Company · CIK 0000017313 · Nasdaq
CAPITAL SOUTHWEST CORP · CSWC
Insider activity reported against this company. All insider holders · Files at: CSW. On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 10, 2015 AForm 4 → | Nov 12, 7:18 pm EST | Bowen S DiehlPresident and CEO | 47,000 | — | — | 104,000 | — | plan? |
| Aug 24, 2015 PForm 4 → | Aug 24, 5:48 pm EDT | John H WilsonDirector | 550 | $45.06 | $24,783 | 9,200 | +6.36% | plan? |
| Aug 11, 2015 PForm 4 → | Aug 12, 10:39 am EDT | Joseph B ArmesPresident and CEO, Director | 1,000 | $48.51 | $48,508 | 9,502 | +11.8% | plan? |
| Aug 11, 2015 PForm 4 → | Aug 11, 6:33 pm EDT | Thomas Duane MorganDirector | 300 | $48.11 | $14,433 | 1,575 | +23.5% | plan? |
| Jun 5, 2015 SForm 4 → | Jun 9, 5:13 pm EDT | Matthew Bailey GoldenVice President | 1,100 | $49.75 | $54,725 | 1,800 | −37.9% | plan? |
| May 29, 2015 GForm 4 → | Jun 2, 9:02 pm EDT | William R Thomas IIIDirector | 20,000 | — | — | 3,529 | — | plan? |
| May 29, 2015 PForm 4 → | Jun 2, 5:52 pm EDT | Douglas M. KelleySr. VP & Managing Director | 14 | $50.35 | $700 | 7,014 | +0.20% | plan? |
| May 28, 2015 SForm 4 → | Jun 1, 9:34 pm EDT | Matthew Bailey GoldenVice President | 100 | $50.50 | $5,050 | 2,900 | −3.33% | plan? |
| May 22, 2015 SForm 4 → | May 27, 9:35 pm EDT | William M AshbaughSenior Vice President | 4,083 | $51.03 | $208,358 | 11,000 | −27.1% | plan? |
| May 22, 2015 MForm 4 → | May 27, 9:35 pm EDT | William M AshbaughSenior Vice President | 4,083 | $19.18 | $78,312 | 14,433 | — | plan? |
| May 20, 2015 SForm 4/A → | May 27, 9:29 pm EDT | William M AshbaughSenior Vice President | 13,917 | $51.23 | $713,005 | 11,000 | −55.9% | plan? |
| May 20, 2015 MForm 4/A → | May 27, 9:29 pm EDT | William M AshbaughSenior Vice President | 13,917 | $22.19 | $308,828 | 20,809 | — | plan? |
| May 20, 2015 SForm 4 → | May 22, 4:54 pm EDT | William M AshbaughSenior Vice President | 13,917 | $51.23 | $713,005 | 11,000 | −55.9% | plan? amended |
| May 20, 2015 MForm 4 → | May 22, 4:54 pm EDT | William M AshbaughSenior Vice President | 13,917 | $22.79 | $317,208 | 20,809 | — | plan? amended |
| May 15, 2015 PForm 4 → | May 18, 5:16 pm EDT | Jack D FurstDirector | 2,100 | $51.43 | $108,009 | 2,100 | — | plan? |
| May 6, 2015 PForm 4 → | May 6, 4:54 pm EDT | Thomas Duane MorganDirector | 275 | $47.80 | $13,145 | 1,275 | +27.5% | plan? |
| Mar 19, 2015 SForm 4 → | Mar 23, 9:12 pm EDT | William M AshbaughSenior Vice President | 22,000 | $48.23 | $1,061,164 | 11,000 | −66.7% | plan? |
| Mar 19, 2015 MForm 4 → | Mar 23, 9:12 pm EDT | William M AshbaughSenior Vice President | 22,000 | $29.11 | $640,340 | 13,000 | — | plan? |
| Mar 2, 2015 PForm 4 → | Mar 3, 6:00 pm EST | Samuel B LigonDirector | 220 | $48.98 | $10,775 | 12,900 | +1.74% | plan? |
| Jan 27, 2015 SForm 4 → | Jan 29, 3:40 pm EST | William R Thomas IIIDirector | 120,000 | $43.04 | $5,164,560 | 571,939 | −17.3% | plan? |
| Jan 27, 2015 PForm 4 → | Jan 28, 10:16 am EST | Samuel B LigonDirector | 300 | $42.75 | $12,825 | 12,680 | +2.42% | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2018 MForm 4 → | Aug 17, 4:13 pm EDT | Bowen S DiehlPresident and CEO, Director | 50,000 | — | — | 0 | — | |
| Jun 20, 2018 MForm 4/A → | Jul 16, 5:01 pm EDT | Bowen S DiehlPresident and CEO, Director | 14,613 | — | — | 50,000 | — | |
| Jun 20, 2018 MForm 4 → | Jun 21, 4:13 pm EDT | Bowen S DiehlPresident and CEO, Director | 14,613 | — | — | 50,000 | — | |
| Mar 8, 2017 MForm 4/A → | Mar 10, 3:57 pm EST | Bowen S DiehlPresident and CEO, Director | 45,271 | — | — | 52,661 | — | |
| Mar 8, 2017 MForm 4 → | Mar 9, 6:02 pm EST | Bowen S DiehlPresident and CEO, Director | 45,271 | — | — | 52,661 | — | amended |
| Jun 17, 2016 JForm 5/A → | May 15, 2017, 4:35 pm EDT | Moab Capital Partners LLC +310% Owner | 1,000 | — | — | 0 | — | |
| Jun 17, 2016 JForm 5/A → | May 15, 2017, 4:24 pm EDT | Moab Partners LP +310% Owner | 939 | — | — | 0 | — | amended |
| Jun 17, 2016 JForm 5 → | Feb 14, 2017, 4:17 pm EST | Moab Capital Partners LLC +310% Owner | 1,000 | — | — | 0 | — | |
| Jun 17, 2016 JForm 5 → | Feb 14, 2017, 4:08 pm EST | Moab Partners LP +310% Owner | 939 | — | — | 0 | — | |
| Mar 21, 2016 MForm 4 → | Mar 23, 8:00 pm EDT | William M AshbaughSenior Vice President | 5,974 | — | — | 0 | — | |
| Jan 15, 2016 PForm 4 → | Jan 20, 8:08 pm EST | Moab Partners LP +310% Owner | 939 | $1.00 | $939 | 939 | — | |
| Jan 15, 2016 PForm 4 → | Jan 20, 8:08 pm EST | Moab Capital Partners LLC +310% Owner | 1,000 | $1.00 | $1,000 | 1,000 | — | |
| Oct 14, 2015 DForm 4 → | Oct 16, 8:12 pm EDT | Joseph B ArmesDirector | 475 | — | — | 85,981 | — | |
| Oct 14, 2015 DForm 4/A → | Oct 16, 8:08 pm EDT | Bowen S DiehlPresident and CEO | 352 | — | — | 85,982 | — | |
| Oct 14, 2015 DForm 4 → | Oct 16, 6:42 pm EDT | Bowen S DiehlPresident and CEO | 475 | — | — | 85,982 | — | amended |
| Oct 14, 2015 DForm 4 → | Oct 16, 6:31 pm EDT | William M AshbaughSenior Vice President | 108 | — | — | 3,983 | — | |
| May 22, 2015 MForm 4 → | May 27, 9:35 pm EDT | William M AshbaughSenior Vice President | 4,083 | — | — | 0 | — | |
| May 20, 2015 MForm 4/A → | May 27, 9:29 pm EDT | William M AshbaughSenior Vice President | 13,917 | — | — | 4,083 | — | |
| May 20, 2015 MForm 4 → | May 22, 4:54 pm EDT | William M AshbaughSenior Vice President | 13,917 | — | — | 6,083 | — | amended |
| Mar 19, 2015 MForm 4 → | Mar 23, 9:12 pm EDT | William M AshbaughSenior Vice President | 22,000 | — | — | 4,000 | — |
Filed by this entity as an insider elsewhere — common stock
| Trade | Reported (ET) | Company | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 18, 2015 JForm 4 → | Sep 22, 6:29 pm EDT | CSW INDUSTRIALS, INC.CSWI | 15,583,332 | — | — | 0 | — | plan? |
Filed by this entity as an insider elsewhere — derivatives (options, RSUs, warrants)
No reported derivative activity in this period.