SEC Form 3 · accession 0001140361-16-061720
TRI-CONTINENTAL CORP · TY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Minor M Shaw
Director
Period of report
Apr 18, 2016
Accepted (ET)
Apr 21, 2016 · 11:52 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000099614
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Tri-Continental Corporation Common Stock | holding | — | — | — | 200 | D |
Table II — derivative securities
No Table II lines on this filing.