SEC Form 4 · accession 0001179110-17-014946
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND · GOF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roman Friedrich III
Director · Other
Period of report
Nov 28, 2017
Accepted (ET)
Dec 5, 2017 · 5:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001380936
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 28, 2017 | P | 135 | $21.6375 | A | 1,640 | D |
Table II — derivative securities
No Table II lines on this filing.