SEC Form 4 · accession 0001140361-15-031218
CAPITAL SOUTHWEST CORP · CSWC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph B Armes
Officer — President and CEO · Director
Period of report
Aug 11, 2015
Accepted (ET)
Aug 12, 2015 · 10:39 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000017313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 11, 2015 | P | 1,000 | $48.5076 | A | 9,502 | I | JBA Family Partners, L.P. |
| Common Stock | holding | — | — | — | 47,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are held by JBA Family Partners, LP, a limited partnership of which the reporting person and his wife are 50% owners of the general partner.