SEC Form 4 · accession 0001397911-15-000119
LPL Financial Holdings Inc. · LPLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard P Schifter
Director
Period of report
May 12, 2015
Accepted (ET)
May 14, 2015 · 6:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001397911
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 12, 2015 | A | 3,185 | $40.81 | A | 25,122 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares represent restricted stock that was granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan. This restricted stock will vest in full on the first anniversary of the grant date.
Remarks
The signatory is signing on behalf of Richard P. Schifter pursuant to an authorization and designation letter dated July 1, 2013, which was previously filed with the Commission.