SEC Form 4 · accession 0001140361-15-022738
CAPITAL SOUTHWEST CORP · CSWC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Bailey Golden
Officer — Vice President
Period of report
May 28, 2015
Accepted (ET)
Jun 1, 2015 · 9:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000017313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 28, 2015 | S | 100 | $50.50 | D | 2,900 | I | By Trust |
| Common Stock | holding | — | — | — | 1,500 | I | By Trust | |
| Common StockF1 | holding | — | — | — | 659 | I | By ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.