SEC Form 4 · accession 0001209191-16-097539
CITIGROUP INC · C
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Gerspach
Officer — Chief Financial Officer
Period of report
Feb 9, 2016
Accepted (ET)
Feb 11, 2016 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831001
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 9, 2016 | P | 13,000 | $37.62 | A | 171,045 | D | |
| Common Stock | holding | — | — | — | 27,330 | I | By 2014 GRAT 1 | |
| Common Stock | holding | — | — | — | 16,867 | I | By 2014 GRAT 2 | |
| Common Stock | holding | — | — | — | 40,000 | I | By 2015 GRAT 1 | |
| Common Stock | holding | — | — | — | 40,000 | I | By 2015 GRAT 2 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This price represents the average purchase prices for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $37.60 to $37.63. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.