SEC Form 4 · accession 0000014693-18-000180
BROWN FORMAN CORP · BF-A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mike J. Keyes
Officer — SVP, Chief Corporate Affairs
Period of report
Dec 21, 2018
Accepted (ET)
Dec 27, 2018 · 4:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014693
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A CommonF1 | Dec 21, 2018 | S | 3,111 | $46.19 | D | 15,707 | D | |
| Class B Common | Dec 21, 2018 | S | 167 | $46.24 | D | 7,980 | D | |
| Class A Common | Dec 26, 2018 | G | 460 | $0.00 | D | 15,247 | D | |
| Class A CommonF2 | holding | — | — | — | 4,529 | I | ESPP | |
| Class B CommonF2 | holding | — | — | — | 2,252 | I | ESPP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.18 to $46.24, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2Number of shares acquired through the issuer's employee stock purchase program as of December 27, 2018.