SEC Form 4 · accession 0001140361-18-028387
TRI-CONTINENTAL CORP · TY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Albanese
Other
Period of report
Jun 12, 2018
Accepted (ET)
Jun 13, 2018 · 3:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000099614
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Tri-Continental Corporation Common Stock | Jun 12, 2018 | S | 1,300 | $27.511 | D | 9,268 | D | |
| Tri-Continental Corporation Common Stock | Jun 12, 2018 | S | 600 | $27.525 | D | 8,668 | D | |
| Tri-Continental Corporation Common Stock | Jun 12, 2018 | S | 200 | $27.513 | D | 8,468 | D | |
| Tri-Continental Corporation Common Stock | Jun 12, 2018 | S | 400 | $27.51 | D | 8,068 | D | |
| Tri-Continental Corporation Common Stock | Jun 12, 2018 | S | 600 | $27.50 | D | 7,468 | D | |
| Tri-Continental Corporation Common Stock | Jun 12, 2018 | S | 400 | $27.499 | D | 7,068 | D | |
| Tri-Continental Corporation Common Stock | Jun 12, 2018 | S | 2,000 | $27.493 | D | 5,068 | D |
Table II — derivative securities
No Table II lines on this filing.