Insider · CIK 0001406241

B. Scott Minerd

Files at: GGM, GOF, DRII. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $523k · 6sales $970k · 3net −$447k

Reported trades — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Mar 12, 2019 SForm 4 →	Mar 13, 10:08 am EDT	Guggenheim Credit Allocation FundGGM	6,919	$21.66	$149,866	0	−100%	plan?
Mar 8, 2019 SForm 4 →	Mar 11, 4:46 pm EDT	Guggenheim Credit Allocation FundGGM	5,770	$21.51	$124,107	6,919	−45.5%	plan?
Dec 28, 2017 SForm 4 →	Dec 29, 11:31 am EST	GUGGENHEIM STRATEGIC OPPORTUNITIES FUNDGOF	32,143	$21.65	$695,896	2,000	−94.1%	plan?
Mar 11, 2016 PForm 4 →	Mar 14, 3:23 pm EDT	GUGGENHEIM STRATEGIC OPPORTUNITIES FUNDGOF	12,000	$16.14	$193,642	34,143	+54.2%	plan?
Aug 11, 2015 PForm 4 →	Aug 12, 2:21 pm EDT	GUGGENHEIM STRATEGIC OPPORTUNITIES FUNDGOF	7,000	$18.83	$131,831	12,143	+136%	plan?
Jun 30, 2015 PForm 4 →	Jul 1, 1:54 pm EDT	Guggenheim Credit Allocation FundGGM	1,300	$21.73	$28,244	11,196	+13.1%	plan?
Jun 30, 2015 PForm 4/A →	Jul 1, 1:45 pm EDT	GUGGENHEIM STRATEGIC OPPORTUNITIES FUNDGOF	—	—	—	5,143	—	plan?
Jun 30, 2015 PForm 4 →	Jul 1, 1:28 pm EDT	GUGGENHEIM STRATEGIC OPPORTUNITIES FUNDGOF	1,300	$21.73	$28,244	11,196	+13.1%	plan?
Jun 29, 2015 PForm 4 →	Jul 1, 1:22 pm EDT	GUGGENHEIM STRATEGIC OPPORTUNITIES FUNDGOF	5,143	$19.23	$98,890	5,143	—	plan?
Jun 29, 2015 PForm 4 →	Jul 1, 1:14 pm EDT	Guggenheim Credit Allocation FundGGM	1,918	$21.74	$41,695	9,896	+24.0%	plan?
May 19, 2015 AForm 4 →	May 21, 5:28 pm EDT	Diamond Resorts International, Inc.DRII	11,471	—	—	30,013	—	plan?

Reported trades — derivatives (options, RSUs, warrants)

No reported derivative activity in this period.