Company · CIK 0001364742 · SIC 6211 — Security Brokers, Dealers & Flotation Companies

BlackRock Inc. · BLK

Insider activity reported against this company. All insider holders · Files at: ENV, PFSI, PFSI, BlackRock Preferred Partners LLC. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market activity at this companybuys $5.7M · 7sales $391.8M · 78net −$386.0M

Open-market trades as an insider elsewherebuys $0 · 0sales $13.5M · 4net −$13.5M

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Apr 4, 2018 AForm 4 →	Apr 4, 5:25 pm EDT	Gordon M. NixonDirector	366	—	—	1,624	—	plan?
Apr 4, 2018 AForm 4 →	Apr 4, 5:23 pm EDT	Deryck C MaughanDirector	397	—	—	15,723	—	plan?
Apr 4, 2018 AForm 4 →	Apr 4, 5:22 pm EDT	Cheryl D MillsDirector	335	—	—	2,948	—	plan?
Apr 4, 2018 AForm 4 →	Apr 4, 5:21 pm EDT	Margaret L JohnsonDirector	334	—	—	334	—	plan?
Apr 4, 2018 AForm 4 →	Apr 4, 5:19 pm EDT	James GrosfeldDirector	379	—	—	507,646	—	plan?
Apr 4, 2018 AForm 4 →	Apr 4, 5:13 pm EDT	Murry GerberDirector	335	—	—	40,367	—	plan?
Apr 4, 2018 AForm 4 →	Apr 4, 5:10 pm EDT	Fabrizio FredaDirector	372	—	—	4,272	—	plan?
Apr 4, 2018 AForm 4 →	Apr 4, 5:09 pm EDT	Pamela DaleyDirector	391	—	—	3,529	—	plan?
Apr 4, 2018 AForm 4 →	Apr 4, 5:07 pm EDT	Jessica P EinhornDirector	334	—	—	3,133	—	plan?
Apr 4, 2018 AForm 4 →	Apr 4, 5:06 pm EDT	William E FordDirector	360	—	—	2,360	—	plan?
Apr 4, 2018 AFForm 4 →	Apr 4, 5:05 pm EDT	Mathis CabiallavettaDirector	462	$541.72	$66,632	2,132	—	plan?
Apr 4, 2018 AFForm 4 →	Apr 4, 5:04 pm EDT	Abdlatif Yousef Al-HamadDirector	487	$541.72	$66,632	6,437	—	plan?
Feb 26, 2018 SForm 4 →	Feb 27, 4:54 pm EST	Robert L. GoldsteinChief Operating Officer	5,000	$558.00	$2,790,000	43,393	−10.3%	plan?
Feb 23, 2018 SForm 4 →	Feb 23, 4:32 pm EST	Jeff A SmithSenior Managing Director	650	$544.55	$353,957	10,785	−5.68%	plan?
Feb 20, 2018 SForm 4 →	Feb 21, 5:37 pm EST	Ryan StorkSenior Managing Director	7,136	$543.50	$3,878,416	15,135	−32.0%	plan?
Feb 20, 2018 SForm 4 →	Feb 21, 5:30 pm EST	J. Richard KushelSenior Managing Director	2,000	$541.61	$1,083,220	122,830	−1.60%	plan?
Feb 12, 2018 SForm 4 →	Feb 13, 5:02 pm EST	Jeff A SmithSenior Managing Director	2,500	$526.93	$1,317,325	11,435	−17.9%	plan?
Feb 12, 2018 GForm 4 →	Feb 13, 5:01 pm EST	Mark McCombeSenior Managing Director	100	—	—	26,267	—	plan?
Feb 12, 2018 SForm 4 →	Feb 13, 5:01 pm EST	Mark McCombeSenior Managing Director	2,000	$520.64	$1,041,280	26,367	−7.05%	plan?
Feb 7, 2018 SForm 4 →	Feb 8, 4:27 pm EST	Jeff A SmithSenior Managing Director	1,250	$536.57	$670,712	13,935	−8.23%	plan?
Jan 31, 2018 AFForm 4 →	Feb 2, 4:56 pm EST	Rachel LordSenior Managing Director	8,524	$562.29	$1,928,092	7,563	—	plan?
Jan 31, 2018 AFForm 4 →	Feb 2, 4:55 pm EST	Gary ShedlinCFO & Senior Managing Director	14,148	$562.29	$4,732,795	25,471	—	plan?
Jan 31, 2018 AFForm 4 →	Feb 2, 4:54 pm EST	Robert L. GoldsteinChief Operating Officer	17,352	$562.29	$6,176,193	48,393	—	plan?
Jan 31, 2018 AFForm 4 →	Feb 2, 4:53 pm EST	Laurence FinkChairman and CEO, Director	77,636	$562.29	$22,194,149	1,067,974	—	plan?
Jan 31, 2018 AFForm 4 →	Feb 2, 4:52 pm EST	Robert KapitoPresident, Director	59,827	$562.29	$17,149,283	281,108	—	plan?
Jan 31, 2018 AFGForm 4 →	Feb 2, 4:51 pm EST	J. Richard KushelSenior Managing Director	16,970	$562.29	$5,210,741	124,830	—	plan?
Jan 31, 2018 FForm 4 →	Feb 2, 4:50 pm EST	Christopher J. MeadeGeneral Counsel and CLO	446	$562.29	$250,781	5,242	—	plan?
Jan 31, 2018 AFForm 4 →	Feb 2, 4:49 pm EST	Ryan StorkSenior Managing Director	3,390	$562.29	$115,832	22,271	—	plan?
Jan 31, 2018 AFForm 4 →	Feb 2, 4:48 pm EST	Jeff A SmithSenior Managing Director	8,628	$562.29	$3,061,107	15,185	—	plan?
Jan 31, 2018 AFForm 4 →	Feb 2, 4:47 pm EST	Mark McCombeSenior Managing Director	11,176	$562.29	$3,778,027	28,367	—	plan?
Jan 31, 2018 FForm 4 →	Feb 2, 4:46 pm EST	Marc D. ComercheroPrincipal Accounting Officer	341	$562.29	$191,741	3,114	—	plan?
Jan 31, 2018 JForm 4 →	Feb 2, 11:40 am EST	PNC BANCORP INC.10% Owner	103,064	—	—	143,458	—	plan?
Jan 24, 2018 GForm 4 →	Jan 25, 4:21 pm EST	Susan WagnerDirector	1,700	—	—	478,227	—	plan?
Jan 22, 2018 GForm 4 →	Jan 23, 4:55 pm EST	James GrosfeldDirector	2,000	—	—	507,267	—	plan?
Jan 17, 2018 GForm 4 →	Jan 19, 4:20 pm EST	James GrosfeldDirector	2,000	—	—	509,267	—	plan?
Jan 17, 2018 PForm 4 →	Jan 19, 4:16 pm EST	Deryck C MaughanDirector	3,861	$573.44	$2,214,044	15,326	+33.7%	plan?
Jan 16, 2018 AForm 4 →	Jan 18, 5:00 pm EST	Mark McCombeSenior Managing Director	3,134	—	—	30,629	—	plan?
Jan 16, 2018 AForm 4 →	Jan 18, 4:59 pm EST	Christopher J. MeadeGeneral Counsel and CLO	2,339	—	—	5,688	—	plan?
Jan 16, 2018 AForm 4 →	Jan 18, 4:58 pm EST	Rachel LordSenior Managing Director	1,814	—	—	5,897	—	plan?
Jan 16, 2018 AForm 4 →	Jan 18, 4:57 pm EST	J. Richard KushelSenior Managing Director	3,531	—	—	129,764	—	plan?
Jan 16, 2018 AForm 4 →	Jan 18, 4:56 pm EST	Robert KapitoPresident, Director	6,204	—	—	282,279	—	plan?
Jan 16, 2018 AForm 4 →	Jan 18, 4:55 pm EST	Robert L. GoldsteinChief Operating Officer	4,105	—	—	53,009	—	plan?
Jan 16, 2018 AForm 4 →	Jan 18, 4:53 pm EST	Laurence FinkChairman and CEO, Director	8,121	—	—	1,069,280	—	plan?
Jan 16, 2018 AForm 4 →	Jan 18, 4:51 pm EST	Marc D. ComercheroPrincipal Accounting Officer	265	—	—	3,455	—	plan?
Jan 16, 2018 AForm 4 →	Jan 18, 4:50 pm EST	Gary ShedlinCFO & Senior Managing Director	3,089	—	—	28,157	—	plan?
Jan 16, 2018 AForm 4 →	Jan 18, 4:48 pm EST	Jeff A SmithSenior Managing Director	2,781	—	—	17,445	—	plan?
Jan 16, 2018 AForm 4 →	Jan 18, 4:47 pm EST	Ryan StorkSenior Managing Director	1,851	—	—	19,293	—	plan?
Jan 16, 2018 SForm 4 →	Jan 16, 4:06 pm EST	Jeff A SmithSenior Managing Director	425	$565.96	$240,533	14,664	−2.82%	plan?
Jan 3, 2018 AForm 4 →	Jan 3, 5:01 pm EST	Susan WagnerDirector	12	—	—	479,927	—	plan?
Jan 3, 2018 AForm 4 →	Jan 3, 5:00 pm EST	Jessica P EinhornDirector	12	—	—	2,799	—	plan?
Jan 3, 2018 AForm 4 →	Jan 3, 5:00 pm EST	Charles RobbinsDirector	42	—	—	144	—	plan?
Jan 3, 2018 AForm 4 →	Jan 3, 4:59 pm EST	James GrosfeldDirector	59	—	—	511,267	—	plan?
Jan 3, 2018 AForm 4 →	Jan 3, 4:58 pm EST	Ivan G SeidenbergDirector	83	—	—	12,887	—	plan?
Jan 3, 2018 AForm 4 →	Jan 3, 4:57 pm EST	Abdlatif Yousef Al-HamadDirector	40	—	—	6,196	—	plan?
Jan 3, 2018 AForm 4 →	Jan 3, 4:56 pm EST	Gordon M. NixonDirector	36	—	—	1,258	—	plan?
Jan 3, 2018 AForm 4 →	Jan 3, 4:56 pm EST	Fabrizio FredaDirector	48	—	—	3,900	—	plan?
Jan 3, 2018 AForm 4 →	Jan 3, 4:55 pm EST	Deryck C MaughanDirector	75	—	—	11,465	—	plan?
Jan 3, 2018 AForm 4 →	Jan 3, 4:54 pm EST	Domit Marco Antonio SlimDirector	53	—	—	3,998	—	plan?
Jan 3, 2018 AForm 4 →	Jan 3, 4:53 pm EST	Mathis CabiallavettaDirector	17	—	—	1,916	—	plan?
Jan 3, 2018 AForm 4 →	Jan 3, 4:51 pm EST	Pamela DaleyDirector	73	—	—	3,138	—	plan?
Jan 3, 2018 AForm 4 →	Jan 3, 4:49 pm EST	Cheryl D MillsDirector	61	—	—	2,613	—	plan?
Jan 3, 2018 AForm 4 →	Jan 3, 4:48 pm EST	Murry GerberDirector	12	—	—	40,032	—	plan?
Dec 22, 2017 GForm 4 →	Jan 24, 2018, 8:23 am EST	PNC BANCORP INC.10% Owner	390,889	—	—	33,956,242	—	plan? late
Dec 4, 2017 GForm 4 →	Dec 6, 4:33 pm EST	Susan WagnerDirector	2,000	—	—	479,915	—	plan?
Nov 30, 2017 GForm 4 →	Dec 1, 4:26 pm EST	James GrosfeldDirector	4,000	—	—	511,208	—	plan?
Nov 30, 2017 SForm 4 →	Nov 30, 4:50 pm EST	Susan WagnerDirector	4,000	$506.10	$2,024,404	4,800	−45.5%	plan?
Nov 29, 2017 GForm 4 →	Dec 1, 4:24 pm EST	J. Richard KushelSenior Managing Director	1,000	—	—	126,233	—	plan?
Nov 27, 2017 GForm 4 →	Nov 28, 4:23 pm EST	Laurence FinkChairman and CEO, Director	9,388	—	—	1,061,159	—	plan?
Nov 17, 2017 GForm 4 →	Nov 21, 4:23 pm EST	Laurence FinkChairman and CEO, Director	18,750	—	—	1,070,547	—	plan?
Nov 17, 2017 SForm 4 →	Nov 17, 4:16 pm EST	Jeff A SmithSenior Managing Director	100	$477.54	$47,754	15,089	−0.66%	plan?
Nov 14, 2017 GForm 4 →	Nov 15, 4:18 pm EST	Robert L. GoldsteinChief Operating Officer	325	—	—	48,904	—	plan?
Oct 27, 2017 GForm 4 →	Oct 30, 4:15 pm EDT	Robert L. GoldsteinChief Operating Officer	21	—	—	49,229	—	plan?
Oct 12, 2017 GForm 4 →	Oct 13, 4:26 pm EDT	J. Richard KushelSenior Managing Director	263	—	—	127,233	—	plan?
Oct 12, 2017 SForm 4 →	Oct 13, 4:26 pm EDT	J. Richard KushelSenior Managing Director	100	$481.58	$48,158	127,496	−0.08%	plan?
Oct 12, 2017 SForm 4 →	Oct 13, 4:24 pm EDT	Jeff A SmithSenior Managing Director	425	$478.61	$203,409	15,189	−2.72%	plan?
Oct 12, 2017 SForm 4 →	Oct 13, 4:22 pm EDT	Mark McCombeSenior Managing Director	1,000	$478.99	$478,990	27,495	−3.51%	plan?
Oct 6, 2017 AForm 4 →	Oct 10, 4:20 pm EDT	James GrosfeldDirector	59	—	—	515,208	—	plan?
Oct 6, 2017 AForm 4 →	Oct 10, 4:18 pm EDT	Murry GerberDirector	14	—	—	40,020	—	plan?
Oct 6, 2017 AForm 4 →	Oct 10, 4:16 pm EDT	Susan WagnerDirector	14	—	—	481,915	—	plan?
Oct 6, 2017 AForm 4 →	Oct 10, 4:16 pm EDT	Fabrizio FredaDirector	50	—	—	3,852	—	plan?
Oct 6, 2017 AForm 4 →	Oct 10, 4:15 pm EDT	Domit Marco Antonio SlimDirector	51	—	—	3,945	—	plan?
Oct 6, 2017 AForm 4 →	Oct 10, 4:15 pm EDT	Jessica P EinhornDirector	14	—	—	2,787	—	plan?
Oct 6, 2017 AForm 4 →	Oct 10, 4:13 pm EDT	Ivan G SeidenbergDirector	79	—	—	12,804	—	plan?
Oct 6, 2017 AForm 4 →	Oct 10, 4:13 pm EDT	Pamela DaleyDirector	74	—	—	3,065	—	plan?
Oct 6, 2017 AForm 4 →	Oct 10, 4:11 pm EDT	Mathis CabiallavettaDirector	17	—	—	1,899	—	plan?
Oct 6, 2017 AForm 4 →	Oct 10, 4:11 pm EDT	Charles RobbinsDirector	55	—	—	102	—	plan?
Oct 6, 2017 AForm 4 →	Oct 10, 4:09 pm EDT	Gordon M. NixonDirector	35	—	—	1,222	—	plan?
Oct 6, 2017 AForm 4 →	Oct 10, 4:09 pm EDT	Abdlatif Yousef Al-HamadDirector	40	—	—	6,156	—	plan?
Oct 6, 2017 AForm 4 →	Oct 10, 4:08 pm EDT	Cheryl D MillsDirector	58	—	—	2,552	—	plan?
Oct 6, 2017 AForm 4 →	Oct 10, 4:06 pm EDT	Deryck C MaughanDirector	77	—	—	11,390	—	plan?
Sep 5, 2017 SForm 4 →	Sep 5, 4:09 pm EDT	Robert W FairbairnSenior Managing Director	3,675	$415.31	$1,526,264	44,278	−7.66%	plan?
Sep 1, 2017 GForm 4 →	Sep 5, 4:08 pm EDT	Laurence FinkChairman and CEO, Director	888	—	—	1,089,297	—	plan?
Jul 26, 2017 SForm 4 →	Jul 26, 4:07 pm EDT	Jeff A SmithSenior Managing Director	250	$434.87	$108,718	15,614	−1.58%	plan?
Jul 25, 2017 GForm 4 →	Jul 26, 4:11 pm EDT	J. Richard KushelSenior Managing Director	2,000	—	—	127,596	—	plan?
Jul 24, 2017 GForm 4 →	Jul 26, 4:16 pm EDT	Robert KapitoPresident, Director	17,360	—	—	276,075	—	plan?
Jul 18, 2017 SForm 4 →	Jul 19, 4:32 pm EDT	Jeff A SmithSenior Managing Director	522	$421.52	$220,033	15,864	−3.19%	plan?
Jun 30, 2017 AForm 4 →	Jul 5, 6:10 pm EDT	Mathis CabiallavettaDirector	17	—	—	1,882	—	plan?
Jun 30, 2017 AForm 4 →	Jul 5, 6:08 pm EDT	Charles RobbinsDirector	47	—	—	47	—	plan?
Jun 30, 2017 AForm 4 →	Jul 5, 6:07 pm EDT	Abdlatif Yousef Al-HamadDirector	43	—	—	6,116	—	plan?
Jun 30, 2017 AForm 4 →	Jul 5, 6:05 pm EDT	Deryck C MaughanDirector	86	—	—	11,313	—	plan?

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake
Aug 5, 2016 MForm 4 →	Aug 9, 4:38 pm EDT	Susan WagnerDirector	13,076	—	—	0	—
Aug 3, 2016 MForm 4 →	Aug 5, 4:02 pm EDT	Susan WagnerDirector	25,000	—	—	13,076	—
Jul 29, 2016 MForm 4 →	Aug 2, 4:37 pm EDT	Susan WagnerDirector	79,346	—	—	38,076	—
Jul 15, 2016 MForm 4 →	Jul 18, 6:39 pm EDT	J. Richard KushelSenior Managing Director	8,000	—	—	0	—
Jun 1, 2016 MForm 4 →	Jun 3, 4:00 pm EDT	Susan WagnerDirector	8,665	—	—	117,422	—
May 31, 2016 MForm 4 →	Jun 1, 4:47 pm EDT	J. Richard KushelSenior Managing Director	8,007	—	—	8,000	—
Apr 15, 2016 MForm 4 →	Apr 19, 6:00 pm EDT	J. Richard KushelSenior Managing Director	8,000	—	—	16,007	—
Feb 26, 2016 MForm 4 →	Mar 1, 6:10 pm EST	J. Richard KushelSenior Managing Director	4,000	—	—	24,007	—
Oct 26, 2015 MForm 4 →	Oct 28, 4:17 pm EDT	Robert KapitoPresident, Director	148,160	—	—	0	—
Aug 31, 2015 MForm 4 →	Sep 2, 4:01 pm EDT	Robert KapitoPresident, Director	61,949	—	—	148,160	—
Aug 5, 2015 MForm 4 →	Aug 6, 4:27 pm EDT	Laurence FinkChairman and CEO, Director	19,200	—	—	0	—
Jul 31, 2015 MForm 4 →	Aug 4, 5:48 pm EDT	Laurence FinkChairman and CEO, Director	23,730	—	—	19,200	—
Jul 28, 2015 MForm 4 →	Jul 30, 5:56 pm EDT	Laurence FinkChairman and CEO, Director	218,661	—	—	42,930	—
Jul 21, 2015 MForm 4 →	Jul 23, 6:31 pm EDT	Laurence FinkChairman and CEO, Director	102,722	—	—	261,591	—

Filed by this entity as an insider elsewhere — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Nov 1, 2018 CForm 4 →	Nov 5, 9:55 pm EST	PennyMac Financial Services, Inc.PFSI	13,760,647	—	—	15,560,647	—	plan?
Nov 1, 2018 CForm 4 →	Nov 5, 9:31 pm EST	PNMAC Holdings, Inc.PFSI	13,760,647	—	—	15,560,647	—	plan?
Jun 30, 2015 SForm 4/A →	Jul 27, 1:55 pm EDT	BlackRock Preferred Partners LLCno symbol	84,000	$10.43	$876,120	485,980	−14.7%	plan?
Jun 30, 2015 SForm 4 →	Jul 1, 9:01 am EDT	BlackRock Preferred Partners LLCno symbol	84,000	—	—	485,980	—	plan? amended
Mar 31, 2015 SForm 4/A →	Apr 28, 1:56 pm EDT	BlackRock Preferred Partners LLCno symbol	400,000	$10.57	$4,228,000	569,980	−41.2%	plan?
Mar 31, 2015 SForm 4 →	Apr 2, 4:14 pm EDT	BlackRock Preferred Partners LLCno symbol	400,000	—	—	569,980	—	plan? amended
Dec 31, 2014 SForm 4/A →	Jan 29, 2015, 10:08 am EST	BlackRock Preferred Partners LLCno symbol	400,000	$10.29	$4,116,000	969,980	−29.2%	plan?
Dec 31, 2014 SForm 4 →	Jan 5, 2015, 4:10 pm EST	BlackRock Preferred Partners LLCno symbol	400,000	—	—	969,980	—	plan? amended
Sep 30, 2014 SForm 4/A →	Jan 7, 2015, 4:34 pm EST	BlackRock Preferred Partners LLCno symbol	400,000	$10.75	$4,300,000	1,369,980	−22.6%	plan?

Filed by this entity as an insider elsewhere — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Nov 1, 2018 CForm 4 →	Nov 5, 9:55 pm EST	PennyMac Financial Services, Inc.PFSI	13,760,647	—	—	0	—
Nov 1, 2018 CForm 4 →	Nov 5, 9:31 pm EST	PNMAC Holdings, Inc.PFSI	13,760,647	—	—	0	—