Insider holders · CIK 0000099614
TRI-CONTINENTAL CORP · TY
Every insider with a reported Table I holding at this company, ranked by their last-reported share count. A balance is only as fresh as its filing — the report date sits next to every row on purpose. ← Back to activity
| Insider | Direct shares | Indirect shares | Total reported | Last report (ET) | From |
|---|---|---|---|---|---|
| David L Kingrelationship not stated | 140,000 | — | 140,000 | Mar 23, 2017 · 10:29 am EDT | Form 4 |
| Yan Jinrelationship not stated | 12,827 | 7,500 | 20,327 | Jan 2, 2019 · 1:50 pm EST | Form 4 |
| Brian Matthew Condonrelationship not stated | 17,500 | — | 17,500 | Dec 11, 2015 · 4:12 pm EST | Form 4 |
| Peter Albaneserelationship not stated | 5,068 | — | 5,068 | Jun 13, 2018 · 3:20 pm EDT | Form 4 |
| Pamela G CarltonDirector | 2,100 | — | 2,100 | Mar 9, 2018 · 9:48 am EST | Form 4 |
| Edward J Boudreau Jr.Director | 1,000 | — | 1,000 | Jan 5, 2018 · 5:09 pm EST | Form 3 |
| William A. HawkinsDirector | 200 | — | 200 | Mar 6, 2015 · 3:44 pm EST | Form 3 |
| Minor M ShawDirector | 200 | — | 200 | Apr 21, 2016 · 11:52 am EDT | Form 3 |
| George S BatejanDirector | 100 | — | 100 | Jan 5, 2018 · 4:55 pm EST | Form 3 |
Balances come from each insider’s most recent filing that reports a Table I holding; an insider who left the company years ago still appears with their last-known figure and its date. Indirect totals collapse multiple vehicles (trusts, LLCs) into one number — open the filing for the breakdown. Shares as filed, not split-adjusted.