SEC Form 4 · accession 0001179110-16-021626
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND · GOF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
B. Scott Minerd
Other
Period of report
Mar 11, 2016
Accepted (ET)
Mar 14, 2016 · 3:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001380936
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 11, 2016 | P | 2,000 | $16.091 | A | 24,143 | D | |
| Common Stock | Mar 11, 2016 | P | 10,000 | $16.146 | A | 34,143 | D |
Table II — derivative securities
No Table II lines on this filing.