SEC Form 4 · accession 0001209191-16-144132
CITIGROUP INC · C
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter B. Henry
Director
Period of report
Oct 1, 2016
Accepted (ET)
Oct 4, 2016 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831001
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 1, 2016 | A | 713 | $47.314 | A | 2,058 | I | See Footnote |
| Common StockF3,F2 | Oct 1, 2016 | A | 5 | $47.314 | A | 2,062 | I | See Footnote |
| Common StockF3 | Oct 1, 2016 | A | 18 | $47.314 | A | 6,372 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.
- F2Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.
- F3Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.