SEC Form 4/A · accession 0001179110-15-010569
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND · GOF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
B. Scott Minerd
Other
Period of report
Jun 30, 2015
Accepted (ET)
Jul 1, 2015 · 1:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001380936
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 30, 2015 | P$0 | 0 | $0.00 | A | 5,143 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was filed under the wrong fund. This transaction should be filed under GGM. Mr. Minerd's total holdings of GOF is 5,143