Company · CIK 0001029730 · SIC 6211 — Security Brokers, Dealers & Flotation Companies
LADENBURG THALMANN FINANCIAL SERVICES INC. · LTS
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 20, 2015 AForm 4 → | Jan 22, 5:23 pm EST | Adam Scott MalamedChief Operating Officer | 125,000 | — | — | 463,478 | — | plan? |
| Jan 20, 2015 AForm 4 → | Jan 22, 5:22 pm EST | Mark ZeitchickExecutive Vice President, Director | 200,000 | — | — | 2,472,801 | — | plan? |
| Jan 20, 2015 AForm 4 → | Jan 22, 5:20 pm EST | Richard LampenPresident and CEO, Director | 200,000 | — | — | 1,076,917 | — | plan? |
| Jan 12, 2015 MForm 4 → | Jan 14, 8:00 am EST | Jeffrey PodellDirector | 20,000 | $0.48 | $9,600 | 62,013 | — | plan? |
| Jan 9, 2015 PForm 4 → | Jan 12, 8:00 am EST | Phillip Md Et Al Frost +2Director, 10% Owner | 10,000 | $3.91 | $39,149 | 12,538,699 | +0.08% | plan? |
| Jan 6, 2015 MForm 4 → | Jan 8, 7:58 am EST | Howard M LorberDirector | 20,000 | $0.48 | $9,600 | 2,494,512 | — | plan? |
| Jan 6, 2015 MForm 4 → | Jan 7, 7:55 am EST | Phillip Md Et Al Frost +2Director, 10% Owner | 20,000 | $0.48 | $9,600 | 20,000 | — | plan? |
| Jan 6, 2015 MForm 4 → | Jan 7, 7:53 am EST | Brian S GensonDirector | 20,000 | $0.48 | $9,600 | 50,000 | — | plan? |
| Jan 2, 2015 PForm 4 → | Jan 5, 8:02 am EST | Jacqueline M SimkinDirector | 5,000 | $3.89 | $19,450 | 1,408,943 | +0.36% | plan? |
| Dec 31, 2014 PForm 4 → | Jan 5, 2015, 8:02 am EST | Phillip Md Et Al Frost +2Director, 10% Owner | 100,000 | $4.09 | $408,640 | 12,528,699 | +0.80% | plan? |
| Dec 31, 2014 PForm 4 → | Jan 5, 2015, 8:00 am EST | joseph giovannielloSenior Vice President | 1,666 | $3.87 | $6,449 | 104,536 | +1.62% | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 24, 2018 HForm 4 → | Dec 27, 4:32 pm EST | Phillip Md Et Al Frost +1Other | 3,610,000 | — | — | 0 | — | |
| Oct 17, 2018 MForm 4 → | Oct 18, 7:38 am EDT | Richard LampenCEO, President & Chairman, Director | 600,000 | — | — | 0 | — | |
| Oct 17, 2018 MForm 4 → | Oct 18, 7:36 am EDT | Mark ZeitchickExecutive Vice President, Director | 600,000 | — | — | 0 | — | |
| Oct 17, 2018 MForm 4 → | Oct 18, 7:35 am EDT | Adam Scott MalamedExecutive VP and COO, Director | 150,000 | — | — | 0 | — | |
| Oct 15, 2018 MForm 4 → | Oct 17, 7:58 am EDT | Howard M LorberDirector | 300,000 | — | — | 0 | — | |
| Sep 24, 2018 MForm 4 → | Sep 25, 8:01 am EDT | Phillip Md Et Al Frost +110% Owner | 600,000 | — | — | 0 | — | |
| May 24, 2018 MForm 4 → | May 25, 7:42 am EDT | Brian S GensonDirector | 20,000 | — | — | 0 | — | |
| May 23, 2018 MForm 4 → | May 25, 7:40 am EDT | Jeffrey PodellDirector | 20,000 | — | — | 0 | — | |
| May 22, 2018 MForm 4 → | May 23, 7:36 am EDT | joseph giovannielloSenior Vice President | 15,000 | — | — | 0 | — | |
| May 22, 2018 MForm 4 → | May 23, 7:35 am EDT | Richard M KrasnoDirector | 20,000 | — | — | 0 | — | |
| May 22, 2018 MForm 4 → | May 23, 7:33 am EDT | Phillip Md Et Al Frost +1Director, 10% Owner | 20,000 | — | — | 0 | — | |
| May 18, 2018 MForm 4 → | May 22, 7:23 am EDT | Howard M LorberDirector | 20,000 | — | — | 0 | — | |
| May 18, 2018 MForm 4 → | May 21, 7:23 am EDT | Henry C BeinsteinDirector | 20,000 | — | — | 0 | — | |
| May 14, 2018 MForm 4 → | May 15, 5:29 pm EDT | Saul GilinskiDirector | 100,000 | — | — | 30,000 | — | |
| Mar 20, 2018 MForm 4 → | Mar 22, 5:14 pm EDT | Brett KaufmanSenior Vice President and CFO | 150,000 | — | — | 0 | — | |
| Oct 17, 2017 MForm 4 → | Oct 18, 8:00 am EDT | Phillip Md Et Al Frost +1Director, 10% Owner | 2,000,000 | — | — | 0 | — | |
| Jul 20, 2017 MForm 4 → | Jul 21, 7:18 pm EDT | Richard LampenPresident and CEO, Director | 600,000 | — | — | 0 | — | |
| Jul 20, 2017 MForm 4 → | Jul 21, 5:08 pm EDT | Howard M LorberDirector | 300,000 | — | — | 0 | — | |
| Jul 20, 2017 MForm 4 → | Jul 21, 5:04 pm EDT | Mark ZeitchickExecutive Vice President, Director | 600,000 | — | — | 0 | — | |
| Jun 30, 2017 MForm 4 → | Jul 5, 7:51 am EDT | Phillip Md Et Al Frost +1Director, 10% Owner | 1,200,000 | — | — | 0 | — | |
| Jun 28, 2017 MForm 4 → | Jun 30, 7:29 am EDT | Jeffrey PodellDirector | 20,000 | — | — | 0 | — | |
| Jun 28, 2017 MForm 4 → | Jun 29, 7:35 am EDT | Phillip Md Et Al Frost +1Director, 10% Owner | 20,000 | — | — | 0 | — | |
| Jun 27, 2017 MForm 4 → | Jun 29, 7:38 am EDT | Richard LampenPresident and CEO, Director | 20,000 | — | — | 0 | — | |
| Jun 26, 2017 MForm 4 → | Jun 28, 7:48 am EDT | Howard M LorberDirector | 20,000 | — | — | 0 | — | |
| Jun 7, 2017 MForm 4 → | Jun 8, 7:41 am EDT | Henry C BeinsteinDirector | 20,000 | — | — | 0 | — | |
| Oct 28, 2016 MForm 4 → | Oct 31, 7:52 am EDT | Howard M LorberDirector | 20,000 | — | — | 0 | — | |
| Oct 27, 2016 MForm 4 → | Oct 31, 7:50 am EDT | Jeffrey PodellDirector | 20,000 | — | — | 0 | — | |
| Oct 26, 2016 MForm 4 → | Oct 28, 7:44 am EDT | Richard M KrasnoDirector | 20,000 | — | — | 0 | — | |
| Oct 26, 2016 MForm 4 → | Oct 28, 7:43 am EDT | Phillip Md Et Al Frost +1Director, 10% Owner | 9,000,000 | — | — | 0 | — | |
| Oct 17, 2016 MForm 4 → | Oct 18, 8:00 am EDT | Brian S GensonDirector | 20,000 | — | — | 0 | — | |
| Aug 30, 2016 MForm 4 → | Sep 1, 7:51 am EDT | Richard LampenPresident and CEO, Director | 20,000 | — | — | 0 | — | |
| Jul 5, 2016 MForm 4 → | Jul 7, 7:25 am EDT | Adam Scott MalamedChief Operating Officer | 500,000 | — | — | 0 | — | |
| Jun 29, 2016 MForm 4 → | Jul 1, 6:26 pm EDT | Adam Scott MalamedChief Operating Officer | 301,500 | — | — | 0 | — | |
| Jun 29, 2016 MForm 4 → | Jul 1, 7:52 am EDT | Howard M LorberDirector | 300,000 | — | — | 0 | — | |
| Jun 29, 2016 MForm 4 → | Jul 1, 7:51 am EDT | Mark ZeitchickExecutive Vice President, Director | 600,000 | — | — | 0 | — | |
| Jun 27, 2016 MForm 4 → | Jun 29, 8:00 am EDT | Richard LampenPresident and CEO, Director | 600,000 | $0.88 | $528,000 | 0 | — | |
| May 18, 2016 AForm 4 → | May 20, 5:11 pm EDT | Jacqueline M SimkinDirector | 50,000 | — | — | 50,000 | — | |
| May 18, 2016 AForm 4 → | May 20, 5:10 pm EDT | Jeffrey PodellDirector | 50,000 | — | — | 50,000 | — | |
| May 18, 2016 AForm 4 → | May 20, 5:10 pm EDT | Howard M LorberDirector | 50,000 | — | — | 50,000 | — | |
| May 18, 2016 AForm 4 → | May 20, 5:09 pm EDT | Richard M KrasnoDirector | 50,000 | — | — | 50,000 | — | |
| May 18, 2016 AForm 4 → | May 20, 5:08 pm EDT | Saul GilinskiDirector | 50,000 | — | — | 50,000 | — | |
| May 18, 2016 AForm 4 → | May 20, 5:07 pm EDT | Brian S GensonDirector | 50,000 | — | — | 50,000 | — | |
| May 18, 2016 AForm 4 → | May 20, 5:06 pm EDT | Phillip Md Et Al FrostDirector, 10% Owner | 50,000 | — | — | 50,000 | — | |
| May 18, 2016 AForm 4 → | May 20, 5:05 pm EDT | Henry C BeinsteinDirector | 50,000 | — | — | 50,000 | — | |
| Mar 23, 2016 MForm 4 → | Mar 24, 5:28 pm EDT | Henry C BeinsteinDirector | 20,000 | — | — | 0 | — | |
| Feb 5, 2016 MForm 4/A → | Feb 8, 5:55 pm EST | Phillip Md Et Al Frost +2Director, 10% Owner | 1,220,000 | — | — | 0 | — | |
| Feb 4, 2016 MForm 4 → | Feb 8, 7:28 am EST | Phillip Md Et Al Frost +2Director, 10% Owner | 1,220,000 | — | — | 0 | — | |
| Jan 14, 2016 AForm 4 → | Jan 19, 5:21 pm EST | Adam Scott MalamedChief Operating Officer | 50,000 | — | — | 50,000 | — | |
| Jan 14, 2016 AForm 4 → | Jan 19, 5:19 pm EST | Mark ZeitchickExecutive Vice President, Director | 200,000 | — | — | 200,000 | — | |
| Jan 14, 2016 AForm 4 → | Jan 19, 5:17 pm EST | Richard LampenPresident and CEO, Director | 200,000 | — | — | 200,000 | — | |
| Jan 14, 2016 AForm 4 → | Jan 19, 5:11 pm EST | Howard M LorberDirector | 200,000 | — | — | 200,000 | — | |
| Jan 14, 2016 AForm 4 → | Jan 19, 5:09 pm EST | Phillip Md Et Al FrostDirector, 10% Owner | 200,000 | — | — | 200,000 | — | |
| Aug 14, 2015 MForm 4 → | Aug 18, 7:59 am EDT | Mark ZeitchickExecutive Vice President, Director | 150,000 | — | — | 0 | — | |
| May 18, 2015 AForm 4 → | May 19, 4:20 pm EDT | Jacqueline M SimkinDirector | 50,000 | — | — | 50,000 | — | |
| May 18, 2015 AForm 4 → | May 19, 4:18 pm EDT | Jeffrey PodellDirector | 50,000 | — | — | 50,000 | — | |
| May 18, 2015 AForm 4 → | May 19, 4:17 pm EDT | Howard M LorberDirector | 50,000 | — | — | 50,000 | — | |
| May 18, 2015 AForm 4 → | May 19, 4:16 pm EDT | Richard M KrasnoDirector | 50,000 | — | — | 50,000 | — | |
| May 18, 2015 AForm 4 → | May 19, 4:15 pm EDT | Saul GilinskiDirector | 50,000 | — | — | 50,000 | — | |
| May 18, 2015 AForm 4 → | May 19, 4:14 pm EDT | Brian S GensonDirector | 50,000 | — | — | 50,000 | — | |
| May 18, 2015 AForm 4 → | May 19, 4:12 pm EDT | Phillip Md Et Al FrostDirector, 10% Owner | 50,000 | — | — | 50,000 | — | |
| May 18, 2015 AForm 4 → | May 19, 4:11 pm EDT | Henry C BeinsteinDirector | 50,000 | — | — | 50,000 | — | |
| Jan 29, 2015 MForm 4 → | Jan 30, 4:24 pm EST | joseph giovannielloSenior Vice President | 30,000 | — | — | 0 | — | |
| Jan 20, 2015 AForm 4 → | Jan 22, 5:25 pm EST | Howard M LorberDirector | 200,000 | — | — | 200,000 | — | |
| Jan 20, 2015 AForm 4 → | Jan 22, 5:24 pm EST | Phillip Md Et Al FrostDirector, 10% Owner | 200,000 | — | — | 200,000 | — | |
| Jan 20, 2015 AForm 4 → | Jan 22, 5:23 pm EST | Adam Scott MalamedChief Operating Officer | 50,000 | — | — | 50,000 | — | |
| Jan 20, 2015 AForm 4 → | Jan 22, 5:22 pm EST | Mark ZeitchickExecutive Vice President, Director | 200,000 | — | — | 200,000 | — | |
| Jan 20, 2015 AForm 4 → | Jan 22, 5:20 pm EST | Richard LampenPresident and CEO, Director | 200,000 | — | — | 200,000 | — | |
| Jan 12, 2015 MForm 4 → | Jan 14, 8:00 am EST | Jeffrey PodellDirector | 20,000 | — | — | 0 | — | |
| Jan 6, 2015 MForm 4 → | Jan 8, 7:58 am EST | Howard M LorberDirector | 20,000 | — | — | 0 | — | |
| Jan 6, 2015 MForm 4 → | Jan 7, 7:55 am EST | Phillip Md Et Al Frost +2Director, 10% Owner | 20,000 | — | — | 0 | — | |
| Jan 6, 2015 MForm 4 → | Jan 7, 7:53 am EST | Brian S GensonDirector | 20,000 | — | — | 0 | — |