SEC Form 4 · accession 0000899243-19-005786
Aravive, Inc. · ARAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay Shepard
Officer — President and CEO · Director
Period of report
Feb 28, 2019
Accepted (ET)
Mar 4, 2019 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001513818
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $5.83 | Feb 28, 2019 | A | 116,000 | A | Mar 28, 2019 | Feb 27, 2029 | Common Stock | 116,000 | 116,000 | D |
Explanation of responses
- F1These options vest pro rata on a monthly basis over 48 months.