SEC Form 3 · accession 0000899243-18-024212
Great Elm Capital Corp. · GECC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Great Elm Capital Group, Inc.
10% Owner
Period of report
Nov 3, 2016
Accepted (ET)
Sep 11, 2018 · 8:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001675033
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 1,966,667 | D |
Table II — derivative securities
No Table II lines on this filing.