Form4insider filings, from the source

Daily feed · SEC Form 4 filings

All insider sales — Dec 28, 2018

Every open-market insider sale (transaction code S, price above zero). Gifts, tax withholding, and other $0 dispositions are not sales and are excluded — they appear on the filing pages labelled as what they are.

64 filings · trading day Dec 28, 2018Download CSVQuotes for these symbols ↗
TradeReported (ET)CompanyInsiderSharesAvg priceTotalOwned afterΔ stakeFlags
Dec 24, 2018 SForm 4 →Dec 27, 4:32 pm ESTLADENBURG THALMANN FINANCIAL SERVICES INC.LTSPhillip Md Et Al Frost +1Other50,900,000$2.50$127,250,0006,208,431−89.1% plan?
Dec 21, 2018 SForm 4 →Dec 27, 6:29 pm ESTMercantil Bank Holding CorpAMTBC.A. Mercantil Servicios Financieros10% Owner4,922,477$13.00$63,992,2010−100% plan? late
Dec 19, 2018 SForm 4 →Dec 27, 4:16 pm ESTINSEEGO CORP.INSGContinental Insurance Group, Ltd. +410% Owner11,473,799$3.00$34,421,3970−100% plan? late
Dec 26, 2018 SForm 4 →Dec 28, 2:04 pm ESTGOLDMAN SACHS GROUP INCGSGregory K PalmExecutive VP - General Counsel16,451$158.41$2,606,021946,915−1.71% plan?
Dec 26, 2018 SForm 4 →Dec 28, 11:39 am ESTMorningstar, Inc.MORNJoseph D MansuetoExecutive Chairman, Director, 10% Owner23,049$108.09$2,491,27122,624,685−0.10% plan?
Dec 24, 2018 SForm 4 →Dec 27, 9:32 pm ESTSALESFORCE COM INCCRMMarc BenioffChairman of the Board & co-CEO, Director15,000$126.27$1,894,03131,790,800−0.05% plan?
Dec 27, 2018 SForm 4 →Dec 28, 3:12 pm ESTORACLE CORPORCLDorian DaleyEVP, Gen'l Counsel, Secretary25,000$45.00$1,125,00077,919−24.3% plan?
Dec 24, 2018 SForm 4 →Dec 27, 8:11 pm ESTSALESFORCE COM INCCRMMark J HawkinsPresident and CFO9,066$121.93$1,105,37824,347−27.1% plan?
Dec 27, 2018 SForm 4 →Dec 27, 9:27 pm ESTZscaler, Inc.ZSAmit SinhaCTO & EVP of Eng/Cloud Ops, Director19,140$39.66$759,1291,059,754−1.77% plan?
Dec 21, 2018 SForm 4 →Dec 28, 12:32 pm ESTTRANS WORLD ENTERTAINMENT CORPTWMCNeil S Subin10% Owner1,027,434$0.637$654,4750−100% plan? late
Dec 26, 2018 SForm 4 →Dec 28, 11:56 am ESTURSTADT BIDDLE PROPERTIES INCUBPCatherine U BiddleDirector, 10% Owner41,600$15.50$644,8002,222,543−1.84% plan?
Dec 26, 2018 SForm 4 →Dec 28, 11:59 am ESTURSTADT BIDDLE PROPERTIES INCUBPWilling L BiddlePresident and CEO, Director, 10% Owner41,600$15.50$644,8002,222,543−1.84% plan?
Dec 26, 2018 SForm 4 →Dec 27, 4:05 pm ESTCarGurus, Inc.CARGOliver Ian ChrzanChief Technology Officer20,000$32.21$644,2001,852,906−1.07% plan?
Dec 24, 2018 SForm 4 →Dec 27, 5:43 pm ESTAudentes Therapeutics, Inc.BOLDLouis G LangeDirector32,000$18.62$595,79932,343−49.7% plan?
Dec 26, 2018 SForm 4 →Dec 28, 12:40 pm ESTCare.com IncCRCMSheila Lirio MarceloPresident and CEO, Director30,000$18.99$569,7021,075,646−2.71% plan?
Dec 19, 2018 SForm 4/A →Dec 28, 2:21 pm ESTACNB CORPACNBDonald Arthur Seibel Jr.Director12,700$38.08$483,67717,706−41.8% plan?
Dec 24, 2018 SForm 4 →Dec 27, 5:34 pm ESTNOVELION THERAPEUTICS INC.NVLNBroadfin Healthcare Master Fund Ltd +210% Owner450,001$0.892$401,4141,498,553−23.1% plan?
Dec 24, 2018 SForm 4 →Dec 27, 4:19 pm ESTMINDBODY, Inc.MBBrett T WhiteCFO & COO10,000$36.32$363,200114,498−8.03% plan?
Dec 24, 2018 SForm 4 →Dec 27, 5:22 pm ESTMINDBODY, Inc.MBKimberly Gail LytikainenChief Legal Officer &Secretary9,688$36.32$351,86841,101−19.1% plan?
Dec 26, 2018 SForm 4 →Dec 27, 5:35 pm ESTBIOMARIN PHARMACEUTICAL INCBMRNJean Jacques BienaimeChief Executive Officer, Director4,000$80.50$322,000288,290−1.37% plan?
Dec 26, 2018 SForm 4 →Dec 28, 12:12 pm ESTClearBridge Energy Midstream Opportunity Fund Inc.EMORichard A FreemanOther34,854$7.59$264,4092,022−94.5% plan?
Dec 26, 2018 SForm 4 →Dec 28, 12:04 pm ESTClearBridge MLP & Midstream Fund Inc.CEMRichard A FreemanOther26,611$9.83$261,64531,421−45.9% plan?
Dec 24, 2018 SForm 4 →Dec 27, 4:03 pm ESTLGL GROUP INCLGLMario J Gabelli10% Owner42,000$5.95$249,900479,471−8.05% plan?
Dec 26, 2018 SForm 4 →Dec 27, 8:18 pm ESTHyatt Hotels CorpHJNP Parachute Trust #2Other3,413$64.99$221,8110−100% plan?
Dec 26, 2018 SForm 4 →Dec 27, 8:10 pm ESTHyatt Hotels CorpHJNP Parachute Mirror Trust AOther2,811$64.99$182,6870−100% plan?
Aug 31, 2017 SForm 4 →Dec 27, 2018, 4:53 pm ESTClovis Oncology, Inc.CLVSCorwin Dale HooksSee Remarks2,150$76.36$164,17419−99.1% plan? late
Dec 21, 2018 SForm 4 →Dec 27, 4:55 pm ESTBROWN FORMAN CORPBFA, BFBMike J. KeyesSVP, Chief Corporate Affairs3,278$46.19$151,4197,980−29.1% plan? late
Dec 26, 2018 SForm 4 →Dec 27, 8:05 pm ESTHyatt Hotels CorpHJNP Parachute Mirror Trust BOther2,246$64.99$145,9680−100% plan?
Dec 26, 2018 SForm 4 →Dec 27, 5:57 pm ESTCHENIERE ENERGY INCLNGVicky A BaileyDirector2,567$55.90$143,49134,706−6.89% plan?
Dec 27, 2018 SForm 4 →Dec 28, 9:57 am ESTCITRIX SYSTEMS INCCTXSMark J FerrerEVP, Chief Revenue Officer1,388$100.14$138,99460,809−2.23% plan?
Dec 24, 2018 SForm 4 →Dec 27, 6:28 pm ESTCORVEL CORPCRVLV Gordon ClemonsChairman of the Board, Director2,000$60.13$120,2571,864,612−0.11% plan?
Dec 24, 2018 SForm 4 →Dec 27, 5:02 pm ESTSMARTSHEET INCSMARKara HamiltonSenior VP of People Operations5,000$22.58$112,875816−86.0% plan?
Dec 21, 2018 SForm 4 →Dec 28, 12:39 pm ESTLEARNING TREE INTERNATIONAL, INC.LTRENeil S Subin10% Owner89,500$1.10$98,450658,550−12.0% plan? late
Dec 26, 2018 SForm 4 →Dec 28, 12:25 pm ESTBLACKROCK MUNIHOLDINGS NEW JERSEY QUALITY FUND, INC.MUJPeter HayesOther5,500$12.40$68,2090−100% plan?
Dec 26, 2018 SForm 4 →Dec 27, 7:54 pm ESTVEEVA SYSTEMS INCVEEVPaul J SekhriDirector601$85.00$51,08516,440−3.53% plan?
Dec 24, 2018 SForm 4 →Dec 27, 9:01 pm ESTAMEDISYS INCAMEDDavid B. PearceChief Compliance Officer410$106.61$43,71011,010−3.59% plan?
Jun 15, 2018 SForm 4 →Dec 27, 4:55 pm ESTClovis Oncology, Inc.CLVSCorwin Dale HooksSee Remarks939$45.47$42,6961,595−37.1% plan? late
Dec 24, 2018 SForm 4 →Dec 27, 4:12 pm ESTFive9, Inc.FIVNScott WelchEVP, Cloud Operations1,031$39.57$40,79762,799−1.62% plan?
Dec 24, 2018 SForm 4 →Dec 27, 4:05 pm ESTFORTINET INCFTNTKeith JensenCFO & Chief Accounting Officer626$65.00$40,690620−50.2% plan?
Dec 26, 2018 SForm 4 →Dec 28, 12:28 pm ESTBLACKROCK MUNIYIELD FUND, INC.MYDTheodore R Jaeckel Jr.Other3,005$12.56$37,7430−100.0% plan?
Dec 26, 2018 SForm 4 →Dec 28, 12:28 pm ESTBLACKROCK MUNIHOLDINGS NEW JERSEY QUALITY FUND, INC.MUJTheodore R Jaeckel Jr.Other3,000$12.40$37,2006,549−31.4% plan?
Dec 26, 2018 SForm 4 →Dec 28, 12:37 pm ESTBLACKROCK MUNIHOLDINGS FUND II, INC.MUHTheodore R Jaeckel Jr.Other2,898$12.70$36,8050−100% plan?
Dec 27, 2018 SForm 4 →Dec 27, 4:15 pm ESTSHOE CARNIVAL INCSCVLKent A KleebergerDirector1,074$33.98$36,49513,886−7.18% plan?
Dec 24, 2018 SForm 4 →Dec 27, 6:01 pm ESTVerrica Pharmaceuticals Inc.VRCAMatt Davidson10% Owner4,100$8.02$32,8713,082,969−0.13% plan?
Dec 21, 2018 SForm 4 →Dec 28, 11:40 am ESTU.S. Auto Parts Network, Inc.PRTSDavid Kanen +210% Owner42,658$0.6897$29,4223,202,182−1.31% plan? late
Dec 17, 2018 SForm 4/A →Dec 27, 5:24 pm ESTGoosehead Insurance, Inc.GSHDMark S. ColbyChief Financial Officer1,032$27.18$28,05437,137−2.70% plan?
Dec 26, 2018 SForm 4 →Dec 28, 12:26 pm ESTBLACKROCK MUNIVEST FUND, INC.MVFPeter HayesOther3,000$8.25$24,7610−100% plan?
Dec 26, 2018 SForm 4 →Dec 28, 12:25 pm ESTBLACKROCK MUNIYIELD QUALITY FUND II, INC.MQTPeter HayesOther2,000$11.32$22,6340−100% plan?
Dec 26, 2018 SForm 4 →Dec 28, 12:24 pm ESTBLACKROCK MUNIHOLDINGS FUND, INC.MHDPeter HayesOther1,500$14.52$21,7740−100% plan?
Dec 24, 2018 SForm 4 →Dec 27, 4:05 pm ESTPTC INC.PTCPhillip M FernandezDirector250$77.83$19,45820,162−1.22% plan?
Dec 24, 2018 SForm 4 →Dec 27, 9:25 pm ESTEMPIRE RESORTS INCNYNYEmanuel R PearlmanExecutive Chairman, Director2,000$9.32$18,644132,722−1.48% plan?
Dec 27, 2018 SForm 4 →Dec 27, 8:20 pm ESTSALESFORCE COM INCCRMJohn Victor RoosDirector114$128.80$14,68313,955−0.81% plan?
Dec 21, 2018 SForm 4 →Dec 27, 7:53 pm ESTR F INDUSTRIES LTDRFILMarvin FinkDirector2,000$6.35$12,70077,339−2.52% plan? late
Dec 21, 2018 SForm 4 →Dec 28, 12:36 pm ESTCapstone Therapeutics Corp.CAPSNeil S Subin10% Owner206,000$0.052$10,7122,708,484−7.07% plan? late
Dec 27, 2018 SForm 4 →Dec 28, 12:15 pm ESTInvesco Quality Municipal Income TrustIQITimothy M O'ReillyOther750$11.17$8,3801,352−35.7% plan?
Dec 26, 2018 SForm 4 →Dec 28, 12:29 pm ESTBLACKROCK MUNIYIELD QUALITY FUND III, INC.MYIMichael KalinoskiOther600$11.82$7,09422−96.4% plan?
Dec 26, 2018 SForm 4 →Dec 27, 4:45 pm ESTADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUNDAVKMichael A SmartDirector500$12.27$6,1373,140−13.7% plan?
Dec 27, 2018 SForm 4 →Dec 28, 6:03 am ESTAbtech Holdings, Inc.ABHDDavid GreenwaldDirector4,756$1.04$4,94650−99.0% plan?
Dec 27, 2018 SForm 4 →Dec 28, 1:46 pm ESTGastar Exploration Inc.GSTMichael A GerlichSenior VP & CFO1,061,483$0.002$2,0881,315,866−44.6% plan?
Dec 26, 2018 SForm 4 →Dec 28, 9:21 am ESTSONO TEK CORPSOTKChristopher L CoccioCEO, Director600$2.92$1,752463,241−0.13% plan?
Dec 27, 2018 SForm 4 →Dec 28, 11:29 am ESTSI Financial Group, Inc.SIFIRobert O GillardDirector25$12.53$31313,270−0.19% plan?
Dec 24, 2018 SForm 4 →Dec 27, 4:30 pm ESTH/Cell Energy CorpHCCCTurquino Equity, LLC10% Owner105$0.62$653,528,645−0.00% plan?
Dec 24, 2018 SForm 4 →Dec 27, 4:30 pm ESTH/Cell Energy CorpHCCCMatthew HidalgoChief Financial Officer, 10% Owner105$0.62$653,528,645−0.00% plan?
Dec 24, 2018 SForm 4 →Dec 27, 4:31 pm ESTH/Cell Energy CorpHCCCAndy HidalgoChief Executive Officer, Director, 10% Owner105$0.62$653,528,645−0.00% plan?

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.