SEC Form 4 · accession 0001179110-18-009880
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND · GOF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roman Friedrich III
Director · Other
Period of report
Jul 17, 2018
Accepted (ET)
Jul 24, 2018 · 3:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001380936
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 17, 2018 | P | 850 | $21.35 | A | 3,361 | D |
Table II — derivative securities
No Table II lines on this filing.