Company · CIK 0001513818 · SIC 2834 — Pharmaceutical Preparations
Aravive, Inc. · ARAV
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 1, 2019 SForm 4 → | Feb 5, 7:53 pm EST | Jay ShepardPresident and CEO, Director | 2,163 | $4.14 | $8,955 | 81,950 | −2.57% | plan? |
| Feb 1, 2019 SForm 4 → | Feb 5, 7:52 pm EST | Kevin HaasVP, Finance and PAO | 204 | $4.14 | $845 | 10,933 | −1.83% | plan? |
| Dec 21, 2018 SForm 4 → | Dec 26, 8:01 pm EST | Jay ShepardPresident and CEO, Director | 3,484 | $3.22 | $11,232 | 84,113 | −3.98% | plan? |
| Dec 21, 2018 SForm 4 → | Dec 26, 7:56 pm EST | Kevin HaasVP, Finance and PAO | 711 | $3.22 | $2,288 | 11,137 | −6.00% | plan? |
| Dec 17, 2018 SForm 4 → | Dec 19, 7:59 pm EST | Jay ShepardPresident and CEO, Director | 11,247 | $3.96 | $44,561 | 87,597 | −11.4% | plan? |
| Dec 17, 2018 SForm 4 → | Dec 19, 7:57 pm EST | Kevin HaasVP, Finance and PAO | 1,164 | $3.96 | $4,612 | 11,848 | −8.95% | plan? |
| Oct 12, 2018 AForm 4 → | Oct 16, 6:33 pm EDT | Srinivas AkkarajuDirector | 27,456 | — | — | 31,815 | — | plan? |
| Oct 12, 2018 AForm 4 → | Oct 16, 6:28 pm EDT | Eric ZhangDirector | 859,766 | — | — | 859,766 | — | plan? |
| Oct 12, 2018 AForm 4 → | Oct 16, 6:21 pm EDT | Raymond TabibiazarDirector, 10% Owner | 1,000,751 | — | — | 1,000,751 | — | plan? |
| Oct 12, 2018 AForm 4 → | Oct 16, 6:19 pm EDT | Vinay ShahChief Financial Officer | 178,606 | — | — | 178,606 | — | plan? |
| Oct 12, 2018 AForm 4 → | Oct 16, 6:17 pm EDT | Amato GiacciaDirector, 10% Owner | 941,880 | — | — | 941,880 | — | plan? |
| Jun 15, 2018 SForm 4 → | Jun 19, 4:54 pm EDT | Paul WestbergSVP and Chief Business Officer | 612 | $2.30 | $1,408 | 225,124 | −0.27% | plan? |
| Jun 15, 2018 SForm 4 → | Jun 19, 4:52 pm EDT | Kevin HaasVP, Finance and PAO | 143 | $2.30 | $329 | 78,075 | −0.18% | plan? |
| Jun 13, 2018 PForm 4 → | Jun 15, 9:44 pm EDT | Srinivas AkkarajuDirector | 53,018 | $2.13 | $112,928 | 2,682,554 | +2.02% | plan? |
| Jun 6, 2018 PForm 4 → | Jun 8, 6:34 pm EDT | Srinivas AkkarajuDirector | 1,055,485 | $1.81 | $1,914,709 | 2,629,536 | +67.1% | plan? |
| May 22, 2018 SForm 4 → | May 23, 5:42 pm EDT | Jay ShepardPresident and CEO, Director | 9,232 | $1.50 | $13,848 | 593,066 | −1.53% | plan? |
| Apr 24, 2018 SForm 4 → | Apr 25, 6:10 pm EDT | Jay S StoutSVP, Technical Operations | 4,854 | $1.55 | $7,524 | 185,646 | −2.55% | plan? |
| Mar 23, 2018 SForm 4 → | Mar 26, 6:54 pm EDT | Tracy M WoodyChief Commercial Officer | 4,345 | $1.75 | $7,604 | 215,755 | −1.97% | plan? |
| Feb 8, 2018 SForm 4 → | Feb 12, 5:27 pm EST | Kevin HaasVP, Finance and PAO | 1,599 | $1.80 | $2,878 | 78,218 | −2.00% | plan? |
| Feb 8, 2018 SForm 4 → | Feb 12, 5:25 pm EST | Jay ShepardPresident and CEO, Director | 14,446 | $1.80 | $26,003 | 602,298 | −2.34% | plan? |
| Feb 8, 2018 SForm 4 → | Feb 12, 5:23 pm EST | Shane WardSVP and General Counsel | 4,118 | $1.80 | $7,412 | 201,556 | −2.00% | plan? |
| Feb 8, 2018 SForm 4 → | Feb 12, 5:20 pm EST | Paul WestbergSVP and Chief Business Officer | 5,355 | $1.80 | $9,639 | 225,736 | −2.32% | plan? |
| Dec 20, 2017 AForm 4 → | Dec 22, 5:16 pm EST | Tracy M WoodyChief Commercial Officer | 93,100 | — | — | 220,100 | — | plan? |
| Dec 20, 2017 AForm 4 → | Dec 22, 5:15 pm EST | Paul WestbergSVP and Chief Business Officer | 90,900 | — | — | 231,091 | — | plan? |
| Dec 20, 2017 AForm 4 → | Dec 22, 5:14 pm EST | Shane WardSVP and General Counsel | 93,100 | — | — | 205,674 | — | plan? |
| Dec 20, 2017 AForm 4 → | Dec 22, 5:13 pm EST | John VarianDirector | 11,200 | — | — | 22,280 | — | plan? |
| Dec 20, 2017 AForm 4 → | Dec 22, 5:10 pm EST | Anthony Y SunDirector | 11,200 | — | — | 23,880 | — | plan? |
| Dec 20, 2017 AForm 4 → | Dec 22, 5:09 pm EST | Jay S StoutSVP, Technical Operations | 74,500 | — | — | 190,500 | — | plan? |
| Dec 20, 2017 AForm 4 → | Dec 22, 5:07 pm EST | Jay ShepardPresident and CEO, Director | 223,000 | — | — | 616,744 | — | plan? |
| Dec 20, 2017 AForm 4 → | Dec 22, 5:06 pm EST | Shahzad MalikDirector | 11,200 | — | — | 23,880 | — | plan? |
| Dec 20, 2017 AForm 4 → | Dec 22, 5:05 pm EST | Edmon R JenningsDirector | 11,200 | — | — | 22,380 | — | plan? |
| Dec 20, 2017 AForm 4 → | Dec 22, 5:03 pm EST | Kevin HaasVP, Finance and PAO | 44,700 | — | — | 79,817 | — | plan? |
| Dec 20, 2017 AForm 4 → | Dec 22, 5:01 pm EST | Robert GutChief Medical Officer | 91,300 | — | — | 227,300 | — | plan? |
| Dec 20, 2017 AForm 4 → | Dec 22, 5:00 pm EST | R Scott GreerDirector | 11,200 | — | — | 44,380 | — | plan? |
| Dec 20, 2017 AForm 4 → | Dec 22, 4:59 pm EST | Eric DobmeierDirector | 11,200 | — | — | 18,160 | — | plan? |
| Dec 20, 2017 AForm 4 → | Dec 22, 4:58 pm EST | Srinivas AkkarajuDirector | 11,200 | — | — | 26,155 | — | plan? |
| Dec 1, 2017 PForm 4 → | Dec 5, 7:38 pm EST | Srinivas AkkarajuDirector | 976,467 | $2.17 | $2,115,408 | 1,547,896 | +171% | plan? |
| Nov 28, 2017 AForm 4 → | Nov 29, 8:58 pm EST | Paul WestbergSVP and Chief Business Officer | 15,000 | — | — | 140,191 | — | plan? |
| Nov 28, 2017 AForm 4 → | Nov 29, 8:56 pm EST | Shane WardSVP and General Counsel | 20,000 | — | — | 112,574 | — | plan? |
| Oct 19, 2017 SForm 4 → | Oct 23, 5:02 pm EDT | Paul WestbergSVP and Chief Business Officer | 1,326 | $2.55 | $3,381 | 125,191 | −1.05% | plan? |
| Oct 19, 2017 SForm 4 → | Oct 23, 5:01 pm EDT | Shane WardSVP and General Counsel | 776 | $2.55 | $1,979 | 92,574 | −0.83% | plan? |
| Oct 19, 2017 SForm 4 → | Oct 23, 4:59 pm EDT | Colin HislopChief Medical Officer | 667 | $2.55 | $1,701 | 23,833 | −2.72% | plan? |
| Oct 19, 2017 SForm 4 → | Oct 23, 4:58 pm EDT | Joshua T BrummCOO and CFO | 1,326 | $2.55 | $3,381 | 201,269 | −0.65% | plan? |
| Oct 6, 2017 AForm 4 → | Oct 10, 8:20 pm EDT | Tracy M WoodyChief Commercial Officer | 82,000 | — | — | 127,000 | — | plan? |
| Oct 6, 2017 AForm 4 → | Oct 10, 8:18 pm EDT | Paul WestbergSVP and Chief Business Officer | 59,000 | — | — | 126,517 | — | plan? |
| Oct 6, 2017 AForm 4 → | Oct 10, 8:17 pm EDT | Shane WardSVP and General Counsel | 57,000 | — | — | 93,350 | — | plan? |
| Oct 6, 2017 AForm 4 → | Oct 10, 8:17 pm EDT | Jay S StoutSVP, Technical Operations | 70,000 | — | — | 116,000 | — | plan? |
| Oct 6, 2017 AForm 4 → | Oct 10, 8:15 pm EDT | Jay ShepardPresident and CEO, Director | 189,000 | — | — | 393,744 | — | plan? |
| Oct 6, 2017 AForm 4 → | Oct 10, 8:13 pm EDT | Robert GutChief Medical Officer | 88,000 | — | — | 136,000 | — | plan? |
| Oct 6, 2017 AForm 4 → | Oct 10, 8:06 pm EDT | Joshua T BrummCOO and CFO | 97,000 | — | — | 202,595 | — | plan? |
| Sep 21, 2017 SForm 4 → | Sep 25, 4:07 pm EDT | PERCEPTIVE ADVISORS LLC +210% Owner | 2,130,000 | $3.29 | $7,013,552 | 2,099,563 | −50.4% | plan? |
| Sep 5, 2017 AForm 4 → | Sep 6, 6:13 pm EDT | Robert GutChief Medical Officer | 48,000 | — | — | 48,000 | — | plan? |
| Jun 13, 2017 SForm 4 → | Jun 14, 6:51 pm EDT | Paul WestbergSVP and Chief Business Officer | 711 | $16.05 | $11,412 | 67,517 | −1.04% | plan? |
| Jun 13, 2017 SForm 4 → | Jun 14, 6:50 pm EDT | Joshua T BrummCOO and CFO | 1,421 | $16.05 | $22,807 | 105,595 | −1.33% | plan? |
| May 25, 2017 AForm 4 → | Jun 6, 8:05 pm EDT | Srinivas AkkarajuDirector | 3,480 | — | — | 14,955 | — | plan? late |
| May 25, 2017 AForm 4 → | Jun 6, 8:03 pm EDT | R Scott GreerDirector | 3,480 | — | — | 33,180 | — | plan? late |
| May 25, 2017 AForm 4 → | Jun 6, 8:02 pm EDT | Edmon R JenningsDirector | 3,480 | — | — | 11,180 | — | plan? late |
| May 25, 2017 AForm 4 → | Jun 6, 8:00 pm EDT | Shahzad MalikDirector | 3,480 | — | — | 12,680 | — | plan? late |
| May 25, 2017 AForm 4 → | Jun 6, 7:59 pm EDT | Anthony Y SunDirector | 3,480 | — | — | 12,680 | — | plan? late |
| May 25, 2017 AForm 4 → | Jun 6, 7:57 pm EDT | John VarianDirector | 3,480 | — | — | 11,080 | — | plan? late |
| May 25, 2017 AForm 4 → | Jun 6, 7:56 pm EDT | Eric DobmeierDirector | 6,960 | — | — | 6,960 | — | plan? late |
| May 16, 2017 SForm 4 → | May 17, 6:29 pm EDT | Joshua T BrummCOO and CFO | 1,263 | $17.40 | $21,976 | 107,016 | −1.17% | plan? |
| May 11, 2017 SForm 4 → | May 15, 5:02 pm EDT | Jay ShepardPresident and CEO, Director | 9,114 | $17.50 | $159,495 | 204,744 | −4.26% | plan? |
| Apr 19, 2017 SForm 4 → | Apr 20, 5:23 pm EDT | Paul WestbergSVP and Chief Business Officer | 1,316 | $19.85 | $26,123 | 68,228 | −1.89% | plan? |
| Apr 4, 2017 SForm 4 → | Apr 5, 7:02 pm EDT | Colin HislopChief Medical Officer | 35,000 | $21.20 | $742,000 | 24,500 | −58.8% | plan? |
| Apr 4, 2017 MForm 4 → | Apr 5, 7:02 pm EDT | Colin HislopChief Medical Officer | 35,000 | $8.17 | $285,950 | 59,500 | — | plan? |
| Apr 3, 2017 AForm 4 → | Apr 5, 7:06 pm EDT | Jay S StoutSVP, Technical Operations | 45,000 | — | — | 46,000 | — | plan? |
| Mar 24, 2017 PForm 4 → | Mar 28, 8:06 pm EDT | Srinivas AkkarajuDirector | 571,429 | $12.25 | $7,000,005 | 571,429 | — | plan? |
| Mar 22, 2017 AForm 4 → | Mar 31, 5:35 pm EDT | Tracy M WoodyChief Commercial Officer | 45,000 | — | — | 45,000 | — | plan? late |
| Mar 16, 2017 SForm 4 → | Mar 17, 5:29 pm EDT | Shahzad MalikDirector | 483,670 | $18.11 | $8,758,575 | 1,621,558 | −23.0% | plan? |
| Mar 14, 2017 SForm 4 → | Mar 15, 5:31 pm EDT | Shane WardSVP and General Counsel | 2,041 | $19.01 | $38,795 | 36,350 | −5.32% | plan? |
| Mar 13, 2017 SForm 4 → | Mar 15, 5:44 pm EDT | Shahzad MalikDirector | 166,330 | $19.09 | $3,175,381 | 2,105,228 | −7.32% | plan? |
| Feb 27, 2017 SForm 4 → | Feb 28, 7:36 pm EST | Paul WestbergSVP and Chief Business Officer | 12,500 | $22.50 | $281,250 | 69,544 | −15.2% | plan? |
| Feb 27, 2017 MForm 4 → | Feb 28, 7:36 pm EST | Paul WestbergSVP and Chief Business Officer | 12,500 | $1.98 | $24,717 | 82,044 | — | plan? |
| Feb 27, 2017 SForm 4 → | Feb 28, 7:34 pm EST | Jay ShepardPresident and CEO, Director | 5,166 | $24.00 | $123,984 | 213,858 | −2.36% | plan? |
| Feb 27, 2017 MForm 4 → | Feb 28, 7:34 pm EST | Jay ShepardPresident and CEO, Director | 5,166 | $2.53 | $13,070 | 219,024 | — | plan? |
| Feb 24, 2017 SForm 4 → | Feb 28, 7:33 pm EST | Joshua T BrummCOO and CFO | 30,000 | $20.94 | $628,063 | 105,779 | −22.1% | plan? |
| Feb 24, 2017 MForm 4 → | Feb 28, 7:33 pm EST | Joshua T BrummCOO and CFO | 30,000 | $2.53 | $75,900 | 135,779 | — | plan? |
| Feb 21, 2017 SForm 4 → | Feb 23, 8:25 pm EST | Paul WestbergSVP and Chief Business Officer | 25,000 | $18.75 | $468,750 | 69,544 | −26.4% | plan? |
| Feb 21, 2017 MForm 4 → | Feb 23, 8:25 pm EST | Paul WestbergSVP and Chief Business Officer | 25,000 | $1.61 | $40,250 | 76,134 | — | plan? |
| Feb 21, 2017 SForm 4 → | Feb 23, 8:23 pm EST | Jay ShepardPresident and CEO, Director | 16,000 | $19.25 | $308,000 | 213,858 | −6.96% | plan? |
| Feb 21, 2017 MForm 4 → | Feb 23, 8:23 pm EST | Jay ShepardPresident and CEO, Director | 16,000 | $2.53 | $40,480 | 221,858 | — | plan? |
| Feb 10, 2017 PForm 4/A → | Mar 14, 4:30 pm EDT | PERCEPTIVE ADVISORS LLC +210% Owner | 94,016 | $15.30 | $1,438,706 | 4,229,563 | +2.27% | plan? |
| Feb 10, 2017 PForm 4 → | Feb 14, 8:45 am EST | PERCEPTIVE ADVISORS LLC +210% Owner | 94,016 | $15.30 | $1,438,706 | 4,228,563 | +2.27% | plan? amended |
| Feb 8, 2017 PForm 4 → | Feb 10, 8:45 am EST | PERCEPTIVE ADVISORS LLC +210% Owner | 145,823 | $13.72 | $2,001,247 | 4,134,547 | +3.66% | plan? |
| Feb 3, 2017 SForm 4 → | Feb 6, 5:23 pm EST | Jay ShepardPresident and CEO, Director | 6,719 | $13.69 | $91,983 | 213,858 | −3.05% | plan? |
| Jan 31, 2017 SForm 4 → | Feb 2, 8:12 pm EST | Jay ShepardPresident and CEO, Director | 24,211 | $13.77 | $333,326 | 220,577 | −9.89% | plan? |
| Jan 31, 2017 MForm 4 → | Feb 2, 8:12 pm EST | Jay ShepardPresident and CEO, Director | 21,404 | $2.53 | $54,152 | 227,550 | — | plan? |
| Jan 30, 2017 SForm 4 → | Jan 31, 8:36 pm EST | Joshua T BrummCOO and CFO | 2,945 | $13.85 | $40,794 | 105,779 | −2.71% | plan? |
| Jan 30, 2017 SForm 4 → | Jan 31, 8:34 pm EST | Jay ShepardPresident and CEO, Director | 17,270 | $13.52 | $233,468 | 223,384 | −7.18% | plan? |
| Jan 30, 2017 SForm 4 → | Jan 31, 8:31 pm EST | Shane WardSVP and General Counsel | 1,474 | $13.85 | $20,418 | 38,391 | −3.70% | plan? |
| Jan 30, 2017 SForm 4 → | Jan 31, 8:29 pm EST | Paul WestbergSVP and Chief Business Officer | 1,916 | $13.85 | $26,540 | 69,544 | −2.68% | plan? |
| Jan 27, 2017 AForm 4 → | Jan 31, 8:36 pm EST | Joshua T BrummCOO and CFO | 43,900 | — | — | 108,724 | — | plan? |
| Jan 27, 2017 AMForm 4 → | Jan 31, 8:34 pm EST | Jay ShepardPresident and CEO, Director | 85,296 | $2.53 | $26,808 | 233,980 | — | plan? |
| Jan 27, 2017 AForm 4 → | Jan 31, 8:32 pm EST | Colin HislopChief Medical Officer | 19,500 | — | — | 24,500 | — | plan? |
| Jan 27, 2017 AForm 4 → | Jan 31, 8:31 pm EST | Shane WardSVP and General Counsel | 20,600 | — | — | 39,865 | — | plan? |
| Jan 27, 2017 AForm 4 → | Jan 31, 8:29 pm EST | Paul WestbergSVP and Chief Business Officer | 26,860 | — | — | 71,460 | — | plan? |
| Jan 9, 2017 SForm 4 → | Jan 11, 9:21 pm EST | Paul WestbergSr. VP, Corporate Development | 32,500 | $15.67 | $509,225 | 44,600 | −42.2% | plan? |
| Jan 9, 2017 MForm 4 → | Jan 11, 9:21 pm EST | Paul WestbergSr. VP, Corporate Development | 32,500 | $1.43 | $46,580 | 52,531 | — | plan? |
| Dec 30, 2016 PForm 4/A → | Jan 4, 2017, 2:51 pm EST | PERCEPTIVE ADVISORS LLC +210% Owner | 71,063 | $14.66 | $1,041,641 | 3,989,724 | +1.81% | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 28, 2019 AForm 4 → | Mar 4, 4:54 pm EST | Vinay ShahChief Financial Officer | 38,000 | — | — | 38,000 | — | |
| Feb 28, 2019 AForm 4 → | Mar 4, 4:50 pm EST | Kevin HaasVP, Finance and PAO | 18,000 | — | — | 18,000 | — | |
| Feb 28, 2019 AForm 4 → | Mar 4, 4:50 pm EST | Jay ShepardPresident and CEO, Director | 116,000 | — | — | 116,000 | — | |
| Feb 28, 2019 AForm 4 → | Mar 4, 4:49 pm EST | Gail Frances McIntyreChief Scientific Officer | 53,000 | — | — | 53,000 | — | |
| Jan 3, 2019 AForm 4/A → | Jan 7, 9:27 pm EST | Srinivas AkkarajuDirector | 4,688 | — | — | 4,688 | — | |
| Jan 3, 2019 AForm 4/A → | Jan 7, 9:26 pm EST | Amato GiacciaDirector, 10% Owner | 12,188 | — | — | 4,688 | — | |
| Jan 3, 2019 AForm 4/A → | Jan 7, 9:24 pm EST | Robert HoffmanDirector | 12,188 | — | — | 4,688 | — | |
| Jan 3, 2019 AForm 4/A → | Jan 7, 9:23 pm EST | Shahzad MalikDirector | 4,688 | — | — | 4,688 | — | |
| Jan 3, 2019 AForm 4 → | Jan 7, 5:58 pm EST | Shahzad MalikDirector | 4,688 | — | — | 4,688 | — | |
| Jan 3, 2019 AForm 4 → | Jan 7, 2:11 pm EST | Eric ZhangDirector | 12,188 | — | — | 4,688 | — | |
| Jan 3, 2019 AForm 4 → | Jan 7, 2:10 pm EST | Raymond TabibiazarDirector, 10% Owner | 12,188 | — | — | 4,688 | — | |
| Jan 3, 2019 AForm 4 → | Jan 7, 2:09 pm EST | Robert HoffmanDirector | 12,188 | — | — | 4,688 | — | |
| Jan 3, 2019 AForm 4 → | Jan 7, 2:09 pm EST | Amato GiacciaDirector, 10% Owner | 12,188 | — | — | 4,688 | — | |
| Jan 3, 2019 AForm 4 → | Jan 7, 2:08 pm EST | Srinivas AkkarajuDirector | 4,688 | — | — | 4,688 | — | amended |
| Oct 12, 2018 AForm 4 → | Oct 16, 6:21 pm EDT | Raymond TabibiazarDirector, 10% Owner | 634,834 | — | — | 28,501 | — | |
| Oct 12, 2018 AForm 4 → | Oct 16, 6:19 pm EDT | Vinay ShahChief Financial Officer | 95,381 | — | — | 19,000 | — | |
| Oct 12, 2018 AForm 4 → | Oct 16, 6:17 pm EDT | Amato GiacciaDirector, 10% Owner | 220,728 | — | — | 19,000 | — | |
| Sep 5, 2017 AForm 4 → | Sep 6, 6:13 pm EDT | Robert GutChief Medical Officer | 107,000 | — | — | 107,000 | — | |
| May 25, 2017 AForm 4 → | Jun 6, 8:05 pm EDT | Srinivas AkkarajuDirector | 6,850 | — | — | 6,850 | — | late |
| May 25, 2017 AForm 4 → | Jun 6, 8:03 pm EDT | R Scott GreerDirector | 6,850 | — | — | 6,850 | — | late |
| May 25, 2017 AForm 4 → | Jun 6, 8:02 pm EDT | Edmon R JenningsDirector | 6,850 | — | — | 6,850 | — | late |
| May 25, 2017 AForm 4 → | Jun 6, 8:00 pm EDT | Shahzad MalikDirector | 6,850 | — | — | 6,850 | — | late |
| May 25, 2017 AForm 4 → | Jun 6, 7:59 pm EDT | Anthony Y SunDirector | 6,850 | — | — | 6,850 | — | late |
| May 25, 2017 AForm 4 → | Jun 6, 7:57 pm EDT | John VarianDirector | 6,850 | — | — | 6,850 | — | late |
| May 25, 2017 AForm 4 → | Jun 6, 7:56 pm EDT | Eric DobmeierDirector | 13,700 | — | — | 6,850 | — | late |
| Apr 4, 2017 MForm 4 → | Apr 5, 7:02 pm EDT | Colin HislopChief Medical Officer | 35,000 | — | — | 188,100 | — | |
| Apr 3, 2017 AForm 4 → | Apr 5, 7:06 pm EDT | Jay S StoutSVP, Technical Operations | 75,000 | — | — | 75,000 | — | |
| Mar 22, 2017 AForm 4 → | Mar 31, 5:35 pm EDT | Tracy M WoodyChief Commercial Officer | 100,000 | — | — | 100,000 | — | late |
| Feb 27, 2017 MForm 4 → | Feb 28, 7:36 pm EST | Paul WestbergSVP and Chief Business Officer | 12,500 | — | — | 7,491 | — | |
| Feb 27, 2017 MForm 4 → | Feb 28, 7:34 pm EST | Jay ShepardPresident and CEO, Director | 5,166 | — | — | 65,828 | — | |
| Feb 24, 2017 MForm 4 → | Feb 28, 7:33 pm EST | Joshua T BrummCOO and CFO | 30,000 | — | — | 122,108 | — | |
| Feb 21, 2017 MForm 4 → | Feb 23, 8:25 pm EST | Paul WestbergSVP and Chief Business Officer | 25,000 | — | — | 10,484 | — | |
| Feb 21, 2017 MForm 4 → | Feb 23, 8:23 pm EST | Jay ShepardPresident and CEO, Director | 16,000 | — | — | 70,994 | — | |
| Jan 31, 2017 MForm 4 → | Feb 2, 8:12 pm EST | Jay ShepardPresident and CEO, Director | 21,404 | — | — | 86,994 | — | |
| Jan 27, 2017 AForm 4 → | Jan 31, 8:36 pm EST | Joshua T BrummCOO and CFO | 65,590 | — | — | 65,590 | — | |
| Jan 27, 2017 AMForm 4 → | Jan 31, 8:34 pm EST | Jay ShepardPresident and CEO, Director | 155,496 | — | — | 108,398 | — | |
| Jan 27, 2017 AForm 4 → | Jan 31, 8:32 pm EST | Colin HislopChief Medical Officer | 43,700 | — | — | 43,700 | — | |
| Jan 27, 2017 AForm 4 → | Jan 31, 8:31 pm EST | Shane WardSVP and General Counsel | 46,200 | — | — | 46,200 | — | |
| Jan 27, 2017 AForm 4 → | Jan 31, 8:29 pm EST | Paul WestbergSVP and Chief Business Officer | 40,130 | — | — | 40,130 | — | |
| Jan 9, 2017 MForm 4 → | Jan 11, 9:21 pm EST | Paul WestbergSr. VP, Corporate Development | 32,500 | — | — | 15,593 | — | |
| Dec 16, 2016 MForm 4 → | Dec 19, 7:37 pm EST | Paul WestbergSr. VP, Corporate Development | 5,000 | — | — | 2,312 | — | |
| Jun 14, 2016 AForm 4 → | Jun 20, 9:54 pm EDT | Srinivas AkkarajuDirector | 28,720 | — | — | 28,720 | — | late |
| May 18, 2016 AForm 4 → | May 20, 5:31 pm EDT | Shahzad MalikDirector, 10% Owner | 14,625 | — | — | 14,625 | — | |
| May 18, 2016 AForm 4 → | May 20, 5:29 pm EDT | R Scott GreerDirector | 14,625 | — | — | 14,625 | — | |
| May 18, 2016 AForm 4 → | May 20, 5:28 pm EDT | Edmon R JenningsDirector | 14,625 | — | — | 14,625 | — | |
| May 18, 2016 AForm 4 → | May 20, 5:28 pm EDT | Anthony Y SunDirector | 14,625 | — | — | 14,625 | — | |
| May 18, 2016 AForm 4 → | May 20, 5:27 pm EDT | John VarianDirector | 14,625 | — | — | 14,625 | — | |
| Apr 4, 2016 AForm 4 → | May 2, 5:24 pm EDT | Colin HislopChief Medical Officer | 223,100 | — | — | 223,100 | — | late |
| Jan 28, 2016 AForm 4 → | Feb 1, 7:19 pm EST | Joshua T BrummChief Financial Officer | 83,800 | — | — | 83,800 | — | |
| Jan 28, 2016 AForm 4 → | Feb 1, 7:18 pm EST | Paul WestbergSr. VP, Business Development | 54,400 | — | — | 54,400 | — | |
| Jan 28, 2016 AForm 4 → | Feb 1, 7:16 pm EST | Jay ShepardPresident and CEO, Director | 209,200 | — | — | 209,200 | — | |
| Jan 28, 2016 AForm 4 → | Feb 1, 7:15 pm EST | Shane WardSVP, Legal and Compliance | 42,000 | — | — | 42,000 | — | |
| Aug 4, 2015 MForm 4 → | Aug 5, 5:59 pm EDT | Paul WestbergSr. VP, Business Development | 2,400 | — | — | 7,312 | — | |
| Jul 6, 2015 MForm 4 → | Jul 7, 6:53 pm EDT | Paul WestbergSr. VP, Business Development | 2,400 | — | — | 9,712 | — | |
| Jun 29, 2015 AForm 4 → | Jul 1, 7:16 pm EDT | Shahzad MalikDirector, 10% Owner | 13,100 | — | — | 13,100 | — | |
| Jun 29, 2015 AForm 4 → | Jul 1, 6:22 pm EDT | John VarianDirector | 13,100 | — | — | 13,100 | — | |
| Jun 29, 2015 AForm 4 → | Jul 1, 6:19 pm EDT | Anthony Y SunDirector | 13,100 | — | — | 13,100 | — | |
| Jun 29, 2015 AForm 4 → | Jul 1, 6:19 pm EDT | Srinivas AkkarajuDirector | 13,100 | — | — | 13,100 | — | |
| Jun 29, 2015 AForm 4 → | Jul 1, 6:08 pm EDT | Edmon R JenningsDirector | 13,100 | — | — | 13,100 | — | |
| Jun 29, 2015 AForm 4 → | Jul 1, 6:07 pm EDT | R Scott GreerDirector | 13,100 | — | — | 13,100 | — | |
| Jun 3, 2015 MForm 4 → | Jun 4, 6:14 pm EDT | Paul WestbergSr. VP, Business Development | 2,400 | — | — | 12,112 | — | |
| May 11, 2015 AForm 4 → | May 13, 5:07 pm EDT | Jay ShepardPresident and CEO, Director | 309,000 | — | — | 309,000 | — | |
| May 4, 2015 MForm 4 → | May 6, 6:25 pm EDT | Paul WestbergSr. VP, Business Development | 2,400 | — | — | 14,512 | — | |
| Apr 6, 2015 AForm 4 → | Apr 8, 8:35 pm EDT | Shane WardSVP, Legal and Compliance | 50,000 | — | — | 50,000 | — | |
| Apr 6, 2015 MForm 4 → | Apr 8, 7:58 pm EDT | Paul WestbergSr. VP, Business Development | 2,400 | — | — | 16,912 | — | |
| Mar 3, 2015 MForm 4 → | Mar 5, 4:40 pm EST | Paul WestbergSr. VP, Business Development | 2,400 | — | — | 18,953 | — | |
| Feb 3, 2015 MForm 4 → | Feb 4, 8:14 pm EST | Paul WestbergSr. VP, Business Development | 5,000 | — | — | 20,994 | — | |
| Jan 5, 2015 MForm 4 → | Jan 7, 5:26 pm EST | Paul WestbergSr. VP, Business Development | 5,000 | — | — | 2,217 | — |