SEC Form 4 · accession 0001179110-18-004906
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND · GOF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roman Friedrich III
Director · Other
Period of report
Mar 29, 2018
Accepted (ET)
Mar 29, 2018 · 1:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001380936
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 29, 2018 | P | 740 | $20.20 | A | 2,434 | D |
Table II — derivative securities
No Table II lines on this filing.