Insider holders · CIK 0001551949
Guggenheim Credit Allocation Fund · GGM
Every insider with a reported Table I holding at this company, ranked by their last-reported share count. A balance is only as fresh as its filing — the report date sits next to every row on purpose. ← Back to activity
| Insider | Direct shares | Indirect shares | Total reported | Last report (ET) | From |
|---|---|---|---|---|---|
| Randall C BarnesDirector | 16,293 | 8,001 | 24,294 | Dec 13, 2018 · 5:34 pm EST | Form 4/A |
| Roman Friedrich IIIDirector | 1,997 | — | 1,997 | Mar 7, 2019 · 2:37 pm EST | Form 4 |
| Ronald E Toupin Jr.Director | 1,895 | — | 1,895 | Jan 3, 2019 · 11:27 am EST | Form 4 |
| Donald A. Chubb Jr.Director | 500 | — | 500 | Jun 29, 2015 · 9:57 am EDT | Form 4 |
| Jon SzafranAssistant Treasurer | 0 | — | 0 | Sep 14, 2018 · 11:38 am EDT | Form 3 |
| Glenn McWhinnieAssistant Treasurer | 0 | — | 0 | Nov 30, 2016 · 3:33 pm EST | Form 3 |
| Adam J NelsonAssistant Treasurer | 0 | — | 0 | Dec 30, 2015 · 2:46 pm EST | Form 3 |
| Brian E. BinderPresident and CEO | 0 | — | 0 | Apr 5, 2018 · 3:27 pm EDT | Form 3 |
| B. Scott Minerdrelationship not stated | 0 | — | 0 | Mar 13, 2019 · 10:08 am EDT | Form 4 |
| Keith David KempAssistant Treasurer | 0 | — | 0 | Jan 9, 2017 · 4:13 pm EST | Form 3 |
Balances come from each insider’s most recent filing that reports a Table I holding; an insider who left the company years ago still appears with their last-known figure and its date. Indirect totals collapse multiple vehicles (trusts, LLCs) into one number — open the filing for the breakdown. Shares as filed, not split-adjusted.