SEC Form 4 · accession 0001397911-15-000035
LPL Financial Holdings Inc. · LPLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Helliker
Officer — MD, B/D Support Services
Period of report
Feb 24, 2015
Accepted (ET)
Feb 26, 2015 · 8:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001397911
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 24, 2015 | F | 279 | $45.58 | D | 4,367 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of (i) 1,338 shares of Common Stock; (ii) 1,661 restricted stock units that vest ratably on February 22, 2016 and February 22, 2017; and (iii) 1,368 restricted stock units that vest ratably on February 24, 2016 and February 24, 2017.