SEC Form 4/A · accession 0001179110-18-013843
Guggenheim Credit Allocation Fund · GGM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Randall C Barnes
Director · Other
Period of report
Dec 13, 2018
Accepted (ET)
Dec 13, 2018 · 5:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551949
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 13, 2018 | P | 400 | $19.70 | A | 16,293 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Amount of Securities Beneficially Owned Following Reported Transaction was incorrectly listed as 16,293,129. The Correct amount of securities beneficially owned after the transaction is 16,293.129.