SEC Form 3 · accession 0001209191-16-154567
Great Elm Capital Corp. · GECC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Edward Stuart
Director
Period of report
Nov 3, 2016
Accepted (ET)
Dec 9, 2016 · 8:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001675033
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 9,280 | D | ||
| Common Stock | holding | — | — | — | 4,271 | I | By John E. Stuart GST Trust | |
| Common Stock | holding | — | — | — | 2,054 | I | By Mary E. Stuart 2001 Grantor Trust | |
| Common Stock | holding | — | — | — | 53 | I | By Full Circle Investments LLC | |
| Common Stock | holding | — | — | — | 887 | I | By Michele G. Stuart |
Table II — derivative securities
No Table II lines on this filing.