Insider · CIK 0001277343
Roman Friedrich III
Files at: GGM, GOF, XGEIX. On EDGAR ↗
Reported trades — common stock
| Trade | Reported (ET) | Company | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 7, 2019 PForm 4 → | Mar 7, 2:37 pm EST | Guggenheim Credit Allocation FundGGM | 1,095 | $21.20 | $23,212 | 1,997 | +121% | plan? |
| Sep 6, 2018 PForm 4 → | Sep 6, 1:12 pm EDT | GUGGENHEIM STRATEGIC OPPORTUNITIES FUNDGOF | 150 | $22.19 | $3,329 | 3,558 | +4.40% | plan? |
| Jul 17, 2018 PForm 4 → | Jul 24, 3:10 pm EDT | GUGGENHEIM STRATEGIC OPPORTUNITIES FUNDGOF | 850 | $21.35 | $18,148 | 3,361 | +33.9% | plan? late |
| Mar 29, 2018 PForm 4 → | Mar 29, 1:10 pm EDT | GUGGENHEIM STRATEGIC OPPORTUNITIES FUNDGOF | 740 | $20.20 | $14,948 | 2,434 | +43.7% | plan? |
| Nov 28, 2017 PForm 4 → | Dec 5, 5:20 pm EST | GUGGENHEIM STRATEGIC OPPORTUNITIES FUNDGOF | 135 | $21.64 | $2,921 | 1,640 | +8.97% | plan? late |
| Jul 20, 2017 PForm 4 → | Jul 21, 3:20 pm EDT | GUGGENHEIM STRATEGIC OPPORTUNITIES FUNDGOF | 500 | $21.07 | $10,535 | 1,461 | +52.0% | plan? |
| Aug 25, 2016 PForm 4 → | Aug 29, 11:38 am EDT | Guggenheim Credit Allocation FundGGM | 452 | $22.10 | $9,989 | 902 | +100% | plan? |
Reported trades — derivatives (options, RSUs, warrants)
No reported derivative activity in this period.