Form4insider filings, from the source

Insider holders · CIK 0001675033

Great Elm Capital Corp. · GECC

Every insider with a reported Table I holding at this company, ranked by their last-reported share count. A balance is only as fresh as its filing — the report date sits next to every row on purpose. ← Back to activity

InsiderDirect sharesIndirect sharesTotal reportedLast report (ET)From
David J. Steinberg10% Owner—2,168,4172,168,417Mar 11, 2019 · 6:16 pm EDTForm 4
Mast Capital Management, LLC10% Owner—2,168,4172,168,417Mar 11, 2019 · 6:16 pm EDTForm 4
Great Elm Capital Group, Inc.10% Owner1,966,667—1,966,667Sep 11, 2018 · 8:00 pm EDTForm 3
Great Elm Strategic Partnership I, LLC10% Owner1,378,260—1,378,260Jun 30, 2026 · 8:49 pm EDTForm 4
Great Elm Group, Inc.10% Owner1,244,167—1,244,167Sep 23, 2026 · 4:32 pm EDTForm 4
Peter A ReedSee Remarks74,852—74,852Dec 20, 2018 · 8:19 pm ESTForm 4
Adam M KleinmanCCO and Secretary57,229—57,229Sep 23, 2026 · 4:27 pm EDTForm 4
Keri DavisCFO27,939—27,939Sep 23, 2026 · 4:30 pm EDTForm 4
Mark KuperschmidDirector—19,95019,950Dec 4, 2018 · 5:36 pm ESTForm 4
Michael C SpellerDirector11,000—11,000Nov 21, 2018 · 4:19 pm ESTForm 4
John Edward StuartDirector9,28088710,167Dec 9, 2016 · 8:32 pm ESTForm 3
Randall Revell HorseyDirector10,000—10,000Dec 4, 2018 · 4:31 pm ESTForm 4
Mark C BidermanDirector5,037—5,037Dec 9, 2016 · 8:30 pm ESTForm 3
John J WoodsSee Remarks2,000—2,000Jun 8, 2018 · 5:09 pm EDTForm 3
Michael J. SellSee Remarks1,700—1,700Nov 13, 2017 · 4:31 pm ESTForm 4

Balances come from each insider’s most recent filing that reports a Table I holding; an insider who left the company years ago still appears with their last-known figure and its date. Indirect totals collapse multiple vehicles (trusts, LLCs) into one number — open the filing for the breakdown. Shares as filed, not split-adjusted.