SEC Form 4 · accession 0000073124-17-000055
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert P Browne
Officer — EVP & Chief Investment Officer
Period of report
Feb 10, 2017
Accepted (ET)
Feb 14, 2017 · 9:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 10, 2017 | F | 1,690 | $85.655 | D | 58,009 | D | |
| Common StockF3,F4 | Feb 11, 2017 | F | 4,555 | $86.305 | D | 53,454 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On February 10, 2017, 3,698 already reported stock units, granted on February 10, 2014, vested. Of this amount, 1,690 were withheld in payment of Federal, State and Medicare taxes and the remaining 2,008 were distributed to the reporting person as shares of common stock.
- F2Includes 30,012 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
- F3On February 11, 2017, 9,964 already reported stock units, granted on February 11, 2013, vested. Of this amount, 4,555 were withheld in payment of Federal, State and Medicare taxes and the remaining 5,409 were distributed to the reporting person as shares of common stock.
- F4Includes 20,048 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.