Company · CIK 0000078003 · SIC 2834 — Pharmaceutical Preparations · NYSE

PFIZER INC · PFE

Insider activity reported against this company. All insider holders · Files at: ICUI, ALLO, RYTM, SYBX, NGNE. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market activity at this companybuys $3.0M · 4sales $160.9M · 73net −$157.8M

Open-market trades as an insider elsewherebuys $6.7M · 3sales $729.1M · 3net −$722.4M

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Feb 28, 2016 AFForm 4 →	Mar 1, 7:13 pm EST	Anthony J MaddalunaExecutive Vice President	14,750	$30.23	$235,824	97,693	—	plan?
Feb 28, 2016 AFForm 4 →	Mar 1, 7:13 pm EST	Douglas M LanklerExecutive Vice President	9,235	$30.23	$146,918	126,220	—	plan?
Feb 28, 2016 AFForm 4 →	Mar 1, 7:13 pm EST	Rady A JohnsonExecutive Vice President	3,804	$30.23	$60,520	53,010	—	plan?
Feb 28, 2016 AFForm 4 →	Mar 1, 7:13 pm EST	Charles H HillExecutive Vice President	23,897	$30.23	$434,526	90,428	—	plan?
Feb 28, 2016 AFForm 4 →	Mar 1, 7:12 pm EST	Mikael DolstenPresident R&D	28,079	$30.23	$288,666	435,210	—	plan?
Feb 28, 2016 AFForm 4 →	Mar 1, 7:12 pm EST	Frank A DamelioExecutive Vice President	49,859	$30.23	$915,969	460,073	—	plan?
Feb 28, 2016 AFForm 4 →	Mar 1, 7:12 pm EST	Loretta V CangialosiSr. Vice President, Controller	6,398	$30.23	$100,031	192,878	—	plan?
Feb 28, 2016 AForm 4 →	Mar 1, 7:12 pm EST	Albert BourlaGroup President	3,732	—	—	127,961	—	plan?
Feb 24, 2016 FMForm 4 →	Feb 26, 3:05 pm EST	John D YoungGroup President	89,230	$23.37	$2,085,424	152,019	—	plan?
Feb 24, 2016 FMForm 4 →	Feb 26, 3:05 pm EST	Sally SusmanExecutive Vice President	191,314	$23.47	$4,490,809	182,818	—	plan?
Feb 24, 2016 FMForm 4 →	Feb 26, 3:05 pm EST	Ian C ReadChairman & CEO, Director	1,010,923	$23.50	$23,756,116	1,603,340	—	plan?
Feb 24, 2016 FMForm 4 →	Feb 26, 3:05 pm EST	Laurie J OlsonExecutive Vice President	31,692	$23.26	$737,156	76,759	—	plan?
Feb 24, 2016 FMForm 4 →	Feb 26, 3:05 pm EST	Anthony J MaddalunaExecutive Vice President	104,680	$23.29	$2,437,702	98,545	—	plan?
Feb 24, 2016 FMForm 4 →	Feb 26, 3:05 pm EST	Freda C Lewis-HallExecutive Vice President	188,758	$23.38	$4,414,078	196,979	—	plan?
Feb 24, 2016 FMForm 4 →	Feb 26, 3:05 pm EST	Douglas M LanklerExecutive Vice President	56,948	$23.25	$1,323,954	126,705	—	plan?
Feb 24, 2016 FMForm 4 →	Feb 26, 3:05 pm EST	Rady A JohnsonExecutive Vice President	32,026	$23.26	$744,881	53,210	—	plan?
Feb 24, 2016 FMForm 4 →	Feb 26, 3:05 pm EST	Charles H HillExecutive Vice President	132,711	$23.31	$3,094,093	95,279	—	plan?
Feb 24, 2016 FMForm 4 →	Feb 26, 3:05 pm EST	Mikael DolstenPresident R&D	361,953	$23.46	$8,492,787	426,229	—	plan?
Feb 24, 2016 FMForm 4 →	Feb 26, 3:05 pm EST	Frank A DamelioExecutive Vice President	361,933	$23.46	$8,492,187	470,814	—	plan?
Feb 24, 2016 AFMForm 4 →	Feb 26, 3:05 pm EST	Loretta V CangialosiSr. Vice President, Controller	62,000	$23.26	$1,325,755	193,098	—	plan?
Feb 24, 2016 FMForm 4 →	Feb 26, 3:03 pm EST	Albert BourlaGroup President	51,112	$23.25	$1,188,312	124,229	—	plan?
Feb 1, 2016 FForm 4 →	Feb 3, 6:08 pm EST	Anthony J MaddalunaExecutive Vice President	721	$30.17	$21,753	78,052	—	plan?
Dec 15, 2015 FMForm 4 →	Dec 16, 6:46 pm EST	Albert BourlaGroup President	57,195	$29.18	$1,669,022	113,365	—	plan?
Dec 14, 2015 FMForm 4 →	Dec 16, 6:55 pm EST	John D YoungGroup President	60,265	$28.93	$1,743,766	135,234	—	plan?
Dec 3, 2015 GForm 4 →	Dec 4, 1:38 pm EST	Loretta V CangialosiSr. Vice President, Controller	330	—	—	175,592	—	plan?
Dec 1, 2015 GForm 4 →	Dec 2, 12:15 pm EST	Anthony J MaddalunaExecutive Vice President	2,520	—	—	78,608	—	plan?
Jul 30, 2015 SForm 4 →	Aug 3, 7:24 am EDT	Loretta V CangialosiSr. Vice President, Controller	24,704	$35.65	$880,646	174,611	−12.4%	plan?
Jul 2, 2015 GForm 4 →	Sep 29, 3:29 pm EDT	Stephen W SangerDirector	1,000	—	—	85	—	plan? late
Jun 30, 2015 FForm 4 →	Jul 1, 1:42 pm EDT	Douglas M LanklerExecutive Vice President	9,633	$33.53	$322,994	114,254	—	plan?
Jun 11, 2015 SForm 4 →	Jun 12, 9:26 am EDT	Laurie J OlsonExecutive Vice President	26,000	$34.39	$894,155	70,113	−27.1%	plan?
Jun 11, 2015 MForm 4 →	Jun 12, 9:26 am EDT	Laurie J OlsonExecutive Vice President	26,000	$25.87	$672,620	96,113	—	plan?
Jun 2, 2015 IForm 4 →	Jun 3, 10:09 am EDT	Charles H HillExecutive Vice President	2,156	$34.49	$74,360	10,329	—	plan?
May 29, 2015 IForm 4 →	Jun 2, 4:54 pm EDT	Charles H HillExecutive Vice President	7,489	$34.75	$260,243	8,173	—	plan?
May 29, 2015 SForm 4 →	Jun 2, 4:54 pm EDT	Charles H HillExecutive Vice President	42,870	$34.92	$1,497,020	69,357	−38.2%	plan?
Mar 12, 2015 SForm 4 →	Mar 13, 10:39 am EDT	Sally SusmanExecutive Vice President	46,179	$34.00	$1,570,086	150,899	−23.4%	plan?
Mar 5, 2015 SForm 4 →	Mar 6, 7:32 pm EST	Mikael DolstenPresident R&D	58,298	$34.46	$2,009,152	355,911	−14.1%	plan?
Mar 5, 2015 SForm 4 →	Mar 6, 7:19 pm EST	Ian C ReadChairman & CEO, Director	67,500	$34.62	$2,336,793	1,408,457	−4.57%	plan?
Feb 25, 2015 FForm 4/A →	Mar 9, 1:31 pm EDT	Rady A JohnsonExecutive Vice President	—	—	—	46,480	—	plan?
Feb 25, 2015 FForm 4/A →	Mar 9, 1:28 pm EDT	Albert BourlaGroup President	—	—	—	109,074	—	plan?
Feb 25, 2015 AForm 4/A →	Mar 2, 6:37 pm EST	Anthony J MaddalunaExecutive Vice President	6,902	—	—	80,050	—	plan?
Feb 25, 2015 AFMForm 4 →	Feb 27, 6:56 pm EST	John D YoungGroup President	89,560	$24.43	$2,055,020	130,341	—	plan?
Feb 25, 2015 AFMForm 4 →	Feb 27, 6:56 pm EST	Sally SusmanExecutive Vice President	184,160	$24.96	$4,292,869	197,078	—	plan?
Feb 25, 2015 AFMForm 4 →	Feb 27, 6:50 pm EST	Ian C ReadChairman & CEO, Director	455,981	$25.44	$9,488,227	1,475,957	—	plan?
Feb 25, 2015 AFMForm 4 →	Feb 27, 6:49 pm EST	Laurie J OlsonExecutive Vice President	38,106	$24.21	$852,848	70,001	—	plan?
Feb 25, 2015 AFMForm 4 →	Feb 27, 6:42 pm EST	Anthony J MaddalunaExecutive Vice President	41,159	$24.20	$954,368	74,873	—	plan? amended
Feb 25, 2015 AFMForm 4 →	Feb 27, 6:42 pm EST	Freda C Lewis-HallExecutive Vice President	188,494	$24.71	$4,389,201	162,567	—	plan?
Feb 25, 2015 AFMForm 4 →	Feb 27, 6:42 pm EST	Douglas M LanklerExecutive Vice President	61,747	$24.49	$1,378,922	123,413	—	plan?
Feb 25, 2015 AFMForm 4 →	Feb 27, 6:42 pm EST	Rady A JohnsonExecutive Vice President	34,498	$24.16	$779,398	45,652	—	plan? amended
Feb 25, 2015 AFMForm 4 →	Feb 27, 6:42 pm EST	Charles H HillExecutive Vice President	55,156	$25.66	$1,120,235	111,945	—	plan?
Feb 25, 2015 AFMForm 4 →	Feb 27, 6:27 pm EST	Geno J GermanoGroup President	165,396	$24.81	$3,659,213	308,254	—	plan?
Feb 25, 2015 AFMForm 4 →	Feb 27, 6:27 pm EST	Mikael DolstenPresident R&D	280,506	$24.75	$6,371,956	414,209	—	plan?
Feb 25, 2015 AFMForm 4 →	Feb 27, 6:27 pm EST	Frank A DamelioExecutive Vice President	371,185	$24.79	$8,631,155	409,641	—	plan?
Feb 25, 2015 AFMForm 4 →	Feb 27, 6:27 pm EST	Loretta V CangialosiSr. Vice President, Controller	66,388	$24.79	$1,442,478	197,246	—	plan?
Feb 25, 2015 AFMForm 4 →	Feb 27, 6:27 pm EST	Albert BourlaGroup President	31,184	$24.55	$655,744	107,419	—	plan? amended
Feb 23, 2015 FForm 4 →	Feb 24, 6:57 pm EST	Albert BourlaGroup President	3,362	$34.39	$115,619	98,687	—	plan?
Feb 23, 2015 FForm 4 →	Feb 24, 6:57 pm EST	Loretta V CangialosiSr. Vice President, Controller	3,413	$34.39	$117,373	181,362	—	plan?
Feb 23, 2015 FForm 4 →	Feb 24, 6:57 pm EST	Frank A DamelioExecutive Vice President	20,016	$34.39	$688,350	340,670	—	plan?
Feb 23, 2015 FForm 4 →	Feb 24, 6:57 pm EST	Charles H HillExecutive Vice President	8,206	$34.39	$282,204	99,049	—	plan?
Feb 23, 2015 FForm 4 →	Feb 24, 6:57 pm EST	Rady A JohnsonExecutive Vice President	1,727	$34.39	$59,392	36,824	—	plan?
Feb 23, 2015 FForm 4 →	Feb 24, 6:57 pm EST	Douglas M LanklerExecutive Vice President	4,086	$34.39	$140,518	108,586	—	plan?
Feb 23, 2015 FForm 4 →	Feb 24, 6:57 pm EST	Freda C Lewis-HallExecutive Vice President	8,196	$34.39	$281,860	126,631	—	plan?
Feb 23, 2015 FForm 4 →	Feb 24, 6:57 pm EST	Anthony J MaddalunaExecutive Vice President	4,968	$34.39	$170,850	65,284	—	plan?
Feb 23, 2015 FForm 4 →	Feb 24, 6:57 pm EST	Laurie J OlsonExecutive Vice President	2,220	$34.39	$76,346	60,125	—	plan?
Feb 23, 2015 FForm 4 →	Feb 24, 6:57 pm EST	Sally SusmanExecutive Vice President	10,218	$34.39	$351,397	165,512	—	plan?
Feb 13, 2015 SForm 4 →	Feb 17, 5:50 pm EST	Loretta V CangialosiSr. Vice President, Controller	104,000	$34.73	$3,612,323	184,775	−36.0%	plan?
Feb 13, 2015 MForm 4 →	Feb 17, 5:50 pm EST	Loretta V CangialosiSr. Vice President, Controller	104,000	$26.20	$2,724,800	288,775	—	plan?
Feb 12, 2015 SForm 4 →	Feb 13, 1:50 pm EST	Anthony J MaddalunaExecutive Vice President	9,000	$34.85	$313,661	70,252	−11.4%	plan?
Feb 11, 2015 SForm 4 →	Feb 12, 4:01 pm EST	Frank A DamelioExecutive Vice President	80,200	$34.23	$2,744,861	360,686	−18.2%	plan?
Feb 11, 2015 SForm 4 →	Feb 12, 4:01 pm EST	Frank A DamelioExecutive Vice President	14,800	$34.30	$507,619	440,886	−3.25%	plan?
Feb 10, 2015 SForm 4 →	Feb 11, 8:02 pm EST	Anthony J MaddalunaExecutive Vice President	9,000	$33.78	$304,020	79,252	−10.2%	plan?
Feb 6, 2015 FForm 4 →	Feb 10, 7:47 pm EST	Anthony J MaddalunaExecutive Vice President	505	$33.17	$16,751	88,252	—	plan?
Dec 31, 2014 FMForm 4 →	Jan 5, 2015, 5:17 pm EST	John D YoungGroup President	45,838	$23.68	$1,085,518	109,789	—	plan?
Dec 31, 2014 FMForm 4 →	Jan 5, 2015, 5:17 pm EST	Laurie J OlsonExecutive Vice President	32,367	$23.75	$768,595	62,181	—	plan?
Dec 31, 2014 FMForm 4 →	Jan 5, 2015, 5:17 pm EST	Charles H HillExecutive Vice President	46,239	$23.75	$1,098,009	106,773	—	plan?
Dec 31, 2014 FMForm 4 →	Jan 5, 2015, 5:17 pm EST	Loretta V CangialosiSr. Vice President, Controller	55,487	$23.75	$1,317,622	184,618	—	plan?
Dec 31, 2014 FMForm 4 →	Jan 5, 2015, 5:17 pm EST	Douglas M LanklerExecutive Vice President	36,990	$23.75	$878,377	112,096	—	plan?
Dec 31, 2014 FMForm 4 →	Jan 5, 2015, 5:16 pm EST	Anthony J MaddalunaExecutive Vice President	46,239	$23.75	$1,098,009	88,428	—	plan?
Dec 31, 2014 FMForm 4 →	Jan 5, 2015, 5:16 pm EST	Rady A JohnsonExecutive Vice President	55,487	$23.75	$1,317,622	38,436	—	plan?
Dec 31, 2014 FMForm 4 →	Jan 5, 2015, 5:16 pm EST	Albert BourlaGroup President	27,744	$23.75	$658,827	101,493	—	plan?

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake
Feb 22, 2018 AForm 4 →	Feb 23, 3:50 pm EST	Kirsten Lund-JurgensenExecutive Vice President	72,951	—	—	33,218	—
Feb 22, 2018 AForm 4 →	Feb 23, 3:50 pm EST	Freda C Lewis-HallExecutive Vice President	119,374	—	—	54,356	—
Feb 22, 2018 AForm 4 →	Feb 23, 3:50 pm EST	Douglas M LanklerExecutive Vice President	179,063	—	—	81,535	—
Feb 22, 2018 AForm 4 →	Feb 23, 3:50 pm EST	Alexander R MackenzieExecutive Vice President	89,531	—	—	40,767	—
Feb 22, 2018 AForm 4 →	Feb 23, 3:50 pm EST	Rady A JohnsonExecutive Vice President	55,045	—	—	25,064	—
Feb 22, 2018 AForm 4 →	Feb 23, 3:50 pm EST	Angela HwangGroup President	99,479	—	—	45,297	—
Feb 22, 2018 AForm 4 →	Feb 23, 3:47 pm EST	Charles H HillExecutive Vice President	165,798	—	—	75,495	—
Feb 22, 2018 AForm 4 →	Feb 23, 3:47 pm EST	Mikael DolstenPresident R&D	265,277	—	—	120,792	—
Feb 22, 2018 AForm 4 →	Feb 23, 3:47 pm EST	Frank A DamelioExecutive Vice President	265,277	—	—	120,792	—
Feb 22, 2018 AForm 4 →	Feb 23, 3:45 pm EST	Albert BourlaChief Operating Officer, Director	497,395	—	—	226,485	—
Feb 22, 2018 AForm 4 →	Feb 23, 3:43 pm EST	Loretta V CangialosiSr. Vice President, Controller	39,792	—	—	18,119	—
Feb 20, 2018 AForm 4 →	Feb 21, 8:58 pm EST	John D YoungGroup President	676	$36.01	$24,343	9,763	—
Jan 11, 2018 AForm 4 →	Jan 12, 3:15 pm EST	John D YoungGroup President	36	$36.56	$1,316	9,002	—
Jan 11, 2018 AForm 4 →	Jan 12, 3:15 pm EST	Rady A JohnsonExecutive Vice President	18	$36.56	$658	4,342	—
Jan 11, 2018 AForm 4 →	Jan 12, 3:15 pm EST	Albert BourlaChief Operating Officer	36	$36.56	$1,316	11,048	—
Dec 29, 2017 AForm 4 →	Jan 3, 2018, 5:39 pm EST	Ian C ReadChairman & CEO, Director	1,372,213	—	—	1,372,213	—
Dec 29, 2017 AForm 4 →	Jan 3, 2018, 5:39 pm EST	John D YoungGroup President	343,064	$36.22	$398	343,053	—
Dec 29, 2017 AForm 4 →	Jan 2, 2018, 6:51 pm EST	Rady A JohnsonExecutive Vice President	4	$36.22	$145	4,324	—
Dec 29, 2017 AForm 4 →	Jan 2, 2018, 6:51 pm EST	Albert BourlaChief Operating Officer	20	$36.22	$724	11,012	—
Dec 29, 2017 AForm 4 →	Jan 2, 2018, 6:51 pm EST	James C SmithDirector	1,122	$36.22	$40,625	39,641	—
Dec 29, 2017 AForm 4 →	Jan 2, 2018, 6:51 pm EST	Stephen W SangerDirector	1,122	$36.22	$40,625	125,246	—
Dec 29, 2017 AForm 4 →	Jan 2, 2018, 6:51 pm EST	Shantanu NarayenDirector	949	$36.22	$34,375	47,704	—
Dec 29, 2017 AForm 4 →	Jan 2, 2018, 6:51 pm EST	James M KiltsDirector	1,025	$36.22	$37,132	144,205	—
Dec 29, 2017 AForm 4 →	Jan 2, 2018, 6:51 pm EST	Joseph EchevarriaDirector	949	$36.22	$34,375	27,786	—
Dec 15, 2017 AForm 4 →	Dec 18, 6:17 pm EST	John D YoungGroup President	11	$37.20	$409	8,954	—
Dec 15, 2017 AForm 4 →	Dec 18, 6:17 pm EST	Albert BourlaGroup President	20	$37.20	$744	10,990	—
Dec 15, 2017 AForm 4 →	Dec 18, 6:17 pm EST	Rady A JohnsonExecutive Vice President	4	$37.20	$149	4,320	—
Nov 30, 2017 AForm 4 →	Dec 1, 3:17 pm EST	John D YoungGroup President	11	$36.26	$399	8,944	—
Nov 30, 2017 AForm 4 →	Dec 1, 3:17 pm EST	Rady A JohnsonExecutive Vice President	4	$36.26	$145	4,316	—
Nov 30, 2017 AForm 4 →	Dec 1, 3:17 pm EST	Albert BourlaGroup President	20	$36.26	$725	10,971	—
Nov 15, 2017 AForm 4 →	Nov 16, 4:59 pm EST	John D YoungGroup President	11	$35.36	$389	8,936	—
Nov 15, 2017 AForm 4 →	Nov 16, 4:59 pm EST	Rady A JohnsonExecutive Vice President	4	$35.36	$141	4,314	—
Nov 15, 2017 AForm 4 →	Nov 16, 4:59 pm EST	Albert BourlaGroup President	21	$35.36	$743	10,955	—
Oct 31, 2017 AForm 4 →	Nov 2, 7:03 pm EDT	Rady A JohnsonExecutive Vice President	4	$35.06	$140	4,272	—
Oct 31, 2017 AForm 4 →	Nov 2, 7:03 pm EDT	Albert BourlaGroup President	21	$35.06	$736	10,837	—
Oct 31, 2017 AForm 4 →	Nov 2, 7:03 pm EDT	John D YoungGroup President	11	$35.06	$386	8,846	—
Oct 13, 2017 AForm 4 →	Oct 16, 5:26 pm EDT	John D YoungGroup President	11	$36.34	$400	8,834	—
Oct 13, 2017 AForm 4 →	Oct 16, 5:26 pm EDT	Rady A JohnsonExecutive Vice President	4	$36.34	$145	4,267	—
Oct 13, 2017 AForm 4 →	Oct 16, 5:26 pm EDT	Albert BourlaGroup President	20	$36.34	$727	10,815	—
Oct 10, 2017 AForm 4 →	Oct 12, 7:22 pm EDT	John D YoungGroup President	36	$36.40	$1,310	8,823	—
Oct 10, 2017 AForm 4 →	Oct 12, 7:22 pm EDT	Rady A JohnsonExecutive Vice President	18	$36.40	$655	4,263	—
Oct 10, 2017 AForm 4 →	Oct 12, 7:22 pm EDT	Albert BourlaGroup President	36	$36.40	$1,310	10,794	—
Sep 29, 2017 AForm 4 →	Oct 3, 5:39 pm EDT	John D YoungGroup President	11	$35.70	$393	8,787	—
Sep 29, 2017 AForm 4 →	Oct 3, 5:39 pm EDT	Rady A JohnsonExecutive Vice President	4	$35.70	$143	4,246	—
Sep 29, 2017 AForm 4 →	Oct 3, 5:39 pm EDT	Albert BourlaGroup President	21	$35.70	$750	10,759	—
Sep 29, 2017 AForm 4 →	Oct 3, 10:03 am EDT	James C SmithDirector	1,138	$35.70	$40,625	38,183	—
Sep 29, 2017 AForm 4 →	Oct 3, 10:03 am EDT	Stephen W SangerDirector	1,138	$35.70	$40,625	123,042	—
Sep 29, 2017 AForm 4 →	Oct 3, 10:03 am EDT	Shantanu NarayenDirector	963	$35.70	$34,375	46,347	—
Sep 29, 2017 AForm 4 →	Oct 3, 10:03 am EDT	James M KiltsDirector	963	$35.70	$34,375	142,006	—
Sep 29, 2017 AForm 4 →	Oct 3, 10:03 am EDT	Joseph EchevarriaDirector	963	$35.70	$34,375	26,603	—
Sep 15, 2017 IForm 4 →	Sep 18, 6:40 pm EDT	Charles H HillExecutive Vice President	14,140	$35.36	$499,990	14,131	—
Sep 15, 2017 AForm 4 →	Sep 18, 6:40 pm EDT	John D YoungGroup President	11	$35.36	$389	8,777	—
Sep 15, 2017 AForm 4 →	Sep 18, 6:40 pm EDT	Rady A JohnsonExecutive Vice President	4	$35.36	$141	4,242	—
Sep 15, 2017 AForm 4 →	Sep 18, 6:40 pm EDT	Albert BourlaGroup President	21	$35.36	$743	10,739	—
Aug 31, 2017 AForm 4 →	Sep 1, 6:38 pm EDT	John D YoungGroup President	12	$33.92	$407	8,767	—
Aug 31, 2017 AForm 4 →	Sep 1, 6:38 pm EDT	Rady A JohnsonExecutive Vice President	4	$33.92	$136	4,239	—
Aug 31, 2017 AForm 4 →	Sep 1, 6:38 pm EDT	Albert BourlaGroup President	22	$33.92	$746	10,720	—
Aug 15, 2017 AForm 4 →	Aug 16, 7:54 pm EDT	John D YoungGroup President	12	$33.38	$401	8,758	—
Aug 15, 2017 AForm 4 →	Aug 16, 7:54 pm EDT	Rady A JohnsonExecutive Vice President	4	$33.38	$134	4,236	—
Aug 15, 2017 AForm 4 →	Aug 16, 7:53 pm EDT	Albert BourlaGroup President	22	$33.38	$734	10,701	—
Jul 31, 2017 AForm 4 →	Aug 1, 5:58 pm EDT	John D YoungGroup President	12	$33.16	$398	8,663	—
Jul 31, 2017 AForm 4 →	Aug 1, 5:58 pm EDT	Rady A JohnsonExecutive Vice President	4	$33.16	$133	4,192	—
Jul 31, 2017 AForm 4 →	Aug 1, 5:58 pm EDT	Albert BourlaGroup President	22	$33.16	$730	10,578	—
Jul 14, 2017 AForm 4 →	Jul 17, 4:52 pm EDT	John D YoungGroup President	12	$33.43	$401	8,651	—
Jul 14, 2017 AForm 4 →	Jul 17, 4:52 pm EDT	Rady A JohnsonExecutive Vice President	4	$33.43	$134	4,187	—
Jul 14, 2017 AForm 4 →	Jul 17, 4:52 pm EDT	Albert BourlaGroup President	22	$33.43	$735	10,555	—
Jul 12, 2017 AForm 4 →	Jul 13, 6:47 pm EDT	John D YoungGroup President	40	$33.22	$1,329	8,640	—
Jul 12, 2017 AForm 4 →	Jul 13, 6:47 pm EDT	Rady A JohnsonExecutive Vice President	19	$33.22	$631	4,183	—
Jul 12, 2017 AForm 4 →	Jul 13, 6:47 pm EDT	Albert BourlaGroup President	40	$33.22	$1,329	10,534	—
Jun 30, 2017 AForm 4 →	Jul 3, 3:38 pm EDT	James C SmithDirector	1,209	$33.59	$40,625	36,700	—
Jun 30, 2017 AForm 4 →	Jul 3, 3:38 pm EDT	Stephen W SangerDirector	1,209	$33.59	$40,625	120,766	—
Jun 30, 2017 AForm 4 →	Jul 3, 3:38 pm EDT	Shantanu NarayenDirector	1,023	$33.59	$34,375	44,960	—
Jun 30, 2017 AForm 4 →	Jul 3, 3:38 pm EDT	James M KiltsDirector	1,023	$33.59	$34,375	139,726	—
Jun 30, 2017 AForm 4 →	Jul 3, 3:38 pm EDT	Joseph EchevarriaDirector	1,023	$33.59	$34,375	25,400	—
Jun 30, 2017 AForm 4 →	Jul 3, 1:08 pm EDT	John D YoungGroup President	12	$33.59	$403	8,600	—
Jun 30, 2017 AForm 4 →	Jul 3, 1:08 pm EDT	Rady A JohnsonExecutive Vice President	4	$33.59	$134	4,163	—
Jun 30, 2017 AForm 4 →	Jul 3, 1:08 pm EDT	Albert BourlaGroup President	22	$33.59	$739	10,493	—
Jun 16, 2017 IForm 4 →	Jun 19, 4:42 pm EDT	Mikael DolstenPresident R&D	16,682	$32.97	$550,006	135,956	—
Jun 15, 2017 AForm 4 →	Jun 16, 3:11 pm EDT	John D YoungGroup President	12	$32.81	$394	8,588	—
Jun 15, 2017 AForm 4 →	Jun 16, 3:11 pm EDT	Rady A JohnsonExecutive Vice President	4	$32.81	$131	4,159	—
Jun 15, 2017 AForm 4 →	Jun 16, 3:11 pm EDT	Albert BourlaGroup President	22	$32.81	$722	10,472	—
May 31, 2017 AForm 4 →	Jun 1, 6:42 pm EDT	John D YoungGroup President	12	$32.65	$392	8,577	—
May 31, 2017 AForm 4 →	Jun 1, 6:41 pm EDT	Rady A JohnsonExecutive Vice President	4	$32.65	$131	4,155	—
May 31, 2017 AForm 4 →	Jun 1, 6:41 pm EDT	Albert BourlaGroup President	23	$32.65	$751	10,450	—
May 15, 2017 AForm 4 →	May 16, 5:43 pm EDT	John D YoungGroup President	12	$33.12	$397	8,563	—
May 15, 2017 AForm 4 →	May 16, 5:43 pm EDT	Rady A JohnsonExecutive Vice President	4	$33.12	$132	4,150	—
May 15, 2017 AForm 4 →	May 16, 5:43 pm EDT	Albert BourlaGroup President	22	$33.12	$729	10,425	—
Apr 28, 2017 AForm 4 →	May 1, 5:59 pm EDT	John D YoungGroup President	12	$33.92	$407	8,469	—
Apr 28, 2017 AForm 4 →	May 1, 5:59 pm EDT	Rady A JohnsonExecutive Vice President	4	$33.92	$136	4,105	—
Apr 28, 2017 AForm 4 →	May 1, 5:59 pm EDT	Albert BourlaGroup President	22	$33.92	$746	10,303	—
Apr 27, 2017 AForm 4 →	Apr 28, 1:39 pm EDT	James C SmithDirector	5,538	$33.86	$187,500	35,146	—
Apr 27, 2017 AForm 4 →	Apr 28, 1:39 pm EDT	Stephen W SangerDirector	5,538	$33.86	$187,500	118,398	—
Apr 27, 2017 AForm 4 →	Apr 28, 1:39 pm EDT	Johnson Suzanne M NoraDirector	5,538	$33.86	$187,500	58,629	—
Apr 27, 2017 AForm 4 →	Apr 28, 1:38 pm EDT	Shantanu NarayenDirector	5,538	$33.86	$187,500	43,511	—
Apr 27, 2017 AForm 4 →	Apr 28, 1:38 pm EDT	James M KiltsDirector	5,538	$33.86	$187,500	137,359	—
Apr 27, 2017 AForm 4 →	Apr 28, 1:38 pm EDT	Helen HobbsDirector	5,538	$33.86	$187,500	50,517	—
Apr 27, 2017 AForm 4 →	Apr 28, 1:38 pm EDT	Frances D FergussonDirector	5,538	$33.86	$187,500	55,777	—
Apr 27, 2017 AForm 4 →	Apr 28, 1:38 pm EDT	Joseph EchevarriaDirector	5,538	$33.86	$187,500	24,141	—
Apr 27, 2017 AForm 4 →	Apr 28, 1:38 pm EDT	W Don CornwellDirector	5,538	$33.86	$187,500	120,536	—
Apr 27, 2017 AForm 4 →	Apr 28, 1:38 pm EDT	Ronald E BlaylockDirector	5,538	$33.86	$187,500	11,042	—

Filed by this entity as an insider elsewhere — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Nov 15, 2018 SForm 4 →	Nov 16, 4:50 pm EST	ICU MEDICAL INC/DEICUI	2,500,000	$209.25	$523,125,000	0	−100%	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 5:17 pm EDT	Allogene Therapeutics, Inc.ALLO	55,556	$18.00	$1,000,008	22,032,040	+0.25%	plan?
Oct 15, 2018 CForm 4 →	Oct 17, 5:17 pm EDT	Allogene Therapeutics, Inc.ALLO	21,976,484	—	—	21,976,484	—	plan?
Aug 13, 2018 SForm 4 →	Aug 15, 4:33 pm EDT	ICU MEDICAL INC/DEICUI	700,000	$284.35	$199,045,000	2,500,000	−21.9%	plan?
Oct 10, 2017 PForm 4 →	Oct 10, 4:22 pm EDT	RHYTHM PHARMACEUTICALS, INC.RYTM	40,000	$17.00	$680,000	1,427,639	+2.88%	plan?
Oct 10, 2017 CForm 4 →	Oct 10, 4:22 pm EDT	RHYTHM PHARMACEUTICALS, INC.RYTM	1,387,639	—	—	1,387,639	—	plan?
Oct 6, 2015 PForm 4 →	Oct 7, 5:42 pm EDT	Mirna Therapeutics, Inc.MIRN	714,285	$7.00	$4,999,995	2,253,509	+46.4%	plan?
Oct 5, 2015 CJForm 4 →	Oct 7, 5:42 pm EDT	Mirna Therapeutics, Inc.MIRN	1,775,079	$7.00	$1,650,985	2,489,364	—	plan?
Aug 10, 2015 SForm 4 →	Aug 12, 4:30 pm EDT	AQUINOX PHARMACEUTICALS, INCAQXP	259,927	$26.47	$6,880,295	975,403	−21.0%	plan?

Filed by this entity as an insider elsewhere — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Company	Shares	Avg price	Total	Δ stake
Oct 15, 2018 CForm 4 →	Oct 17, 5:17 pm EDT	Allogene Therapeutics, Inc.ALLO	4,185,997	—	—	—
Oct 10, 2017 CForm 4 →	Oct 10, 4:22 pm EDT	RHYTHM PHARMACEUTICALS, INC.RYTM	1,387,639	—	—	—
Oct 5, 2015 CForm 4 →	Oct 7, 5:42 pm EDT	Mirna Therapeutics, Inc.MIRN	1,539,224	—	—	—