SEC Form 4 · accession 0000073124-17-000029
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert P Browne
Officer — EVP & Chief Investment Officer
Period of report
Jan 17, 2017
Accepted (ET)
Jan 18, 2017 · 8:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 17, 2017 | A | 15,767 | $0.00 | A | 65,318 | D | |
| Common StockF1 | Jan 17, 2017 | F | 5,619 | $88.925 | D | 59,699 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 33,710 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.