | 7,140 | — | — | 7,140 | — | |
| Nov 30, 2016 MForm 4 → | Dec 1, 4:21 pm EST | James A. ForesePresident | 75,000 | — | — | 0 | — | |
| Nov 22, 2016 MForm 4 → | Nov 23, 4:03 pm EST | Jeffrey R WalshController | 20,000 | — | — | 0 | — | |
| Nov 22, 2016 MForm 4 → | Nov 23, 4:02 pm EST | W. Bradford HuCHIEF RISK OFFICER | 12,500 | — | — | 0 | — | |
| Nov 22, 2016 MForm 4 → | Nov 23, 4:02 pm EST | John C GerspachChief Financial Officer | 150,000 | — | — | 0 | — | |
| Nov 22, 2016 MForm 4 → | Nov 23, 4:01 pm EST | Michael CorbatChief Executive Officer, Director | 150,000 | — | — | 0 | — | |
| Nov 16, 2016 MForm 4 → | Nov 16, 5:15 pm EST | William MillsCEO, North America | 150,000 | — | — | 0 | — | |
| Nov 16, 2016 MForm 4 → | Nov 16, 5:14 pm EST | Stephen BirdCEO, Global Consumer Bank | 100,000 | — | — | 0 | — | |
| Nov 15, 2016 MForm 4 → | Nov 15, 4:01 pm EST | Don CallahanHead of Operations&Technology | 75,000 | — | — | 0 | — | |
| Nov 11, 2016 MForm 4 → | Nov 14, 5:48 pm EST | James A. ForesePresident | 100,000 | — | — | 75,000 | — | |
| Nov 11, 2016 MForm 4 → | Nov 14, 5:41 pm EST | Eugene M McQuadeDirector | 100,000 | — | — | 0 | — | |
| Nov 10, 2016 MForm 4 → | Nov 10, 5:55 pm EST | Don CallahanHead of Operations&Technology | 75,000 | — | — | 75,000 | — | |
| Feb 22, 2016 AForm 4 → | Feb 24, 4:17 pm EST | Michael CorbatChief Executive Officer, Director | 48,457 | — | — | 48,457 | — | |
| Jan 20, 2016 AForm 4 → | Jan 22, 5:43 pm EST | John C GerspachChief Financial Officer | 30,139 | — | — | 30,139 | — | |
| Jan 20, 2016 AForm 4 → | Jan 22, 5:42 pm EST | Eugene M McQuadeDirector | 32,457 | — | — | 32,457 | — | |
| Jan 20, 2016 AForm 4 → | Jan 22, 5:41 pm EST | Don CallahanHead of Operations&Technology | 32,457 | — | — | 32,457 | — | |
| May 22, 2015 MForm 4 → | May 26, 5:24 pm EDT | Joseph Michael MurrayHead of Human Resources | 20,990 | — | — | 0 | — | |
| May 21, 2015 MForm 4 → | May 26, 5:24 pm EDT | W. Bradford HuCHIEF RISK OFFICER | 10,619 | — | — | 0 | — | |
| May 21, 2015 MForm 4 → | May 26, 5:23 pm EDT | Francisco AristeguietaCEO, Latin America | 16,952 | — | — | 0 | — |
Filed by this entity as an insider elsewhere — common stock
| Trade | Reported (ET) | Company | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 3, 2015 SForm 4 → | Mar 4, 4:14 pm EST | NUVEEN AMT-FREE MUNICIPAL INCOME FUNDNEA | 305 | $100,000.00 | $30,500,000 | 0 | −100% | plan? |
| Feb 25, 2015 JForm 4 → | Feb 27, 3:50 pm EST | WESTERN ASSET INTERMEDIATE MUNI FUND INC.SBI | 1,849 | $90.00 | $166,410 | 0 | — | plan? |
| Feb 24, 2015 SForm 4 → | Feb 25, 4:40 pm EST | NUVEEN NEW YORK AMT-FREE MUNICIPAL INCOME FUNDNRK | 100 | $100,000.00 | $10,000,000 | 0 | −100% | plan? |
| Feb 11, 2015 SForm 4 → | Feb 12, 4:40 pm EST | PACHOLDER HIGH YIELD FUND INCPHF | 939 | $82.75 | $77,702 | 0 | −100% | plan? |
| Feb 2, 2015 PForm 4 → | Feb 3, 4:37 pm EST | FRANKLIN LTD DURATION INCOME TRUSTFTF | 1 | $85.00 | $85 | 1,777 | +0.06% | plan? |
Filed by this entity as an insider elsewhere — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Company | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 10, 2018 XForm 4 → | Jul 12, 4:07 pm EDT | CONSUMER PORTFOLIO SERVICES INCCPSS | 2,000,000 | — | — | 0 | — |