SEC Form 4 · accession 0000921895-18-000694

ONE Group Hospitality, Inc. · STKS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners

10% Owner · Other

10% Owner · Other

10% Owner · Other

Period of report

Dec 29, 2017

Accepted (ET)

Feb 14, 2018 · 7:04 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001399520

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Jan 17, 2018	P	3,700	$2.23	A	2,692,697	I	Kanen Wealth Management LLC
Common Stock^F1	Jan 18, 2018	P	4,128	$2.2287	A	2,696,825	I	Kanen Wealth Management LLC
Common Stock^F1	Jan 19, 2018	P	100,700	$2.23	A	2,797,525	I	Kanen Wealth Management LLC
Common Stock^F1	Jan 26, 2018	P	5,393	$2.2175	A	2,802,918	I	Kanen Wealth Management LLC
Common Stock^F1	Jan 29, 2018	P	4,800	$2.22	A	2,807,718	I	Kanen Wealth Management LLC
Common Stock^F1	Jan 31, 2018	P	4,500	$2.2191	A	2,812,218	I	Kanen Wealth Management LLC
Common Stock^F1	Feb 1, 2018	P	31,900	$2.2091	A	2,844,118	I	Kanen Wealth Management LLC
Common Stock^F1	Feb 5, 2018	P	11,400	$2.197	A	2,855,518	I	Kanen Wealth Management LLC
Common Stock^F1	Feb 6, 2018	P	6,000	$2.3098	A	2,861,518	I	Kanen Wealth Management LLC
Common Stock^F1	Feb 8, 2018	P	202	$2.23	A	2,861,720	I	Kanen Wealth Management LLC
Common Stock^F1	Feb 9, 2018	P	701	$2.23	A	2,862,421	I	Kanen Wealth Management LLC
Common Stock^F1	Feb 12, 2018	P	852	$2.23	A	2,863,273	I	Kanen Wealth Management LLC
Common Stock^F2	holding	—	—		—	1,845,000	I	The Philotimo Fund LLC
Common Stock^F2	holding	—	—		—	18,921	D

No Table II lines on this filing.

F1Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM.
F2Mr. Kanen beneficially owns 4,727,194 shares of Common Stock, which represent approximately 17.5% of the Company's outstanding shares of Common Stock. Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 2,863,273 shares of Common Stock held in customer accounts managed by KWM (including the 18,921 shares held in Mr. Kanen's account) and the 1,845,000 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM other than the shares held in Mr. Kanen's account.