SEC Form 4 · accession 0001140361-17-012990
TRI-CONTINENTAL CORP · TY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David L King
Other
Period of report
Mar 22, 2017
Accepted (ET)
Mar 23, 2017 · 10:29 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000099614
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Tri-Continental Corporation Common Stock | Mar 22, 2017 | P | 100 | $22.80 | A | 130,100 | D | |
| Tri-Continental Corporation Common Stock | Mar 22, 2017 | P | 100 | $22.79 | A | 130,200 | D | |
| Tri-Continental Corporation Common Stock | Mar 22, 2017 | P | 400 | $22.82 | A | 130,600 | D | |
| Tri-Continental Corporation Common Stock | Mar 22, 2017 | P | 500 | $22.83 | A | 131,100 | D | |
| Tri-Continental Corporation Common Stock | Mar 22, 2017 | P | 200 | $22.845 | A | 131,300 | D | |
| Tri-Continental Corporation Common Stock | Mar 22, 2017 | P | 100 | $22.865 | A | 131,400 | D | |
| Tri-Continental Corporation Common Stock | Mar 22, 2017 | P | 606 | $22.86 | A | 132,006 | D | |
| Tri-Continental Corporation Common Stock | Mar 22, 2017 | P | 1,398 | $22.85 | A | 133,404 | D | |
| Tri-Continental Corporation Common Stock | Mar 22, 2017 | P | 1,733 | $22.84 | A | 135,137 | D | |
| Tri-Continental Corporation Common Stock | Mar 22, 2017 | P | 882 | $22.87 | A | 136,019 | D | |
| Tri-Continental Corporation Common Stock | Mar 22, 2017 | P | 1,672 | $22.88 | A | 137,691 | D | |
| Tri-Continental Corporation Common Stock | Mar 22, 2017 | P | 1,175 | $22.90 | A | 138,866 | D | |
| Tri-Continental Corporation Common Stock | Mar 22, 2017 | P | 1,134 | $22.89 | A | 140,000 | D |
Table II — derivative securities
No Table II lines on this filing.