SEC Form 4 · accession 0001209191-17-033381
Aravive, Inc. · ARAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joshua T Brumm
Officer — COO and CFO
Period of report
May 16, 2017
Accepted (ET)
May 17, 2017 · 6:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001513818
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 16, 2017 | S | 1,263 | $17.40 | D | 107,016 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale to cover taxes associated with RSU vesting.
- F2Includes 2,500 shares purchased on 5/15/2017 pursuant to the issuer's employee stock purchase plan.