SEC Form 3 · accession 0001140361-15-010720
TRI-CONTINENTAL CORP · TY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William A. Hawkins
Director
Period of report
Mar 2, 2015
Accepted (ET)
Mar 6, 2015 · 3:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000099614
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Tri-Continental Corporation Common Stock | holding | — | — | — | 200 | D |
Table II — derivative securities
No Table II lines on this filing.