SEC Form 4 · accession 0001209191-18-064206
MINDBODY, Inc. · MB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kimberly Gail Lytikainen
Officer — Chief Legal Officer &Secretary
Period of report
Dec 24, 2018
Accepted (ET)
Dec 27, 2018 · 5:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001458962
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Dec 24, 2018 | C | 4,688 | $0.00 | A | 45,789 | D | |
| Class A Common StockF2 | Dec 24, 2018 | M | 5,000 | $13.91 | A | 50,789 | D | |
| Class A Common StockF2 | Dec 24, 2018 | S | 9,688 | $36.32 | D | 41,101 | D | |
| Class A Common StockF4 | holding | — | — | — | 17,821 | I | By spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5 | $14.496 | Dec 24, 2018 | M | 4,688 | D | — | May 22, 2025 | Class B Common Stock | 4,688 | 9,375 | D |
| Class B Common StockF6 | — | Dec 24, 2018 | M | 4,688 | A | — | — | Class A Common Stock | 4,688 | 4,688 | D |
| Class B Common StockF6 | — | Dec 24, 2018 | C | 4,688 | D | — | — | Class A Common Stock | 4,688 | 0 | D |
| Employee Stock Option (Right to Buy)F7 | $13.91 | Dec 24, 2018 | M | 5,000 | D | — | Mar 21, 2026 | Class A Common Stock | 5,000 | 11,280 | D |
Explanation of responses
- F1Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of the Reporting Person.
- F2Includes 41,101 restricted stock units ("RSUs"), where each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
- F3The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F4Includes 17,821 RSUs, where each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
- F51/48 of the shares subject to the option vested on June 22, 2015, and 1/48 of the shares vest monthly thereafter.
- F6Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
- F71/4 of the shares subject to the option vested on March 21, 2017, and 1/48 of the shares vest monthly thereafter.