SEC Form 4 · accession 0001567619-19-000019
TRI-CONTINENTAL CORP · TY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Yan Jin
Other
Period of report
Dec 31, 2018
Accepted (ET)
Jan 2, 2019 · 1:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000099614
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Tri-Continental Corporation Common Stock | Dec 31, 2018 | P | 100 | $23.37 | A | 7,927 | D | |
| Tri-Continental Corporation Common Stock | Dec 31, 2018 | P | 2,860 | $23.38 | A | 10,787 | D | |
| Tri-Continental Corporation Common Stock | Dec 31, 2018 | P | 700 | $23.40 | A | 11,487 | D | |
| Tri-Continental Corporation Common Stock | Dec 31, 2018 | P | 300 | $23.41 | A | 11,787 | D | |
| Tri-Continental Corporation Common Stock | Dec 31, 2018 | P | 84 | $23.43 | A | 11,871 | D | |
| Tri-Continental Corporation Common Stock | Dec 31, 2018 | P | 386 | $23.44 | A | 12,257 | D | |
| Tri-Continental Corporation Common Stock | Dec 31, 2018 | P | 434 | $23.45 | A | 12,691 | D | |
| Tri-Continental Corporation Common StockF1 | Dec 31, 2018 | P | 136 | $23.46 | A | 12,827 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This statement is filed pursuant to Section 16(a) of the Act and shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities indirectly owned as disclosed in previous Form 4 filings.