Insider · CIK 0001431385

Brett Kaufman

Files at: LTS. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $9,500 · 1sales $0 · 0net $9,500

Reported trades — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jan 20, 2019 FForm 4 →	Jan 23, 7:57 pm EST	LADENBURG THALMANN FINANCIAL SERVICES INC.LTS	2,986	$3.10	$9,257	268,466	—	plan?
Jan 12, 2019 FForm 4 →	Jan 15, 6:12 pm EST	LADENBURG THALMANN FINANCIAL SERVICES INC.LTS	10,106	$3.09	$31,192	271,452	—	plan?
Jan 10, 2019 AForm 4 →	Jan 14, 7:41 am EST	LADENBURG THALMANN FINANCIAL SERVICES INC.LTS	60,000	—	—	281,558	—	plan?
Jan 30, 2018 FLMForm 4 →	Mar 22, 5:14 pm EDT	LADENBURG THALMANN FINANCIAL SERVICES INC.LTS	255,804	$2.83	$722,751	221,558	—	plan? late
Jan 20, 2018 FForm 4 →	Jan 23, 9:39 pm EST	LADENBURG THALMANN FINANCIAL SERVICES INC.LTS	3,484	$3.13	$10,905	177,216	—	plan?
Jan 12, 2018 AFForm 4 →	Jan 17, 5:23 pm EST	LADENBURG THALMANN FINANCIAL SERVICES INC.LTS	57,176	$3.21	$23,035	180,700	—	plan?
Oct 30, 2017 LForm 5 →	Feb 9, 2018, 5:13 pm EST	LADENBURG THALMANN FINANCIAL SERVICES INC.LTS	149	$3.89	$579	138,021	—	plan?
Jan 20, 2017 FForm 4 →	Jan 24, 6:01 pm EST	LADENBURG THALMANN FINANCIAL SERVICES INC.LTS	3,559	$2.24	$7,972	137,876	—	plan?
Jan 13, 2017 AFForm 4 →	Jan 18, 5:28 pm EST	LADENBURG THALMANN FINANCIAL SERVICES INC.LTS	43,565	$2.39	$8,520	141,435	—	plan?
Jan 14, 2016 AForm 4 →	Jan 19, 5:25 pm EST	LADENBURG THALMANN FINANCIAL SERVICES INCLTS	40,000	—	—	105,000	—	plan?
Sep 28, 2015 PForm 4 →	Sep 29, 7:43 am EDT	LADENBURG THALMANN FINANCIAL SERVICES INCLTS	5,000	$1.90	$9,500	65,000	+8.33%	plan?
Jan 20, 2015 AForm 4 →	Jan 22, 5:26 pm EST	LADENBURG THALMANN FINANCIAL SERVICES INCLTS	40,000	—	—	60,000	—	plan?

Reported trades — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Mar 20, 2018 MForm 4 →	Mar 22, 5:14 pm EDT	LADENBURG THALMANN FINANCIAL SERVICES INC.LTS	150,000	—	—	0	—