Form4insider filings, from the source

Company · CIK 0001397911 · SIC 6200 — Security & Commodity Brokers, Dealers, Exchanges & Services · Nasdaq

LPL Financial Holdings Inc. · LPLA

Insider activity reported against this company. All insider holders · On EDGAR ↗

1M3M6M1Y2YAll datashares as filed — not split-adjusted
Open-market buys & salesbuys $997k · 3sales $373.2M · 56net −$372.2M
$100k$100k$10M$10M$1B$1BbuyssalesFeb 2015Jan 2017Dec 2018Nov 2020Nov 2022Oct 2024Sep 2026

Reported at this company — common stock

TradeReported (ET)InsiderSharesAvg priceTotalOwned afterΔ stakeFlags
May 18, 2015 AForm 4 →May 20, 5:52 pm EDTJohn Joseph BrennanDirector1,592$42.85$68,21740,262— plan?
May 18, 2015 AForm 4 →May 20, 5:45 pm EDTRichard W BoyceDirector1,592$42.85$68,21759,990— plan?
May 12, 2015 AForm 4 →May 14, 6:05 pm EDTRichard P SchifterDirector3,185$40.81$129,98025,122— plan?
May 12, 2015 AForm 4 →May 14, 5:59 pm EDTJames S RiepeDirector3,185$40.81$129,98054,641— plan?
May 12, 2015 AForm 4 →May 14, 5:55 pm EDTJames S PutnamDirector3,185$40.81$129,980110,106— plan?
May 12, 2015 AForm 4 →May 14, 5:50 pm EDTAnne M MulcahyDirector3,185$40.81$129,9808,379— plan?
May 12, 2015 AForm 4 →May 14, 5:45 pm EDTPaulett EberhartDirector3,185$40.81$129,9804,595— plan?
May 12, 2015 AForm 4 →May 14, 5:39 pm EDTJohn Joseph BrennanDirector3,185$40.81$129,98038,670— plan?
May 12, 2015 AForm 4 →May 14, 5:34 pm EDTRichard W BoyceDirector3,185$40.81$129,98058,398— plan?
Apr 10, 2015 MForm 4 →Apr 14, 5:07 pm EDTLux ThomasActing Chief Financial Officer2,000$22.08$44,1608,378— plan?
Mar 6, 2015 AForm 4 →Mar 10, 9:13 pm EDTGeorge Burton WhiteMD, Chief Investment Officer3,990——9,630— plan?
Mar 6, 2015 AForm 4 →Mar 10, 9:09 pm EDTMary Frances SchottMD, Client Expernce & Training2,002——6,446— plan?
Mar 6, 2015 AForm 4 →Mar 10, 9:03 pm EDTRyan ParkerMD, Invstmt & Planning Solutns1,975——3,033— plan?
Mar 6, 2015 AForm 4 →Mar 10, 8:57 pm EDTMichelle OroschakoffMD, Chief Risk Officer3,227——10,982— plan?
Mar 6, 2015 AForm 4 →Mar 10, 8:52 pm EDTWilliam P. Morrissey Jr.MD, Independent Advisor Svcs2,002——6,555— plan?
Mar 6, 2015 AForm 4 →Mar 10, 8:47 pm EDTSallie R. LarsenMD, Chief Human Cap. Officer3,082——9,706— plan?
Mar 6, 2015 AForm 4 →Mar 10, 8:41 pm EDTJohn Andrew KalbaughMD, Institution Services4,109——10,830— plan?
Mar 6, 2015 AForm 4 →Mar 10, 8:30 pm EDTMark HellikerMD, Client Support Services2,634——7,001— plan?
Mar 6, 2015 AForm 4 →Mar 10, 8:25 pm EDTVictor FetterMD, Chief Information Officer4,287——19,859— plan?
Mar 6, 2015 AForm 4 →Mar 10, 8:15 pm EDTJeffrey R. BuchheisterEVP, Chief Accounting Officer1,328——2,839— plan?
Mar 6, 2015 AForm 4 →Mar 10, 8:08 pm EDTDavid P. BergersMD, Legal & Gov't Relations3,293——53,323— plan?
Mar 6, 2015 AForm 4 →Mar 10, 8:04 pm EDTDan H. ArnoldChief Financial Officer3,622——183,617— plan?
Mar 2, 2015 SForm 4 →Mar 4, 4:23 pm ESTDan H. ArnoldChief Financial Officer3,661$45.14$165,273179,995−1.99% plan?
Feb 24, 2015 FForm 4 →Feb 26, 8:57 pm ESTGeorge Burton WhiteMD, Chief Investment Officer274$45.58$12,4895,640— plan?
Feb 24, 2015 FForm 4 →Feb 26, 8:53 pm ESTMary Frances SchottMD, Client Expernce & Training1,050$45.48$47,7584,444— plan?
Feb 24, 2015 FForm 4 →Feb 26, 8:48 pm ESTRyan ParkerMD, Invstmt & Planning Solutns182$45.58$8,2961,058— plan?
Feb 24, 2015 FForm 4 →Feb 26, 8:45 pm ESTMichelle OroschakoffMD, Chief Risk Officer280$45.58$12,7627,755— plan?
Feb 24, 2015 FForm 4 →Feb 26, 8:41 pm ESTWilliam P. Morrissey Jr.MD, Independent Advisor Svcs1,108$45.48$50,3944,553— plan?
Feb 24, 2015 FForm 4 →Feb 26, 8:37 pm ESTRobert J. MoorePresident1,080$45.58$49,22656,668— plan?
Feb 24, 2015 FForm 4 →Feb 26, 8:34 pm ESTSallie R. LarsenMD, Chief Human Cap. Officer1,576$45.48$71,6826,624— plan?
Feb 24, 2015 FForm 4 →Feb 26, 8:28 pm ESTJohn Andrew KalbaughMD, Institution Services1,290$45.48$58,6726,721— plan?
Feb 24, 2015 FForm 4 →Feb 26, 8:20 pm ESTMark HellikerMD, B/D Support Services279$45.58$12,7174,367— plan?
Feb 24, 2015 FForm 4 →Feb 26, 8:15 pm ESTVictor FetterMD, Chief Information Officer351$45.58$15,99915,572— plan?
Feb 24, 2015 FForm 4 →Feb 26, 8:12 pm ESTJeffrey R. BuchheisterEVP, Chief Accounting Officer75$45.58$3,4191,511— plan?
Feb 24, 2015 FForm 4 →Feb 26, 8:08 pm ESTDavid P. BergersMD, Legal & Gov't Relations142$45.58$6,47250,030— plan?
Feb 24, 2015 SForm 4 →Feb 26, 8:05 pm ESTDan H. ArnoldChief Financial Officer5,458$46.00$251,068185,927−2.85% plan?
Feb 24, 2015 FMForm 4 →Feb 26, 8:05 pm ESTDan H. ArnoldChief Financial Officer7,729$33.00$255,026183,656— plan?
Feb 22, 2015 FForm 4 →Feb 24, 8:35 pm ESTGeorge Burton WhiteMD, Chief Investment Officer384$45.69$17,5455,914— plan?
Feb 22, 2015 FForm 4 →Feb 24, 8:30 pm ESTMary Frances SchottMD, Client Expernce & Training250$45.69$11,4235,494— plan?
Feb 22, 2015 FForm 4 →Feb 24, 8:26 pm ESTWilliam P. Morrissey Jr.MD, Independent Advisor Svcs261$45.69$11,9255,661— plan?
Feb 22, 2015 FForm 4 →Feb 24, 8:22 pm ESTSallie R. LarsenMD, Chief Human Cap. Officer364$45.69$16,6318,200— plan?
Feb 22, 2015 FForm 4 →Feb 24, 8:18 pm ESTJohn Andrew KalbaughMD, Institution Services329$45.69$15,0328,011— plan?
Feb 22, 2015 FForm 4 →Feb 24, 8:14 pm ESTMark HellikerMD, B/D Support Services364$45.69$16,6314,646— plan?
Feb 22, 2015 FForm 4 →Feb 24, 8:11 pm ESTJeffrey R. BuchheisterEVP, Chief Accounting Officer81$45.69$3,7011,586— plan?
Feb 19, 2015 SForm 4 →Feb 23, 4:19 pm ESTDan H. ArnoldChief Financial Officer18,542$46.15$855,797185,927−9.07% plan?
Feb 19, 2015 MForm 4 →Feb 23, 4:19 pm ESTDan H. ArnoldChief Financial Officer18,542$27.80$515,468204,469— plan?

Reported at this company — derivatives (options, RSUs, warrants)

TradeReported (ET)InsiderSharesAvg priceTotalOwned afterΔ stakeFlags
Aug 20, 2026 MForm 4 →Aug 21, 4:08 pm EDTGreg GatesGroup Managing Director7,189——0—
Feb 25, 2019 AForm 4 →Feb 26, 9:50 pm ESTGeorge Burton WhiteManaging Director8,909——8,909—
Feb 25, 2019 AForm 4 →Feb 26, 9:48 pm ESTRichard SteinmeierManaging Director7,355——7,355—
Feb 25, 2019 AForm 4 →Feb 26, 9:47 pm ESTScott SeeseManaging Director12,289——12,289—
Feb 25, 2019 AMForm 4 →Feb 26, 9:44 pm ESTMichelle OroschakoffManaging Director13,680——10,734—
Feb 25, 2019 AForm 4 →Feb 26, 9:39 pm ESTSallie R. LarsenManaging Director5,837——5,837—
Feb 25, 2019 AForm 4 →Feb 26, 9:37 pm ESTJohn Andrew KalbaughManaging Director7,349——7,349—
Feb 25, 2019 AForm 4 →Feb 26, 9:31 pm ESTTracy CalderManaging Director4,700——4,700—
Feb 25, 2019 AForm 4 →Feb 26, 9:25 pm ESTMatthew J AudetteChief Financial Officer12,903——12,903—
Feb 25, 2019 AMForm 4 →Feb 26, 9:24 pm ESTDan H. ArnoldPresident & CEO, Director75,018——20,969—
Feb 11, 2019 MForm 4 →Feb 13, 6:12 pm ESTJohn Andrew KalbaughManaging Director40,000——0—
Feb 4, 2019 MForm 4 →Feb 6, 5:53 pm ESTThomas GooleyManaging Director43,440——13,852—
Jan 16, 2019 MForm 4 →Jan 18, 6:05 pm ESTDan H. ArnoldPresident & CEO, Director36,774——0—
Jan 10, 2019 MForm 4 →Jan 11, 8:23 pm ESTGeorge Burton WhiteManaging Director26,892——12,000—
Dec 12, 2018 MForm 4 →Dec 14, 8:07 pm ESTJames S RiepeDirector13,500——0—
Dec 12, 2018 MForm 4 →Dec 14, 8:00 pm ESTThomas GooleyManaging Director29,876——14,938—
Nov 27, 2018 MForm 4 →Nov 28, 8:35 pm ESTMichelle OroschakoffManaging Director6,000——16,734—
Nov 8, 2018 MForm 4 →Nov 13, 5:16 pm ESTGeorge Burton WhiteManaging Director26,108——23,892— late
Aug 27, 2018 MForm 4 →Aug 27, 6:05 pm EDTMichelle OroschakoffManaging Director6,000——22,734—
Aug 1, 2018 MForm 4 →Aug 3, 5:30 pm EDTDan H. ArnoldPresident & CEO, Director13,226——36,774—
Mar 13, 2018 MForm 4 →Mar 15, 9:51 pm EDTGeorge Burton WhiteManaging Director25,000——0—
Mar 7, 2018 MForm 4 →Mar 8, 7:05 pm ESTDan H. ArnoldPresident & CEO, Director10,000——6,000—
Mar 2, 2018 MForm 4 →Mar 2, 5:44 pm ESTJames S RiepeDirector13,500——0—
Feb 23, 2018 AForm 4 →Feb 27, 8:49 pm ESTGeorge Burton WhiteManaging Director9,448——9,448—
Feb 23, 2018 AForm 4 →Feb 27, 8:43 pm ESTScott SeeseManaging Director12,850——12,850—
Feb 23, 2018 AForm 4 →Feb 27, 8:38 pm ESTMichelle OroschakoffManaging Director9,448——9,448—
Feb 23, 2018 AForm 4 →Feb 27, 8:28 pm ESTWilliam P. Morrissey Jr.Managing Director6,047——6,047—
Feb 23, 2018 AForm 4 →Feb 27, 8:06 pm ESTSallie R. LarsenManaging Director7,105——7,105—
Feb 23, 2018 AForm 4 →Feb 27, 7:56 pm ESTJohn Andrew KalbaughManaging Director8,745——8,745—
Feb 23, 2018 AForm 4 →Feb 27, 7:47 pm ESTThomas GooleyManaging Director10,582——10,582—
Feb 23, 2018 AForm 4 →Feb 27, 7:41 pm ESTTracy CalderManaging Director4,837——4,837—
Feb 23, 2018 AForm 4 →Feb 27, 7:35 pm ESTMatthew J AudetteChief Financial Officer15,874——15,874—
Feb 23, 2018 AForm 4 →Feb 27, 7:28 pm ESTDan H. ArnoldPresident & CEO, Director77,606——77,606—
Feb 5, 2018 MForm 4 →Feb 7, 5:59 pm ESTWilliam P. Morrissey Jr.Managing Director20,000——0—
Feb 5, 2018 MForm 4 →Feb 7, 5:50 pm ESTJohn Andrew KalbaughManaging Director10,000——0—
Jan 8, 2018 MForm 4 →Jan 9, 5:17 pm ESTJames S RiepeDirector4,500——0—
Nov 15, 2017 MForm 4 →Nov 17, 4:41 pm ESTDan H. ArnoldPresident & CEO, Director3,742——0—
Aug 23, 2017 MForm 4 →Aug 25, 5:46 pm EDTDan H. ArnoldPresident & CEO, Director17,985——3,742—
Jun 2, 2017 MForm 4 →Jun 5, 8:12 pm EDTWilliam P. Morrissey Jr.Managing Director32,150——0—
Mar 13, 2017 AForm 4 →Mar 15, 9:41 pm EDTGeorge Burton WhiteManaging Director15,930——15,930—
Mar 13, 2017 AForm 4 →Mar 15, 9:37 pm EDTMichelle OroschakoffManaging Director12,744——12,744—
Mar 13, 2017 AForm 4 →Mar 15, 9:32 pm EDTWilliam P. Morrissey Jr.Managing Director12,137——12,137—
Mar 13, 2017 AForm 4 →Mar 15, 9:28 pm EDTSallie R. LarsenManaging Director9,973——9,973—
Mar 13, 2017 AForm 4 →Mar 15, 9:22 pm EDTJohn Andrew KalbaughManaging Director14,676——14,676—
Mar 13, 2017 AForm 4 →Mar 15, 9:14 pm EDTThomas GooleyManaging Director20,778——20,778—
Mar 13, 2017 AMForm 4 →Mar 15, 9:07 pm EDTTracy CalderManaging Director18,004——8,443—
Mar 13, 2017 AForm 4 →Mar 15, 9:00 pm EDTDavid P. BergersManaging Director13,192——13,192—
Mar 13, 2017 AForm 4 →Mar 15, 8:56 pm EDTMatthew J AudetteChief Financial Officer27,704——27,704—
Mar 13, 2017 AForm 4 →Mar 15, 8:51 pm EDTDan H. ArnoldPresident & CEO, Director123,131——123,131—
Mar 2, 2017 MForm 4 →Mar 6, 5:15 pm ESTMark S CasadyDirector2,000——401,329—
Feb 23, 2017 MForm 4 →Feb 23, 9:48 pm ESTJohn Andrew KalbaughMD, Divisional President NSC30,000——0—
Feb 22, 2017 MForm 4 →Feb 23, 9:54 pm ESTGeorge Burton WhiteMD, Investor & Invstmt Solutns25,000——0—
Feb 22, 2017 MForm 4 →Feb 23, 9:46 pm ESTMark S CasadyDirector58,628——0—
Feb 13, 2017 MForm 4 →Feb 15, 9:42 pm ESTMark S CasadyDirector632,324——58,628—
Jun 13, 2016 AForm 4 →Jun 15, 4:46 pm EDTJohn Andrew KalbaughMD,Rel. Mgmt & Bus. Consulting17,076——17,076—
Jun 13, 2016 AForm 4 →Jun 15, 4:43 pm EDTThomas GooleyMD, Svc, Trading & Operations23,907——23,907—
Feb 25, 2016 AForm 4 →Feb 29, 9:14 pm ESTGeorge Burton WhiteMD, Research64,980——64,980—
Feb 25, 2016 AForm 4 →Feb 29, 9:10 pm ESTRyan ParkerMD, Invstmt & Planning Solutns50,192——50,192—
Feb 25, 2016 AForm 4 →Feb 29, 9:06 pm ESTMichelle OroschakoffMD, Chief Risk Officer35,851——35,851—
Feb 25, 2016 AForm 4 →Feb 29, 9:02 pm ESTWilliam P. Morrissey Jr.MD, Business Development54,673——54,673—
Feb 25, 2016 AForm 4 →Feb 29, 8:57 pm ESTSallie R. LarsenMD, Chief Human Cap. Officer44,592——44,592—
Feb 25, 2016 AForm 4 →Feb 29, 8:52 pm ESTJohn Andrew KalbaughMD,Rel. Mgmt & Bus. Consulting67,669——67,669—
Feb 25, 2016 AForm 4 →Feb 29, 8:47 pm ESTThomas GooleyMD, Svc, Trading & Operations44,814——44,814—
Feb 25, 2016 AForm 4 →Feb 29, 8:41 pm ESTVictor FetterMD, Chief Information Officer61,934——61,934—
Feb 25, 2016 AForm 4 →Feb 29, 8:29 pm ESTMark S CasadyChairman & Chief Exec. Officer, Director403,329——403,329—
Feb 25, 2016 AForm 4 →Feb 29, 8:15 pm ESTTracy CalderMD, Deputy Chief Risk Officer28,681——28,681—
Feb 25, 2016 AForm 4 →Feb 29, 8:10 pm ESTJeffrey R. BuchheisterEVP, Chief Accounting Officer15,583——15,583—
Feb 25, 2016 AForm 4 →Feb 29, 8:05 pm ESTDavid P. BergersMD, Legal & Gov't Relations44,814——44,814—
Feb 25, 2016 AForm 4 →Feb 29, 7:57 pm ESTMatthew J AudetteChief Financial Officer94,110——94,110—
Feb 25, 2016 AForm 4 →Feb 29, 7:51 pm ESTDan H. ArnoldPresident98,031——98,031—
Dec 14, 2015 MForm 4 →Dec 16, 4:21 pm ESTWilliam P. Morrissey Jr.MD, Divisional Pres. of IAS25,000——13,907—
Oct 30, 2015 AForm 4 →Nov 3, 4:21 pm ESTMatthew J AudetteChief Financial Officer17,605——17,605—
Aug 6, 2015 AForm 4 →Aug 10, 5:34 pm EDTThomas GooleyMD, Svc, Trading & Operations20,576——20,576—
Jun 10, 2015 MForm 4 →Jun 12, 5:08 pm EDTDan H. ArnoldPresident4,273——21,727—
Jun 10, 2015 AForm 4 →Jun 12, 5:02 pm EDTGeorge Burton WhiteMD, Chief Investment Officer6,341——6,341—
Jun 2, 2015 MForm 4 →Jun 4, 5:43 pm EDTSharyn HandelsmanMD, Chief Compliance Officer6,393$30.97$197,9818,657—
May 28, 2015 MForm 4 →Jun 1, 5:07 pm EDTJeffrey R. BuchheisterEVP, Chief Accounting Officer13,360——0—
May 18, 2015 MForm 4 →May 20, 6:19 pm EDTLux ThomasActing Chief Financial Officer2,000——11,300—
Apr 10, 2015 MForm 4 →Apr 14, 5:07 pm EDTLux ThomasActing Chief Financial Officer2,000——13,300—
Mar 6, 2015 AForm 4 →Mar 10, 9:13 pm EDTGeorge Burton WhiteMD, Chief Investment Officer27,936——27,936—
Mar 6, 2015 AForm 4 →Mar 10, 9:09 pm EDTMary Frances SchottMD, Client Expernce & Training14,018——14,018—
Mar 6, 2015 AForm 4 →Mar 10, 9:03 pm EDTRyan ParkerMD, Invstmt & Planning Solutns13,833——13,833—
Mar 6, 2015 AForm 4 →Mar 10, 8:57 pm EDTMichelle OroschakoffMD, Chief Risk Officer22,594——6,455—
Mar 6, 2015 AForm 4 →Mar 10, 8:52 pm EDTWilliam P. Morrissey Jr.MD, Independent Advisor Svcs14,018——14,018—
Mar 6, 2015 AForm 4 →Mar 10, 8:47 pm EDTSallie R. LarsenMD, Chief Human Cap. Officer21,580——4,980—
Mar 6, 2015 AForm 4 →Mar 10, 8:41 pm EDTJohn Andrew KalbaughMD, Institution Services28,774——10,790—
Mar 6, 2015 AForm 4 →Mar 10, 8:30 pm EDTMark HellikerMD, Client Support Services18,445——18,445—
Mar 6, 2015 AForm 4 →Mar 10, 8:25 pm EDTVictor FetterMD, Chief Information Officer30,019——8,577—
Mar 6, 2015 AForm 4 →Mar 10, 8:18 pm EDTMark S CasadyChairman & Chief Exec. Officer, Director400,000——400,000—
Mar 6, 2015 AForm 4 →Mar 10, 8:15 pm EDTJeffrey R. BuchheisterEVP, Chief Accounting Officer5,978——5,978—
Mar 6, 2015 AForm 4 →Mar 10, 8:08 pm EDTDavid P. BergersMD, Legal & Gov't Relations23,056——23,056—
Mar 6, 2015 AForm 4 →Mar 10, 8:04 pm EDTDan H. ArnoldChief Financial Officer25,362——25,362—
Feb 24, 2015 MForm 4 →Feb 26, 8:05 pm ESTDan H. ArnoldChief Financial Officer5,458——26,000—
Feb 19, 2015 MForm 4 →Feb 23, 4:19 pm ESTDan H. ArnoldChief Financial Officer18,542——31,458—