SEC Form 4 · accession 0000899243-18-031499
Great Elm Capital Corp. · GECC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter A Reed
Officer — See Remarks · Director
Period of report
Dec 18, 2018
Accepted (ET)
Dec 20, 2018 · 8:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001675033
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 18, 2018 | J | 2,145 | $7.90 | A | 74,852 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person received 2,145 shares of common stock as a payment-in-kind distribution based on the GECC closing price on December 18, 2018 in lieu of a cash distribution for his investment in MAST Select Opportunites, L.P.
Remarks
President and Chief Executive Officer