SEC Form 4 · accession 0001179110-19-003499
Guggenheim Credit Allocation Fund · GGM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roman Friedrich III
Director · Other
Period of report
Mar 7, 2019
Accepted (ET)
Mar 7, 2019 · 2:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551949
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 7, 2019 | P | 1,095 | $21.198 | A | 1,997 | D |
Table II — derivative securities
No Table II lines on this filing.