SEC Form 4 · accession 0001209191-15-033269
Aravive, Inc. · ARAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shane Ward
Officer — SVP, Legal and Compliance
Period of report
Apr 6, 2015
Accepted (ET)
Apr 8, 2015 · 8:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001513818
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $17.47 | Apr 6, 2015 | A | 50,000 | A | — | Apr 5, 2025 | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1One-fourth of the shares subject to the option shall vest and become exercisable on April 6, 2016 and one forty-eighth of the shares subject to the option shall vest and become exercisable on each monthly anniversary thereafter until fully vested.