Form4insider filings, from the source

Company · CIK 0000073124 · SIC 6022 — State Commercial Banks · Nasdaq

NORTHERN TRUST CORP · NTRS

Insider activity reported against this company. All insider holders · On EDGAR ↗

1M3M6M1Y2YAll datashares as filed — not split-adjusted
Open-market buys & salesbuys $120k · 2sales $336.2M · 136net −$336.1M
$10k$10k$1M$1M$100M$100MbuyssalesFeb 2015Jan 2017Dec 2018Nov 2020Oct 2022Sep 2024Aug 2026

Reported at this company — common stock

TradeReported (ET)InsiderSharesAvg priceTotalOwned afterΔ stakeFlags
Feb 24, 2017 SForm 4 →Feb 27, 7:54 pm ESTJana R SchreuderCOO48,110$87.03$4,187,01343,600−52.5% plan?
Feb 24, 2017 MForm 4 →Feb 27, 7:54 pm ESTJana R SchreuderCOO48,110$43.65$2,100,00291,710— plan?
Feb 23, 2017 SForm 4 →Feb 23, 7:15 pm ESTSusan Gillian PembletonEVP/Human Resources6,898$87.44$603,16119,711−25.9% plan?
Feb 23, 2017 SForm 4 →Feb 23, 7:14 pm ESTWilson LeechEVP/Chief Risk Officer10,614$87.34$927,02733,255−24.2% plan?
Feb 22, 2017 SForm 4 →Feb 23, 7:15 pm ESTWilliam L MorrisonVice Chairman51,762$87.53$4,530,728137,146−27.4% plan?
Feb 21, 2017 AForm 4 →Feb 23, 7:16 pm ESTFrederick H WaddellChairman and CEO, Director18,397——201,519— plan?
Feb 21, 2017 AForm 4 →Feb 23, 7:16 pm ESTJoyce St ClairExecutive Vice President5,749——29,855— plan?
Feb 21, 2017 AForm 4 →Feb 23, 7:16 pm ESTJana R SchreuderCOO8,304——43,600— plan?
Feb 21, 2017 AForm 4 →Feb 23, 7:16 pm ESTStephen N PotterPresident / Asset Management5,749——42,913— plan?
Feb 21, 2017 AMForm 4 →Feb 23, 7:15 pm ESTSusan Gillian PembletonEVP/Human Resources11,498$58.25$401,80926,609— plan?
Feb 21, 2017 AForm 4 →Feb 23, 7:15 pm ESTMichael O'GradyPresident, Director8,943——89,471— plan?
Feb 21, 2017 AMForm 4 →Feb 23, 7:15 pm ESTWilliam L MorrisonVice Chairman55,169$71.04$3,677,170188,908— plan?
Feb 21, 2017 AForm 4 →Feb 23, 7:15 pm ESTSusan Cohen LevyExecutive VP & General Counsel4,600——29,834— plan?
Feb 21, 2017 AFMForm 4 →Feb 23, 7:14 pm ESTWilson LeechEVP/Chief Risk Officer19,090$63.18$755,43343,869— plan?
Feb 21, 2017 AForm 4 →Feb 23, 7:14 pm ESTJane KarpinskiExecutive VP & Controller3,407——15,754— plan?
Feb 21, 2017 SForm 4 →Feb 23, 7:14 pm ESTSteven L FradkinPresident/Wealth Management21,059$87.62$1,845,19045,907−31.4% plan?
Feb 21, 2017 AMForm 4 →Feb 23, 7:14 pm ESTSteven L FradkinPresident/Wealth Management27,192$71.23$1,500,03366,966— plan?
Feb 21, 2017 AForm 4 →Feb 23, 7:13 pm ESTJeffrey D. CohodesExecutive Vice President4,600——39,658— plan?
Feb 21, 2017 AForm 4 →Feb 23, 7:13 pm ESTPeter CherecwichPresident/C&IS5,749——38,629— plan?
Feb 21, 2017 AForm 4 →Feb 23, 7:13 pm ESTRobert P BrowneEVP & Chief Investment Officer5,678——59,132— plan?
Feb 21, 2017 AForm 4 →Feb 23, 7:13 pm ESTBiff BowmanChief Financial Officer5,749——75,365— plan?
Feb 10, 2017 FForm 4 →Feb 14, 9:56 pm ESTWilson LeechEVP/Chief Risk Officer634$86.11$54,59627,463— plan?
Feb 10, 2017 FForm 4 →Feb 14, 9:55 pm ESTJane KarpinskiExecutive VP & Controller737$85.90$63,30912,347— plan?
Feb 10, 2017 FForm 4 →Feb 14, 9:53 pm ESTJoyce St ClairExecutive Vice President4,047$86.00$348,05624,106— plan?
Feb 10, 2017 FForm 4 →Feb 14, 9:52 pm ESTFrederick H WaddellChairman and CEO, Director13,454$86.00$1,157,089183,122— plan?
Feb 10, 2017 FGForm 4 →Feb 14, 9:45 pm ESTJana R SchreuderCOO4,110$86.00$348,05624,058— plan?
Feb 10, 2017 FForm 4 →Feb 14, 9:42 pm ESTStephen N PotterPresident / Asset Management4,047$86.00$348,05637,164— plan?
Feb 10, 2017 FForm 4 →Feb 14, 9:42 pm ESTSusan Gillian PembletonEVP, Human Resources604$85.94$51,90815,111— plan?
Feb 10, 2017 FForm 4 →Feb 14, 9:42 pm ESTJeffrey D. CohodesExecutive Vice President3,339$86.00$287,16535,058— plan?
Feb 10, 2017 FForm 4 →Feb 14, 9:38 pm ESTMichael O'GradyPresident, Director4,047$86.00$348,05680,528— plan?
Feb 10, 2017 FForm 4 →Feb 14, 9:38 pm ESTWilliam L MorrisonVice Chairman6,136$86.01$527,746133,739— plan?
Feb 10, 2017 FForm 4 →Feb 14, 9:38 pm ESTSteven L FradkinPresident/Wealth Management4,047$86.00$348,05639,774— plan?
Feb 10, 2017 FForm 4 →Feb 14, 9:37 pm ESTPeter CherecwichPresident/C&IS711$86.00$61,14832,880— plan?
Feb 10, 2017 FForm 4 →Feb 14, 9:37 pm ESTRobert P BrowneEVP & Chief Investment Officer6,245$86.13$537,87653,454— plan?
Feb 10, 2017 FForm 4 →Feb 14, 9:37 pm ESTBiff BowmanChief Financial Officer3,177$85.99$273,18369,616— plan?
Feb 9, 2017 SForm 4 →Feb 9, 7:33 pm ESTJoyce St ClairExecutive Vice President56,991$85.08$4,848,79432,960−63.4% plan?
Feb 9, 2017 MForm 4 →Feb 9, 7:33 pm ESTJoyce St ClairExecutive Vice President56,991$52.64$3,000,00689,951— plan?
Feb 6, 2017 GForm 4 →Feb 7, 6:52 pm ESTJana R SchreuderCOO310——19,314— plan?
Jan 23, 2017 GForm 4 →Jan 26, 6:49 pm ESTFrederick H WaddellChairman and CEO, Director11,364——93,340— plan? late
Jan 20, 2017 SForm 4 →Jan 20, 6:27 pm ESTJeffrey D. CohodesEVP/Chief Risk Officer15,000$83.72$1,255,80038,397−28.1% plan?
Jan 17, 2017 AFForm 4 →Jan 18, 8:43 pm ESTFrederick H WaddellChairman and CEO, Director83,271$88.93$2,225,081237,581— plan?
Jan 17, 2017 AFForm 4 →Jan 18, 8:43 pm ESTJoyce St ClairExecutive Vice President23,937$88.93$570,72132,960— plan?
Jan 17, 2017 AFForm 4 →Jan 18, 8:43 pm ESTJana R SchreuderCOO23,934$88.93$570,45444,150— plan?
Jan 17, 2017 AFForm 4 →Jan 18, 8:42 pm ESTStephen N PotterPresident / Asset Management23,937$88.93$570,72146,018— plan?
Jan 17, 2017 AFForm 4 →Jan 18, 8:42 pm ESTMichael O'GradyPresident and President, C&IS, Director23,937$88.93$570,72184,575— plan?
Jan 17, 2017 AFForm 4 →Jan 18, 8:42 pm ESTWilliam L MorrisonVice Chairman38,819$88.93$920,374139,875— plan?
Jan 17, 2017 AFForm 4 →Jan 18, 8:42 pm ESTWilson LeechExecutive Vice President2,479$88.93$70,51828,097— plan?
Jan 17, 2017 AFForm 4 →Jan 18, 8:41 pm ESTSteven L FradkinPresident/Wealth Management23,937$88.93$570,72148,628— plan?
Jan 17, 2017 AFForm 4 →Jan 18, 8:41 pm ESTJeffrey D. CohodesEVP/Chief Risk Officer19,472$88.93$446,31553,397— plan?
Jan 17, 2017 AFForm 4 →Jan 18, 8:41 pm ESTPeter CherecwichEVP, Global Fund Services5,969$88.93$129,65333,591— plan?
Jan 17, 2017 AFForm 4 →Jan 18, 8:40 pm ESTRobert P BrowneEVP & Chief Investment Officer21,386$88.93$499,67059,699— plan?
Jan 17, 2017 AFForm 4 →Jan 18, 8:40 pm ESTBiff BowmanChief Financial Officer19,470$88.93$446,13772,793— plan?
Dec 13, 2016 GForm 4 →Dec 14, 8:15 pm ESTFrederick H WaddellChairman, President and CEO, Director865——71,477— plan?
Dec 9, 2016 SForm 4 →Dec 12, 5:38 pm ESTSusan Gillian PembletonEVP, Human Resources7,500$89.38$670,35015,715−32.3% plan?
Dec 9, 2016 SForm 4 →Dec 12, 5:38 pm ESTJane KarpinskiExecutive VP & Controller1,500$89.37$134,05513,084−10.3% plan?
Dec 2, 2016 GForm 4 →Dec 6, 4:56 pm ESTStephen N PotterPresident / Asset Management2,360——20,608— plan?
Nov 30, 2016 GForm 4 →Nov 30, 7:10 pm ESTJoyce St ClairExecutive Vice President438——15,081— plan?
Nov 29, 2016 SForm 4 →Nov 30, 7:11 pm ESTPeter CherecwichEVP, Global Fund Services10,211$81.12$828,31630,538−25.1% plan?
Nov 29, 2016 MForm 4 →Nov 30, 7:11 pm ESTPeter CherecwichEVP, Global Fund Services10,211$69.78$712,57040,749— plan?
Nov 18, 2016 GForm 4 →Nov 22, 5:36 pm ESTSteven L FradkinPresident/Wealth Management223——94,749— plan?
Nov 16, 2016 SForm 4 →Nov 16, 6:37 pm ESTBiff BowmanChief Financial Officer25,899$81.26$2,104,58463,357−29.0% plan?
Nov 16, 2016 MForm 4 →Nov 16, 6:37 pm ESTBiff BowmanChief Financial Officer25,899$50.20$1,300,06489,256— plan?
Nov 15, 2016 SForm 4 →Dec 14, 8:15 pm ESTJane KarpinskiExecutive VP & Controller244$81.30$19,83714,584−1.65% plan? late
Nov 15, 2016 MForm 4 →Dec 14, 8:15 pm ESTJane KarpinskiExecutive VP & Controller244$43.65$10,65114,828— plan? late
Nov 15, 2016 SForm 4 →Nov 16, 6:38 pm ESTFrederick H WaddellChairman, President and CEO, Director200,000$81.99$16,398,085212,559−48.5% plan?
Nov 15, 2016 MForm 4 →Nov 16, 6:38 pm ESTFrederick H WaddellChairman, President and CEO, Director200,000$57.54$11,508,000412,559— plan?
Nov 15, 2016 SForm 4 →Nov 16, 6:38 pm ESTJeffrey D. CohodesEVP/Chief Risk Officer10,000$81.23$812,30043,963−18.5% plan?
Nov 14, 2016 SForm 4 →Nov 16, 6:38 pm ESTSteven L FradkinPresident/Wealth Management323,192$80.98$26,171,45648,628−86.9% plan?
Nov 14, 2016 MForm 4 →Nov 16, 6:38 pm ESTSteven L FradkinPresident/Wealth Management323,192$53.90$17,419,312350,761— plan?
Nov 14, 2016 SForm 4 →Nov 14, 7:38 pm ESTWilliam L MorrisonVice Chairman55,764$81.38$4,538,215121,756−31.4% plan?
Nov 14, 2016 MForm 4 →Nov 14, 7:38 pm ESTWilliam L MorrisonVice Chairman35,764$52.69$1,884,405177,520— plan?
Nov 14, 2016 SForm 4 →Nov 14, 7:38 pm ESTJeffrey D. CohodesEVP/Chief Risk Officer6,000$80.91$485,46053,963−10.0% plan?
Nov 14, 2016 MForm 4 →Nov 14, 7:38 pm ESTJeffrey D. CohodesEVP/Chief Risk Officer6,000$71.23$427,38059,963— plan?
Nov 11, 2016 SForm 4 →Nov 14, 7:39 pm ESTJana R SchreuderCOO38,836$80.00$3,106,88044,150−46.8% plan?
Nov 11, 2016 MForm 4 →Nov 14, 7:39 pm ESTJana R SchreuderCOO38,836$50.99$1,980,24882,986— plan?
Nov 11, 2016 SForm 4 →Nov 14, 7:39 pm ESTStephen N PotterPresident / Asset Management71,239$81.04$5,773,14846,018−60.8% plan?
Nov 11, 2016 MForm 4 →Nov 14, 7:39 pm ESTStephen N PotterPresident / Asset Management71,239$52.64$3,750,021111,097— plan?
Nov 10, 2016 SForm 4 →Nov 10, 6:39 pm ESTJoyce St ClairExecutive Vice President6,588$78.00$513,86432,960−16.7% plan?
Nov 10, 2016 MForm 4 →Nov 10, 6:39 pm ESTJoyce St ClairExecutive Vice President6,588$71.23$469,26339,548— plan?
Nov 10, 2016 SForm 4 →Nov 10, 6:39 pm ESTJana R SchreuderCOO20,000$78.00$1,560,00044,150−31.2% plan?
Nov 10, 2016 MForm 4 →Nov 10, 6:39 pm ESTJana R SchreuderCOO20,000$50.99$1,019,80064,150— plan?
Nov 10, 2016 SForm 4 →Nov 10, 6:39 pm ESTWilliam L MorrisonVice Chairman20,000$79.41$1,588,200141,756−12.4% plan?
Nov 10, 2016 SForm 4 →Nov 10, 6:39 pm ESTSteven L FradkinPresident/Wealth Management20,124$77.95$1,568,66648,628−29.3% plan?
Nov 10, 2016 MForm 4 →Nov 10, 6:39 pm ESTSteven L FradkinPresident/Wealth Management20,124$63.36$1,275,05768,752— plan?
Nov 10, 2016 SForm 4 →Nov 10, 6:38 pm ESTJeffrey D. CohodesEVP/Chief Risk Officer15,000$77.90$1,168,50053,963−21.8% plan?
Nov 9, 2016 SForm 4 →Nov 10, 6:40 pm ESTStephen N PotterPresident / Asset Management126,070$75.70$9,543,92746,018−73.3% plan?
Nov 9, 2016 MForm 4 →Nov 10, 6:40 pm ESTStephen N PotterPresident / Asset Management126,070$61.43$7,744,170172,088— plan?
Nov 7, 2016 SForm 4 →Nov 9, 8:23 pm ESTFrederick H WaddellChairman, President and CEO, Director195,260$73.99$14,446,725212,559−47.9% plan?
Nov 7, 2016 GMForm 4 →Nov 9, 8:23 pm ESTFrederick H WaddellChairman, President and CEO, Director196,760$66.27$12,939,008265,666— plan?
Nov 7, 2016 SForm 4 →Nov 9, 8:23 pm ESTJoyce St ClairExecutive Vice President95,396$74.31$7,089,09832,960−74.3% plan?
Nov 7, 2016 MForm 4 →Nov 9, 8:23 pm ESTJoyce St ClairExecutive Vice President95,396$61.13$5,831,33680,176— plan?
Nov 7, 2016 SForm 4 →Nov 9, 8:22 pm ESTJana R SchreuderCOO137,102$75.12$10,299,53821,028−86.7% plan?
Nov 7, 2016 MForm 4 →Nov 9, 8:22 pm ESTJana R SchreuderCOO129,069$61.74$7,968,741136,538— plan?
Nov 7, 2016 SForm 4 →Nov 9, 8:22 pm ESTBiff BowmanChief Financial Officer7,371$74.00$545,45463,357−10.4% plan?
Nov 7, 2016 MForm 4 →Nov 9, 8:22 pm ESTBiff BowmanChief Financial Officer7,371$71.23$525,03670,728— plan?
Nov 4, 2016 SForm 4 →Nov 28, 6:10 pm ESTWilson LeechExecutive Vice President21,541$77.01$1,658,93127,204−44.2% plan? late
Nov 4, 2016 MForm 4 →Nov 28, 6:10 pm ESTWilson LeechExecutive Vice President21,541$51.86$1,117,18438,603— plan? late
Nov 3, 2016 SForm 4 →Nov 4, 6:32 pm EDTFrederick H WaddellChairman, President and CEO, Director1,900$73.01$138,719212,559−0.89% plan?
Nov 3, 2016 GMForm 4 →Nov 4, 6:32 pm EDTFrederick H WaddellChairman, President and CEO, Director1,975$71.23$135,33773,842— plan?
Nov 3, 2016 SForm 4 →Nov 4, 6:32 pm EDTJoyce St ClairExecutive Vice President1,820$73.00$132,86032,960−5.23% plan?

Reported at this company — derivatives (options, RSUs, warrants)

TradeReported (ET)InsiderSharesAvg priceTotalOwned afterΔ stakeFlags
Feb 17, 2015 AForm 4 →Feb 19, 7:17 pm ESTSusan Gillian PembletonEVP, Human Resources19,585——19,585—
Feb 17, 2015 AForm 4 →Feb 19, 7:17 pm ESTMichael O'GradyPresident / C&IS23,739——23,739—
Feb 17, 2015 AForm 4 →Feb 19, 7:16 pm ESTWilliam L MorrisonPresident38,575——38,575—
Feb 17, 2015 AForm 4 →Feb 19, 7:16 pm ESTSusan Cohen LevyExecutive VP & General Counsel19,585——19,585—
Feb 17, 2015 AForm 4 →Feb 19, 7:16 pm ESTSteven L FradkinPresident/Wealth Management23,739——23,739—
Feb 17, 2015 AForm 4 →Feb 19, 7:15 pm ESTJeffrey D. CohodesEVP/Chief Risk Officer19,585——19,585—
Feb 17, 2015 AForm 4 →Feb 19, 7:15 pm ESTPeter CherecwichEVP, Global Fund Services18,991——18,991—
Feb 17, 2015 AForm 4 →Feb 19, 7:15 pm ESTRobert P BrowneEVP & Chief Investment Officer23,739——23,739—
Feb 17, 2015 AForm 4 →Feb 19, 7:14 pm ESTBiff BowmanChief Financial Officer23,739——23,739—
Feb 6, 2015 MForm 4 →Feb 10, 6:07 pm ESTWilliam L MorrisonPresident40,092——40,092—
Feb 6, 2015 MForm 4 →Feb 9, 8:07 pm ESTJeffrey D. CohodesEVP/Chief Risk Officer5,000——0—
Jan 7, 2015 AForm 4 →Jan 8, 5:55 pm ESTCharles D PowellOther497——497—
Dec 31, 2014 AForm 4 →Apr 23, 2015, 8:03 pm EDTJohn W RoweDirector514$68.07$34,98824,249— late
Dec 31, 2014 AForm 4 →Apr 2, 2015, 6:45 pm EDTCharles A TribbettDirector762$68.87$52,47816,099— late
Dec 31, 2014 AForm 4 →Apr 2, 2015, 6:45 pm EDTBecerra Jose Luis PradoDirector906$68.86$62,3893,935— late
Dec 31, 2014 AForm 4 →Apr 2, 2015, 6:45 pm EDTDipak C JainDirector798$68.87$54,95619,467— late
Dec 31, 2014 AForm 4 →Apr 2, 2015, 6:44 pm EDTLinda BynoeDirector762$68.87$52,4787,774— late
Dec 31, 2014 AForm 4 →Apr 2, 2015, 4:12 pm EDTSusan CrownDirector422——10,690— late