| Feb 12, 2018 PForm 4 → | Feb 14, 6:03 pm EST | COTY INC.COTY | JAB Cosmetics B.V. +310% Owner | 4,100,000 | $20.60 | $84,475,247 | 290,108,041 | +1.43% | plan? |
| Feb 12, 2018 PForm 4 → | Feb 14, 5:38 pm EST | Post Holdings, Inc.POST | William P StiritzDirector | 100,000 | $71.99 | $7,199,380 | 1,512,362 | +7.08% | plan? |
| Feb 12, 2018 PForm 4 → | Feb 14, 8:46 pm EST | BIGLARI HOLDINGS INC.BH | Sardar Biglari +2Director, 10% Owner | 3,663 | $403.85 | $1,479,310 | 712,624 | +0.52% | plan? |
| Feb 12, 2018 PForm 4 → | Feb 14, 4:09 pm EST | MINDBODY, Inc.MB | Luxor Capital Group, LP +510% Owner | 43,000 | $31.36 | $1,348,458 | 541,724 | +8.62% | plan? |
| Nov 21, 2017 PForm 5 → | Feb 14, 2018, 7:12 pm EST | ONE Group Hospitality, Inc.STKS | David Kanen +210% Owner | 558,241 | $2.20 | $1,229,081 | 1,845,000 | +43.4% | plan? amended |
| Feb 12, 2018 PForm 4 → | Feb 14, 6:20 pm EST | LEGACY RESERVES LPLGCY | Baines Creek Capital, LLC10% Owner | 374,106 | $2.31 | $864,244 | 10,285,332 | +3.77% | plan? |
| Feb 12, 2018 PForm 4 → | Feb 14, 6:22 pm EST | LEGACY RESERVES LPLGCY | Baines Creek Capital, LLC10% Owner | 374,106 | $2.31 | $864,244 | 10,285,332 | +3.77% | plan? |
| Feb 13, 2018 PForm 4 → | Feb 15, 3:50 pm EST | Golub Capital BDC 3, Inc.no symbol | Lawrence E GolubChairman, Director, 10% Owner | 36,667 | $15.00 | $550,000 | 201,667 | +22.2% | plan? |
| Feb 13, 2018 PForm 4 → | Feb 15, 3:50 pm EST | Golub Capital BDC 3, Inc.no symbol | David GolubPresident and CEO, Director, 10% Owner | 36,667 | $15.00 | $550,000 | 201,667 | +22.2% | plan? |
| Feb 12, 2018 PForm 4 → | Feb 14, 4:54 pm EST | CSS INDUSTRIES INCCSS | Rebecca C MatthiasDirector | 20,100 | $20.95 | $421,017 | 84,821 | +31.1% | plan? |
| Jan 17, 2018 PForm 4 → | Feb 14, 7:04 pm EST | ONE Group Hospitality, Inc.STKS | David Kanen +210% Owner | 174,276 | $2.23 | $387,902 | 2,863,273 | +6.48% | plan? late |
| Feb 14, 2018 PForm 4 → | Feb 15, 11:57 am EST | Restaurant Brands International Inc.QSR | Ali HedayatDirector | 5,000 | $58.00 | $290,000 | 37,592 | +15.3% | plan? |
| Feb 12, 2018 PForm 4 → | Feb 14, 5:02 pm EST | Papa Murphy's Holdings, Inc.FRSH | MFP PARTNERS LP +210% Owner | 58,438 | $4.91 | $287,015 | 2,375,616 | +2.52% | plan? |
| Feb 13, 2018 PForm 4 → | Feb 14, 4:35 pm EST | CHINA FUND INCCHN | CITY OF LONDON INVESTMENT GROUP PLC +310% Owner | 12,012 | $21.40 | $257,057 | 394,113 | +3.14% | plan? |
| Feb 13, 2018 PForm 4 → | Feb 14, 4:09 pm EST | HOLOGIC INCHOLX | Namal NawanaDirector | 6,600 | $37.88 | $250,023 | 6,954 | +1,864% | plan? |
| Feb 13, 2018 PForm 4 → | Feb 14, 6:14 pm EST | Coda Octopus Group, Inc.CODA | Forest Manor N.V.10% Owner | 45,600 | $4.65 | $212,040 | 1,076,503 | +4.42% | plan? |
| Feb 13, 2018 PForm 4 → | Feb 14, 8:43 pm EST | OLIN CORPOLN | Earl L ShippDirector | 6,500 | $32.01 | $208,083 | 6,500 | — | plan? |
| Feb 12, 2018 PForm 4 → | Feb 14, 5:44 pm EST | MAGNACHIP SEMICONDUCTOR CorpMX | Tavakoli NaderDirector | 20,000 | $9.43 | $188,600 | 100,586 | +24.8% | plan? |
| Mar 31, 2017 PForm 5 → | Feb 14, 2018, 5:52 pm EST | RumbleON, Inc.RMBL | Mitch PierceDirector | 37,500 | $4.00 | $150,000 | 37,500 | — | plan? |
| Feb 12, 2018 PForm 4 → | Feb 14, 5:27 pm EST | SWISS HELVETIA FUND, INC.SWZ | Andrew DakosDirector | 11,200 | $12.35 | $138,333 | 1,337,479 | +0.84% | plan? |
| Feb 13, 2018 PForm 4 → | Feb 15, 2:24 pm EST | Oaktree Strategic Income CorpOCSI | Marc GamsinDirector | 15,000 | $7.74 | $116,039 | 15,000 | — | plan? |
| Feb 13, 2018 PForm 4 → | Feb 14, 4:09 pm EST | PennantPark Floating Rate Capital Ltd.PFLT | Arthur H PennChairman and CEO, Director | 8,000 | $12.81 | $102,451 | 167,209 | +5.02% | plan? |
| Dec 22, 2017 PForm 5 → | Feb 15, 2018, 3:49 pm EST | Endurance Exploration Group, Inc.EXPL | Robert S DarbeeVice President | 10,000 | $10.00 | $100,000 | 10,000 | — | plan? amended |
| Feb 14, 2018 PForm 4 → | Feb 15, 9:18 am EST | SUMMIT FINANCIAL GROUP INCSMMF | Gary L HinkleDirector | 3,628 | $23.26 | $84,376 | 63,853 | +6.02% | plan? |
| Feb 12, 2018 PForm 4 → | Feb 14, 5:39 pm EST | MAGNACHIP SEMICONDUCTOR CorpMX | Young-Joon KimDirector and CEO, Director | 8,888 | $9.15 | $81,325 | 67,963 | +15.0% | plan? |
| Feb 12, 2018 PForm 4 → | Feb 14, 4:55 pm EST | Trinity Place Holdings Inc.TPHS | MFP PARTNERS LP +210% Owner | 12,136 | $6.34 | $76,946 | 4,360,417 | +0.28% | plan? |
| Feb 13, 2018 PForm 4 → | Feb 14, 5:44 pm EST | MAGNACHIP SEMICONDUCTOR CorpMX | Jonathan W KimSee Remarks | 8,000 | $9.07 | $72,598 | 62,675 | +14.6% | plan? |
| Feb 14, 2018 PForm 4 → | Feb 14, 5:35 pm EST | W R GRACE & COGRA | Keith N ColeVP, Govt. Relations and EHS | 1,000 | $65.76 | $65,758 | 5,922 | +20.3% | plan? |
| Jun 12, 2017 PForm 5 → | Feb 14, 2018, 7:00 pm EST | LIFEPOINT HEALTH, INC.LPNT | Kermit R CrawfordDirector | 1,000 | $64.85 | $64,850 | 1,000 | — | plan? |
| Feb 13, 2018 PForm 4 → | Feb 15, 2:30 pm EST | Oaktree Strategic Income CorpOCSI | Bruce ZimmermanDirector | 8,000 | $7.80 | $62,400 | 14,000 | +133% | plan? |
| Feb 14, 2018 PForm 4 → | Feb 15, 11:51 am EST | EDGEWELL PERSONAL CARE CoEPC | James C JohnsonDirector | 1,000 | $52.95 | $52,947 | 1,000 | — | plan? |
| Feb 13, 2018 PForm 4 → | Feb 15, 9:24 am EST | MISONIX INCMSON | Thomas M PattonDirector | 5,000 | $10.20 | $50,989 | 5,000 | — | plan? |
| Feb 12, 2018 PForm 4 → | Feb 14, 5:22 pm EST | Piedmont Office Realty Trust, Inc.PDM | Christopher Brent SmithChief Inv. Off & EVP-NE Reg | 2,800 | $17.80 | $49,840 | 53,027 | +5.57% | plan? |
| Feb 9, 2018 PForm 4/A → | Feb 14, 7:43 pm EST | Victory Capital Holdings, Inc.VCTR | David Craig BrownCEO and Chairman, Director | 4,000 | $12.11 | $48,440 | 16,500 | +32.0% | plan? |
| Feb 8, 2018 PForm 4 → | Feb 14, 8:21 pm EST | PLUMAS BANCORPPLBC | Steven M. ColdaniDirector | 2,000 | $24.09 | $48,180 | 1,780 | — | plan? late |
| Feb 13, 2018 PForm 4 → | Feb 15, 2:11 pm EST | LRAD CorpLRAD | Richard Hoe Osgood IIIDirector | 20,000 | $2.30 | $46,000 | 160,000 | +14.3% | plan? |
| Feb 13, 2018 PForm 4 → | Feb 14, 5:45 pm EST | MAGNACHIP SEMICONDUCTOR CorpMX | Theodore S KimSee Remarks | 5,000 | $9.09 | $45,438 | 45,500 | +12.3% | plan? |
| May 27, 2016 PForm 5 → | Feb 14, 2018, 5:14 pm EST | AROTECH CORPARTX | Jon B KutlerDirector | 15,000 | $2.69 | $40,422 | 1,724,879 | +0.88% | plan? |
| Aug 11, 2017 PForm 5/A → | Feb 14, 2018, 5:06 pm EST | UNITED COMMUNITY BANKS INCUCBI | Kenneth L DanielsDirector | 1,500 | $25.43 | $38,140 | 1,500 | — | plan? |
| Feb 13, 2018 PForm 4 → | Feb 14, 5:42 pm EST | MAGNACHIP SEMICONDUCTOR CorpMX | Melvin L KeatingDirector | 3,600 | $9.01 | $32,432 | 24,016 | +17.6% | plan? |
| Feb 14, 2018 PForm 4 → | Feb 15, 10:17 am EST | EAGLE FINANCIAL SERVICES INCEFSI | Douglas Clay RinkerDirector | 1,000 | $31.93 | $31,930 | 11,944 | +9.14% | plan? |
| Feb 13, 2018 PForm 4 → | Feb 14, 6:24 pm EST | PIMCO Income Opportunity FundPKO | Thibault Christian StrackeOther | 1,200 | $25.06 | $30,072 | 1,200 | — | plan? |
| Feb 14, 2018 PForm 4 → | Feb 15, 8:45 am EST | Howard Bancorp IncHBMD | Robert W. Smith Jr.Director | 1,300 | $18.43 | $23,959 | 35,678 | +3.78% | plan? |
| Feb 13, 2018 PForm 4 → | Feb 15, 1:53 pm EST | CHOICEONE FINANCIAL SERVICES INCno symbol | Paul L JohnsonDirector | 906 | $24.15 | $21,880 | 49,095 | +1.88% | plan? |
| Feb 14, 2018 PForm 4 → | Feb 14, 5:43 pm EST | RADISYS CORPRSYS | Jonathan WilsonChief Financial Officer | 25,000 | $0.83 | $20,750 | 118,529 | +26.7% | plan? |
| Feb 13, 2018 PForm 4 → | Feb 15, 2:20 pm EST | Oaktree Strategic Income CorpOCSI | Richard W. CohenDirector | 2,620 | $7.67 | $20,101 | 35,645 | +7.93% | plan? |
| Feb 12, 2018 PForm 4 → | Feb 14, 5:23 pm EST | ARTS WAY MANUFACTURING CO INCARTW | J Ward McConnell Jr.Director, 10% Owner | 7,382 | $2.62 | $19,344 | 1,731,830 | +0.43% | plan? |
| Feb 9, 2018 PForm 4 → | Feb 14, 6:19 pm EST | Rise Gold Corp.RYES | Benjamin MossmanCEO, President, Director | 150,000 | $0.1178 | $17,670 | 600,000 | +33.3% | plan? late |
| Feb 14, 2018 PForm 4 → | Feb 15, 12:06 pm EST | Pathfinder Bancorp, Inc.PBHC | George P JoyceDirector | 1,000 | $15.45 | $15,450 | 97,000 | +1.04% | plan? |
| Feb 13, 2018 PForm 4 → | Feb 14, 6:20 pm EST | SB FINANCIAL GROUP, INC.SBFG | George W CarterDirector | 834 | $18.00 | $15,012 | 2,287 | +57.4% | plan? |
| Feb 10, 2018 PForm 4 → | Feb 14, 7:41 pm EST | Victory Capital Holdings, Inc.VCTR | James B HawkesDirector | 1,071 | $12.30 | $13,173 | 246,071 | +0.44% | plan? late amended |
| Feb 14, 2018 PForm 4 → | Feb 15, 12:39 pm EST | CCUR Holdings, Inc.CCUR | Julian D. Singer10% Owner | 2,300 | $5.40 | $12,420 | 2,193,981 | +0.10% | plan? |
| Feb 13, 2018 PForm 4 → | Feb 15, 3:50 pm EST | Golub Capital BDC 3, Inc.no symbol | William M Webster IVDirector | 712 | $15.00 | $10,677 | 3,915 | +22.2% | plan? |
| Feb 6, 2018 PForm 4 → | Feb 14, 6:20 pm EST | Zivo Bioscience, Inc.ZIVO | Christopher D. MaggioreDirector, 10% Owner | 116,000 | $0.0918 | $10,650 | 14,430,831 | +0.81% | plan? late |
| Feb 14, 2018 PForm 4 → | Feb 15, 1:29 pm EST | MOTORCAR PARTS AMERICA INCMPAA | Duane Franklin MillerDirector | 400 | $24.09 | $9,636 | 4,787 | +9.12% | plan? |
| Feb 13, 2018 PForm 4 → | Feb 14, 5:52 pm EST | Hi-Crush Partners LPHCLP | F. Evans GregoryDirector | 752 | $11.72 | $8,815 | 44,860 | +1.70% | plan? |
| Feb 13, 2018 PForm 4 → | Feb 14, 4:01 pm EST | BANK OF THE JAMES FINANCIAL GROUP INCBOTJ | John R Alford Jr.Director | 500 | $15.24 | $7,620 | 9,972 | +5.28% | plan? |
| Feb 14, 2018 PForm 4 → | Feb 15, 9:08 am EST | FIRST REAL ESTATE INVESTMENT TRUST OF NEW JERSEYFREVS | Ronald J ArtinianOther | 500 | $14.80 | $7,400 | 50,512 | +1.00% | plan? |
| Feb 15, 2018 PForm 4 → | Feb 15, 1:03 pm EST | NETSOL TECHNOLOGIES INCNTWK | Najeeb GhauriCEO, Director | 1,550 | $4.71 | $7,301 | 658,909 | +0.24% | plan? |
| Apr 28, 2017 PForm 5 → | Feb 14, 2018, 8:01 pm EST | Triumph Bancorp, Inc.TBK | C Todd SparksDirector | 300 | $22.20 | $6,660 | 300 | — | plan? |
| Jan 3, 2017 PForm 5 → | Feb 14, 2018, 6:24 pm EST | ISABELLA BANK CorpISBA | Peggy WheelerChief Operations Officer | 235 | $27.52 | $6,456 | 10,729 | +2.24% | plan? |
| Feb 12, 2018 PForm 4 → | Feb 14, 5:40 pm EST | Oak Valley BancorpOVLY | Daniel J LeonardDirector | 292 | $21.83 | $6,375 | 51,321 | +0.57% | plan? |
| Feb 13, 2018 PForm 4 → | Feb 15, 1:37 pm EST | Goldman Sachs Private Middle Market Credit LLCno symbol | Ross Jay KariDirector | 61 | $97.99 | $6,000 | 977 | +6.69% | plan? |
| May 15, 2017 PForm 5 → | Feb 14, 2018, 5:56 pm EST | KAISER ALUMINUM CORPKALU | John BarnesonSr. VP - Corporate Development | 63 | $88.41 | $5,565 | 55,222 | +0.11% | plan? |
| Feb 13, 2018 PForm 4 → | Feb 14, 6:19 pm EST | SB FINANCIAL GROUP, INC.SBFG | Rita A KissnerDirector | 300 | $18.00 | $5,400 | 13,625 | +2.25% | plan? |
| Apr 3, 2017 PForm 5 → | Feb 14, 2018, 6:18 pm EST | ISABELLA BANK CorpISBA | w Michael mcGuireDirector | 174 | $27.84 | $4,857 | 107,884 | +0.16% | plan? |
| Feb 13, 2018 PForm 4 → | Feb 15, 1:39 pm EST | Goldman Sachs Private Middle Market Credit LLCno symbol | Ann B LaneDirector | 46 | $97.99 | $4,500 | 732 | +6.69% | plan? |
| Feb 14, 2018 PForm 4 → | Feb 15, 11:36 am EST | PENNS WOODS BANCORP INCPWOD | Cameron KephartDirector | 83 | $41.00 | $3,403 | 306 | +37.2% | plan? |
| Feb 13, 2018 PForm 4 → | Feb 15, 1:32 pm EST | Goldman Sachs Private Middle Market Credit LLCno symbol | Brendan McGovernSee Remarks | 31 | $97.99 | $3,000 | 488 | +6.69% | plan? |
| Jan 30, 2017 PForm 5 → | Feb 14, 2018, 6:24 pm EST | ISABELLA BANK CorpISBA | Richard J BarzDirector | 95 | $27.79 | $2,640 | 33,155 | +0.29% | plan? |
| Dec 31, 2017 PForm 5 → | Feb 14, 2018, 8:55 pm EST | MANNKIND CORPMNKD | Courtney BartonChief Compliance Officer | 2,000 | $1.20 | $2,400 | 2,000 | — | plan? |
| Feb 15, 2018 PForm 4 → | Feb 15, 3:37 pm EST | KINGSWAY FINANCIAL SERVICES INCKFS | Larry G Swets Jr.CEO, Director | 366 | $5.69 | $2,083 | 2,090,530 | +0.02% | plan? |
| Feb 15, 2018 PForm 4 → | Feb 15, 3:43 pm EST | KINGSWAY FINANCIAL SERVICES INCKFS | John Taylor Maloney FitzgeraldPresident and COO, Director | 293 | $5.69 | $1,667 | 870,038 | +0.03% | plan? |
| Feb 13, 2018 PForm 4 → | Feb 15, 1:34 pm EST | Goldman Sachs Private Middle Market Credit LLCno symbol | Jon YoderChief Operating Officer | 15 | $97.99 | $1,500 | 244 | +6.69% | plan? |
| Feb 13, 2018 PForm 4 → | Feb 15, 1:35 pm EST | Goldman Sachs Private Middle Market Credit LLCno symbol | Jaime ArdilaDirector | 15 | $97.99 | $1,500 | 244 | +6.69% | plan? |
| Feb 13, 2018 PForm 4 → | Feb 15, 1:36 pm EST | Goldman Sachs Private Middle Market Credit LLCno symbol | Janet F ClarkDirector | 15 | $97.99 | $1,500 | 244 | +6.69% | plan? |
| Feb 15, 2018 PForm 4 → | Feb 15, 3:29 pm EST | KINGSWAY FINANCIAL SERVICES INCKFS | William August Hickey Jr.CFO and EVP | 262 | $5.69 | $1,491 | 304,556 | +0.09% | plan? |
| Jun 19, 2017 PForm 5 → | Feb 14, 2018, 6:18 pm EST | GIBRALTAR INDUSTRIES, INC.ROCK | Jeffrey J. WatorekVP, Treasurer, Secretary | 44 | $30.11 | $1,331 | 334 | +15.3% | plan? |
| Feb 15, 2018 PForm 4 → | Feb 15, 3:24 pm EST | KINGSWAY FINANCIAL SERVICES INCKFS | Hassan BaqarVice President | 176 | $5.69 | $1,002 | 152,846 | +0.12% | plan? |
| Feb 13, 2018 PForm 4 → | Feb 15, 1:30 pm EST | Goldman Sachs Private Middle Market Credit LLCno symbol | Salvatore LentiniExecutive Vice President | 8 | $97.99 | $750 | 112 | +7.32% | plan? |
| Feb 13, 2018 PForm 4 → | Feb 15, 1:32 pm EST | Goldman Sachs Private Middle Market Credit LLCno symbol | Katherine UniackeDirector | 8 | $97.99 | $750 | 122 | +6.68% | plan? |
| Feb 13, 2018 PForm 4 → | Feb 15, 1:38 pm EST | Goldman Sachs Private Middle Market Credit LLCno symbol | Jonathan LammSee Remarks | 8 | $97.99 | $750 | 122 | +6.68% | plan? |
| Feb 13, 2018 PForm 4 → | Feb 15, 1:39 pm EST | Goldman Sachs Private Middle Market Credit LLCno symbol | David YuSee Remarks | 8 | $97.99 | $750 | 122 | +6.68% | plan? |
| Dec 6, 2016 PForm 5 → | Feb 14, 2018, 4:41 pm EST | THESTREET, INC.TST | Bowers W EspyDirector | 721 | $0.87 | $627 | 92,169 | +0.79% | plan? |
| Feb 12, 2018 PForm 4 → | Feb 14, 5:20 pm EST | USA TRUCK INCUSAK | Barbara J FaulkenberryDirector | 15 | $26.59 | $399 | 11,298 | +0.13% | plan? |