SEC Form 4 · accession 0000899243-19-002709
Aravive, Inc. · ARAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Haas
Officer — VP, Finance and PAO
Period of report
Feb 1, 2019
Accepted (ET)
Feb 5, 2019 · 7:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001513818
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 1, 2019 | S | 141 | $4.14 | D | 10,996 | D | |
| Common StockF1 | Feb 1, 2019 | S | 63 | $4.14 | D | 10,933 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of certain restricted stock units, which were previously reported in Table I following the date of grant.